Source: UNIV OF CONNECTICUT submitted to
MEASURING THE IMPACT OF FOREIGN TRADE SHOCKS ON AGRICULTURE IN THE UNITED STATES
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
TERMINATED
Funding Source
Reporting Frequency
Annual
Accession No.
1026612
Grant No.
2021-67034-34972
Project No.
CONS2020-09990
Proposal No.
2020-09990
Multistate No.
(N/A)
Program Code
A7101
Project Start Date
Jun 1, 2021
Project End Date
Jan 16, 2024
Grant Year
2021
Project Director
Kim, D.
Recipient Organization
UNIV OF CONNECTICUT
438 WHITNEY RD EXTENSION UNIT 1133
STORRS,CT 06269
Performing Department
Agricultural & Resource Econom
Non Technical Summary
This predoctoral research project will measure how foreign trade shocks affect agriculture in the United States. Agriculture is the industry that has most to gain from international trade, being disproportional more affected by the recent increase in trade protectionism. The retaliatory tariffs imposed by foreign trading partners targeted agricultural and food producers, prompting the federal government to implement a massive bailout program. There is only anecdotal evidence regarding the trade and income effects of these trade policy changes. This project will close the research gap by thoroughly assessing the trade effects of foreign trade policy shocks and evaluating the impact on the viability of agriculture in the United States. Using high-frequency and product-level trade data, I will assess how foreign trade shocks affected U.S. exports of agricultural and food products. I will use these estimates to construct measures of exposure to foreign trade shocks at the county level, which I will relate to detailed information on farm performance. The principal outcome of interest is farm income. I hypothesize that depending on the type of foreign trade shock, the effects of foreign competition will vary according to production choice, sub-industry, and farm characteristics. I will explore these differences to better understand the heterogeneous response to foreign trade shocks. To measure the long-term effects of foreign trade shocks, I will explore high-resolution data on farmland values and farm bankruptcies. The empirical approach will account for farm characteristics and other demand and supply shocks, such as the COVID-19 pandemic. This research program responds directly to the goals outlined in the AFRI Priority Area 'Agriculture Economics and Rural Communities' by providing essential knowledge on the functioning of markets in light of foreign trade shocks. The project will enhance market efficiency and performance and contribute to the EWD's goal of 'Sustaining the Economic Viability of Farm Operations' in the United States.
Animal Health Component
0%
Research Effort Categories
Basic
10%
Applied
90%
Developmental
0%
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
60661103010100%
Goals / Objectives
Under Dr. Steinbach's supervision and as part of his extensive research program, my dissertation research will investigate foreign trade policy changes on U.S. agriculture. Agriculture is the industry that has the most to gain or lose from international trade, and it has been proportionally more affected by the recent trade protectionism. Retaliatory tariffs imposed by foreign trading partners have targeted U.S. agricultural and food producers disproportionally, prompting the federal government to implement a massive bailout program. There is only anecdotal evidence regarding the trade and income effects of retaliatory tariffs. To close this research gap, I will assess the trade effects of foreign trade policy shocks and evaluate their impact on the viability of agriculture in the United States. The research objectives are to:Measure the impact of tariff changes on U.S. agricultural trade. The main task includes compiling a product-level dataset on retaliatory tariffs and foreign trade. I will conduct empirical studies of the trade effects of retaliatory tariffs targeted agricultural and food products.Assess the short- and long-run effects of tariff changes on U.S. agricultural producers. I will complement the constructed dataset by adding county-level characteristics and farm operation records. I will calculate the county-level share of international market sales and the gain/loss due to tariff changes. Then, I will conduct empirical analyses on the impact of tariffs on farm income, profitability, and bankruptcy will follow. I will predict the evaluation of farm consolidationbased on the results.
Project Methods
Using high-frequency and product-level trade data, I will estimate the trade effects of retaliatory tariffs imposed against U.S. producers of agricultural and food products. I will use these estimates to calculate county-level measures of exposure to foreign trade shocks and measure the impact on farm income using advanced statistical models. I will also evaluate the long-term effects of foreign trade policy changes, focusing on farmland value and farm bankruptcy to measure the structural dynamics.Module 1: Measure the impact of tariff changes on U.S. agricultural tradeTo measure the impact of foreign trade policy changes on U.S. agricultural exports, I will first compile a comprehensive dataset on foreign tariffs imposed against agricultural and food products. I will collect historical tariff data from the World Trade Organization (WTO) and retaliatory tariff data from the announcements of foreign finance ministries. I have already collected the retaliatory tariff data from an ongoing project described in the introduction. Monthly export data at the tariff-line level will come from the U.S. Census Bureau and the Global Trade Atlas (IHS Markit, 2020). The U.S. Census Bureau provides values and quantities of trade flows at the HS-10 codes and across countries going back to April 1990. The trade data in the Global Trade Atlas covers 95 percent of all global imports and exports.I will use a reduced-form regression approach to estimate the impact of tariff changes on foreign trade, relying on changes in the ad valorem tariff levels as the instrument. The model includes exporter-by-importer, exporter-by-commodity, exporter-by-time, importer-by-commodity, importer-by-time, and commodity-by-timefixed effects. The inclusion of fixed effects implies that the coefficient of interestis identified by exploiting variation over time. This coefficient estimates the effects of tariff rate changes on exports and imports relying on variation between products and countries over time to identify the coefficients of interest. For the robustness check, I plan to conduct an event study analysis and adjust the model specification. To identify the parameter of interest in all regression models, I use the Poisson pseudo-maximum likelihood (PPML) estimator. This estimator allows me to incorporate zero trade flows, which improves the precision and convergence of the coefficient estimates. I will account for high-dimensional fixed effects by using a modified version of the iteratively re-weighted least-squares algorithm that is robust to statistical separation and convergence issues.Module 2: Assess the short- and long-run effects of tariff changes on U.S. agricultural producersTo investigate the effects of tariff changes on U.S. agricultural and food producers, I will collect farm structure and financial statement data from the Agricultural Resource Management Survey (ARMS). The database provides detailed operating performance data and other farm characteristics. I will also collect information on land values and farm bankruptcies from various private, state, and federal sources. For instance, I will source the June Area Survey of Land Values at the county level published by the National Agricultural Statistics Service (NASS). The primary data on farm transactions and foreclosures will come from private auctions publicly available, and the data on farm bankruptcies will come from Chapter 12 bankruptcy filings published by U.S. bankruptcy courts.I will use the county-level measure of gain/loss from foreign sales due to tariff changes and evaluate its impact on farm performance. To construct the measure of county-level exposure to foreign trade shocks, I will use the estimates for the trade elasticity from Module 1 and define the county share of trade effects based on regional trade and production share data from the National Agricultural Statistics Service (NASS). I will rely on the following generalized regression model to investigate the effects of foreign trade shocks. The model regresses the measure of county-level net export sale changes on the farm performance indicators. I will interact export sales with the measure of consolidation to investigate the effects of structural change. I will construct different indicators of farm consolidation from the Census of Agriculture. These measures include average farm size, number of large farms, the concentration of sales, and skewness. By exploring the dynamics of the relationship, I will be able to measure the impact of foreign trade shocks on the outcomes of interest and distinguish between short- and long-run effects. To control for confounding variables, I will collect data from the ARMS dataset and other federal data sources (such as payment data for the Market Facilitation Program).Evaluation:Dr. Steinbach will serve as the evaluator of this project. Based on the elements described in the mentoring plan, there are three overarching goals for the project evaluation: 1) To assess the training/career development plan; 2) to ensure that the research project plan achieves the indicated milestones outlined in the timeline, and 3) to assess the quality of the outcomes. Along with monitoring my dissertation process, the overall evaluation process will focus on disseminating my research results to the general public and academic community. Because the two studies (modules) that compose my dissertation are interdependent, Dr. Steinbach will monitor my training and career progress and process with questions relevant to both, such as how well the data are formatted, how appropriately the models are constructed, and how logically the outcomes are presented. Although the schedule (three years) is ambitious since there are various inherent uncertainties regarding the data collection efforts, the quarterly evaluation will ensure the successful completion of my research and dissertation, positioning me to achieve my career objectives for the AFRI EWD Fellowship. Dr. Steinbach will also conduct a post-evaluation after 1, 5, and 10 years.

