Source: UNIVERSITY OF CALIFORNIA, DAVIS submitted to NRP
SYNERGISTIC COMBINATION OF POLYPHENOLICS WITH PROBIOTICS FOR ENHANCED DELIVERY, PERSISTENCE AND FUNCTIONALITY IN THE GUT
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
ACTIVE
Funding Source
Reporting Frequency
Annual
Accession No.
1027809
Grant No.
2022-67017-36239
Cumulative Award Amt.
$650,000.00
Proposal No.
2021-09201
Multistate No.
(N/A)
Project Start Date
Jan 1, 2022
Project End Date
Dec 31, 2025
Grant Year
2022
Program Code
[A1343]- Food and Human Health
Recipient Organization
UNIVERSITY OF CALIFORNIA, DAVIS
410 MRAK HALL
DAVIS,CA 95616-8671
Performing Department
Food Science & Technology
Non Technical Summary
Food products rich in probiotics and plant phenolics have significant potential to impact human gut health. However, limited viability of probiotics during delivery to the gut and lack of persistence of these bacteria in the gut significantly limits the impact of these products. Similarly lack of physico-chemical stability of plant phenolics during delivery to the gut and limited microbial metabolism of phenolics can significantly impact their biological activity. To address these challenges, our interdisciplinary team proposes to develop a synergistic combination of probiotics and plant phenolics by infusing phenolic compounds into probiotic cells. This unique combination has a potential to enable multifold improvement in the delivery of probiotics to the gut and enhanced muco-adhesion as well as enhancement in microbial metabolism of phenolics based on our preliminary studies. The specific objectives are: (a) Discover and characterize the role of plant phenolics in improving resistance of diverse probiotic bacteria to gastro-intestinal barriers; (b) Role of synergistic combination in enhancing microbial metabolism of phenolics and muco-adhesion of probiotics; and (c) In-vivo validation of the efficacy of the proposed approach in enhancing persistence of probiotics and reducing inflammation and dysbiosis. The success of this project will significantly benefit human health by developing a novel food-based approaches to deliver probiotics and phenolic bioactives that enhances the delivery and persistence of probiotics in the gut and promote generation of bioactive phenolic metabolites at a target site (colon) in the gut. The project also enables development of value-added food ingredients from spent fractions of plant products.
Animal Health Component
25%
Research Effort Categories
Basic
75%
Applied
25%
Developmental
(N/A)
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
7027010101040%
5024010110040%
7011130200020%
Goals / Objectives
Aim 1: Discover and characterize the role of plant phenolics in improving resistance of diverse probiotic bacteria to gastric and intestinal barriers and evaluate generation of phenolic metabolites in a simulated colonic environment and muco-adhesion properties of phenolic infused probiotics: The overall goal is to evaluate the role of plant phenolics in improving resistance of diverse family of probiotic bacteria to the gastric and intestinal barriers and enhancing muco-adhesion of phenolic infused probiotics. This aim will also develop molecular understanding of enhanced resistance to the gastro-intestinal barriers and muco-adhesion properties based on measuring changes in gene expression and metabolism of the probiotic bacteria.?Aim 2: Demonstrate in-vivo efficacy of the optimal combinations of plant phenolics and probiotics in influencing delivery and persistence of probiotic bacteria and influencing high fat diet induced inflammation and gut health: The overall goal of this aim is to evaluate the synergistic combination of plant phenolics and probiotics to improve both the delivery and persistence of probiotic bacteria and reduce the inflammatory stress and dysbiosis generated by the high fat diet.
Project Methods
Aim 1:The overall experimental approach will focus on following sub-tasks- (a) extraction and characterization of phenolic extract from grape pomace and infusion of phenolic extract to the probiotics and characterization of infusion yield and comparison with purified phenolic bioactives using HPLC methods; (b) evaluate survivability of probiotic bacteria infused with phenolics compared to the controls during simulated gastro-intestinal conditions and characterize response of probiotic cells upon interactions with gastric pH and bile salts using the standard plate count microbial assay; (c) characterize in-vitro muco-adhesion properties based on cell surface properties of the infused probiotic cells using a combination of functional assays and gene expression analysis; and (d) characterize phenolic metabolites generated by phenolic infused probiotics during simulated colonic fermentation using a combination of HPLC-MS and NMR metabolomics.Aim 2:This aim will be subdivided into two sub-aims (1) includes short term in-vivo experiments to evaluate the survivability, persistence, and adhesion of orally gavaged probiotic cells with and without infused phenolic bioactives. The methods used in this research include standard plate counting assays and imaging methodsand (2) Long-term in-vivo experiments to evaluate the influence of synergistic combination of plant phenolics and probiotics in improving high fat diet induced metabolic disorders and gut dysbiosis. The methods in this sub-aim will include glucose tolerance test, ELISA methods for the analysis of inflammatory markers, gut permeability assay as well as gene expression of gut tissue sections and gut microbiome analysis.

Progress 01/01/24 to 12/31/24

Outputs
Target Audience:The target audiences for this research include academics and govt. researchers, students, nutrition and health companies, and food companies. The research results were submitted topeer-reviewed journals and presented to stakeholders represented above through conference presentations. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?The project supported the training of one postdoctoral scholar and one assistant project scientist. How have the results been disseminated to communities of interest?The results in this period were predominantly disseminated through peer-reviewed publications and presentations to stakeholders such as Natural product expo and other events focused on food industries. What do you plan to do during the next reporting period to accomplish the goals?The next stage plans are to evaluate 1. Developed computational and bioanalytical approaches to characterize the metabolism of polyphenols in probiotic and commensal bacteria 2. Understand the metabolism of polyphenols in diverse bacterial systems and their potential to reduce gut inflammation using combination of in-vitro and in-vivo models

Impacts
What was accomplished under these goals? The first study have focused on survivability of probiotic cells is crucial for adhering to gut epithelial cells, modulating the microbiota, and exerting their health-promoting effects. This study focused on the vacuum infusion of a model plant extract catechin in live Lacticaseibacillus probiotic cells as an innovative strategy to enhance the persistence and colonization of viable probiotic cells in the gut. The metabolic activity and antagonistic effect against the pathogen of probiotic cells with and without infused catechin and after their treatment with simulated gastric fluid (SGF) were evaluated. A mouse model study was conducted to evaluate the persistence and colonization of the cells with and without infused catechin in the gut. Results showed that catechin-infused Lacticaseibacillus cells exhibited significantly enhanced viability, with only ~0.1 Log CFU/mL reduction in viability after simulated gastrointestinal digestion. The metabolic activity and antagonistic effect of cells infused with catechin remained unchanged compared tonon-infused cells. Furthermore, catechin-infused cells demonstrated improved survivability, extended persistence, and enhanced colonization in the mouse gut. This study highlights a novel probiotic-polyphenol formulation that promotes targeted delivery of probiotics to the gut while delivering beneficial plant phenolic metabolites, paving the way for improved functional food applications. Encapsulation within living microbial cells offers a dual advantage over conventional inert carriers by enabling both protection and metabolic transformation of bioactive compounds. This second study evaluated the potential of bacteria as a live biocatalytic carrier for the encapsulation and in situ biotransformation of curcumin--a model polyphenol with poor solubility and chemical instability. Curcumin was introduced into viable bacterial cells using vacuum-assisted infusion, a non-thermal, mild-pressure technique optimized for small, hydrophobic molecules. Post-loading assessments revealed that encapsulation resulted in a reduction of mitochondrial metabolic activity (34% in controls vs. 42% in curcumin-loaded cells) and a 39% decrease in viable cell count. However, partial recovery of metabolic function was observed within 2 h, indicating retained viability and functional resilience. Genome-wide analysis using CAMPER identified NADPH-dependent reductase genes, including curcumin reductase (CurA), supporting the strain's capacity for biotransformation. Liquid chromatography-tandem mass spectrometry (LC-MS/MS) detected hydrogenated curcumin metabolites--dihydrocurcumin and tetrahydrocurcumin--confirming microbial conversion. Encapsulated cells exhibited a transient lag phase in growth kinetics (1.88 h) followed by adaptation, along with sustained curcumin retention (~31% after 9 h). Together, these results demonstrate that bacteria can serve as a viable, metabolically active carrier for polyphenol-based therapeutics, offering a foundation for the development of site-specific, stable, and bioactive formulations using live microbial systems.

Publications

  • Type: Conference Papers and Presentations Status: Submitted Year Published: 2025 Citation: Polyphenol-modified Probiotics for the Enhanced Survivability, Persistence and Colonization of Probiotic Cells in the Gut
  • Type: Conference Papers and Presentations Status: Other Year Published: 2025 Citation: AI for food safety and quality


Progress 01/01/23 to 12/31/23

Outputs
Target Audience:The target audiences for this research include academics and govt. researchers, students, nutrition and health companies, and food companies. The research results werepublished in peer-reviewed journals and presented to stakeholders represented above through conference presentations. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?The project supported the training of a graduate student and a postdoctoral scholar who was also promoted to a project scientist in this period. The graduate student passed her QE exam to become a PhD candidate in our graduate program. How have the results been disseminated to communities of interest?The results in this period were predominantly disseminated through peer-reviewed publications and presentations to stakeholders during their visit to UC Davis for events such as the annual Research Day for the Food Science Department. What do you plan to do during the next reporting period to accomplish the goals?The next steps for us are to: 1) Validate the potential of diverse polyphenolic compounds to improve the stability and delivery of probiotics in-vitro and in-vivo. 2) Measure the metabolites generated by phenolic infused probiotics and gene expression changes in the probiotic cells

Impacts
What was accomplished under these goals? This first part of the study was focused on developing novel compositions for the simultaneous delivery of probiotics and phenolic bioactives. These novel compositions were generated by biosorption of phenolic-rich plant extracts produced using jabuticaba peel, guaraná seed, and pure catechin in three probiotic strains using vacuum-assisted and passive incubations. Vacuum-assisted biosorption using jabuticaba peel in 25% of ethanol solution (JP25%) provided the maximum loading of phenolic compounds (PC), around 9 mg Gallic Acid Equivalent (GAE)/g of cells in less than 5 min without significantly influencing probiotic cell viability. In contrast, the total phenolic content of probiotic cells loaded with guaraná seed extract (GSE) and catechin solution ranged between 3.5 and 5 mg GAE/g of cells. The PC content of probiotic cells using vacuum-assisted biosorption was around 2-4 fold higher than that obtained via passive biosorption for 24 h. The biosorption of PCs in probiotic cells was also confirmed by multiphoton microscopy. The viability of freeze-dried cells at 25 °C up to 30 days loaded with plant extracts by vacuum assisted biosorption was 1-2 log CFU/g higher than cells passively loaded with plant extracts. Furthermore, PC release from Lacticaseibacillus cells ranged between 55% and 75% of biosorbed PCs during simulated gastrointestinal digestions. Overall, this study illustrates a novel approach to formulate combination of probiotics and PCs and their potential to deliver viable probiotics and bioactive PCs. In our second study, simultaneous in-vivo delivery of phenolic compounds (PC) and probiotics was evaluated to improve the proliferation of probiotics and the absorption of PC and their metabolites in the gut. This study focused on the vacuum infusion of a model plant extract catechin in live probiotic cells as an alternative to improve the viability of probiotics during simulated gastrointestinal digestion. The metabolic activity and antagonistic effect against the pathogen of probiotic cells with and without infused catechin and after their treatment with simulated gastric fluid (SGF) were evaluated. A mouse model study was conducted to evaluate the persistence and colonization of the cells with and without infused catechin in the gut. Vacuum infusion of catechin increased the viability of probiotic cells by ~ 2 log during in-vivo delivery. The metabolic activity and antagonistic effect of cells with infused catechin remained the same as those without infused catechin. The cells with infused catechin survived, persisted longer, and colonized in the gut of a mouse model. In summary, this study provides a novel approach to the targeted delivery of both probiotics and plant phenolics to the gut with enhanced colonization tendency of probiotic cells and delivery of beneficial plant phenolic metabolites.

Publications

  • Type: Journal Articles Status: Published Year Published: 2023 Citation: Marluci Palazzolli da Silva, Rewa Rai, Carmen Silvia Favaro-Trindade, Nitin Nitin, Vacuum-assisted biosorption for developing combined delivery formulations of live probiotics and plant-phenolic compounds and their in-vitro evaluation, Food Bioscience, 54, 1-10, 2023,
  • Type: Journal Articles Status: Submitted Year Published: 2024 Citation: Improvement survivability, persistence, and colonization of probiotics in the gut by synergistic combination of polyphenols with probiotics


Progress 01/01/22 to 12/31/22

Outputs
Target Audience:The target audiences for this research include academics and govt. researchers, students, nutrition and health companies, and food companies. During this reporting period, the results of this research were shared with a broad range of audiences, including industry representatives,at the ACS meeting in March 2022. In addition, the research results were also published in peer-reviewed journals. Furthermore, the results of this research also resulted in the filing of a patent application. The marketing material associated with this patent application was shared with the leading food and nutritional health companies by the UC Davis office of Innovation Access. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?The grant supported the training of a postdoctoral fellow, recently promoted to an assistant project scientist at UC Davis and a second-year graduate student. How have the results been disseminated to communities of interest?The results were disseminated through presentation at national level conferences, peer reviewed publications, marketing material for the patent application to leading companies in food and health sector What do you plan to do during the next reporting period to accomplish the goals?The plan is to conduct: 1. In-vivo evaluation of the phenolic-probiotic formulations 2. Develop a mechanistic understanding of the role of phenolic compounds in enhancing the stability and persistence of probiotic formulations 3. Discover the diverse classes of phenolic compounds that enhance the probiotic survival and persistence

Impacts
What was accomplished under these goals? In year 1 of the grant, we focused on characterizing the infusion of plant phenolics in diverse probiotic bacteria and assessing their role in improving the resistance of these bacteria to gastric and intestinal barriers. The key results are: (a) Characterizing grape phenolics in probiotic lactic acid bacteria: This part of the study develops an innovative cell-based carrier to encapsulate multiple phytochemicals from a complex plant source simultaneously. Muscadine grapes (MG) juice prepared from fresh fruit was used as a model juice. After incubation with inactivated bacterial cells, 66.97% of the total anthocyanins and 72.67% of the total antioxidant compounds were encapsulated in the cells from MG juice. Confocal images illustrated a uniform localization of the encapsulated material in the cells. The spectral emission scans indicated the presence of a diverse class of phenolic compounds, which was characterized using high-performance liquid chromatography (HPLC). Using HPLC, diverse phytochemical compound classes were analyzed, including flavanols, phenolic acid, hydroxycinnamic acid, flavonols, and polymeric polyphenols. The analysis validated that the cell carrier could encapsulate a complex profile of bioactive compounds from fruit juice, and the encapsulated content and efficiencies varied by chemical class and compound. In addition, after the heat treatment at 90 °C for 60 min, >87% total antioxidant capacity and 90% anthocyanin content were recovered from the encapsulated MG. In summary, these results highlight the significant potential of a selected bacterial strain for the simultaneous encapsulation of diverse phenolic compounds from fruit juice and for improving their process stability. (b)Role of plant phenolics in influencing stability of probiotics and the release of plant phenolics from probiotic cells during simulated digestion studies: This part of the study focused on developing novel compositions for the simultaneous delivery of probiotics and phenolic bioactives. These novel compositions were generated by biosorption of phenolic-rich plant extracts produced using jabuticaba peel, guaraná seed, and pure catechin in three probiotic strains using vacuum-assisted and passive incubations. Vacuum-assisted biosorption using jabuticaba peel in 25% of ethanol solution (JP25%) provided the maximum loading of phenolic compounds (PC), around 9 mg Gallic Acid Equivalent (GAE)/g of cells in less than 5 minutes without significantly influencing probiotic cell viability. In contrast, the total phenolic content of probiotic cells loaded with guaraná seed extract (GSE) and catechin solution ranged between 3.5 to 5 mg GAE/g of cells. The PC content of probiotic cells using vacuum-assisted biosorption was around 2-4 fold higher than that obtained via passive biosorption. The biosorption of PCs in probiotic cells was also confirmed by multiphoton microscopy.The viability of freeze-dried cells loaded with plant extracts by vacuum was between 8 to 10 log CFU/g stored at 25 °C up to 30 days. Furthermore, PC release from Lacticaseibacillus cells during simulated digestion was ~60% in the presence of simulated gastrointestinal digestion. This research provides a novel platform to deliver probiotics and PC in the gut.

Publications

  • Type: Journal Articles Status: Published Year Published: 2022 Citation: Lactic Acid Bacteria Simultaneously Encapsulate Diverse Bioactive Compounds from a Fruit Extract and Enhance Thermal Stability F Dou, R Rai, N Nitin, Molecules 27 (18), 5821
  • Type: Journal Articles Status: Submitted Year Published: 2022 Citation: Vacuum-assisted biosorption as a promising approach for simultaneous delivery of live probiotics and plant-phenolic compounds Marluci Palazzolli da Silvaa,b, Rewa Raia, Carmen S. F�varo-Trindadeb, Nitin Nitin
  • Type: Conference Papers and Presentations Status: Published Year Published: 2022 Citation: Improvement of probiotic survivability, persistence and colonization in the gut by loading probiotic cells with plant extracts, R. Rai and N. Nitin, ACS National Meeting, 2022