Progress 06/01/21 to 03/26/24

Outputs
Target Audience: Nothing Reported Changes/Problems:In August 2023, upon graduating from my doctoral program, I assumed a faculty position at North Dakota State University, necessitating the conversion of my doctoral fellowship into a regular grant to align with my new role. This request has been approved and will enable the continuation and expansion of my research project. This transition signifies a significant milestone in my academic career and ensures the sustained advancement of the research objectives established during my doctoral studies. What opportunities for training and professional development has the project provided?Throughout the project, I have had the invaluable opportunity to participate in two academic conferences annually, all facilitated by the generous financial support from the project for travel expenses. This consistent engagement with the academic community has been pivotal in sharpening my presentation and communication skills through presenting my research to diverse audiences, soliciting feedback, and partaking in enriching dialogues. Each conference has significantly broadened my academic network, connecting me with fellow researchers and leading experts in my field and fostering potential collaborations. This exposure to a wide array of cutting-edge research and various perspectives has been a cornerstone of my professional development, enhancing my comprehension and contributing to my growth as a researcher. How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Significant strides have been made within the comprehensive research agenda in pursuit of the primary goal of unraveling the effects of international trade policy shifts on American agriculture. The initial phase of my research successfully mapped out the landscape of retaliatory tariffs and their repercussions on U.S. agricultural trade. Leveraging a meticulously compiled dataset at the product level, I have conducted rigorous empirical analyses to quantify the trade impacts of these tariffs on agricultural and food products. Progressing to the second goal, I have delved into the nuanced effects of these tariff changes on the livelihoods of U.S. agricultural producers. By integrating country-specific characteristics and detailed farm operation data, I have begun to unearth the immediate and enduring consequences of trade policy on farm income, profitability, and the risk of bankruptcy. This facet of my research aims to shed light on the broader economic narratives of farm consolidation and adaptability in the face of global market shifts. To date, my collaborative efforts with the supervisor have culminated in a dissertation chapter that evaluates tariff adjustments' influence on agricultural trade dynamics, both within the U.S. and internationally, while also considering the role of preferential trade agreements. This manuscript has been submitted for peer review in a respected academic journal, marking a critical milestone in my endeavor. Moreover, I have presented my preliminary research outcomes in AAEA meetings, promising to contribute valuable perspectives to the discourse on agricultural economics. Data integrity and precision underpin my research. I sourced my primary data from the World Integrated Trade Solution (WITS) database, focusing on the most favored nation and preferential tariff rates at a granular 6-digit HS product level. Recognizing the challenges posed by data gaps and inaccuracies in WITS, I employed robust methods to ensure data reliability. This included imputing missing tariffs with the closest available figures and correcting anomalously high reported MFN rates through linear interpolation. For unreported preferential rates, I derived estimates based on the average tariff reduction rates observed in similar preferential agreements, ensuring my dataset's comprehensiveness and accuracy.

Publications

  • Type: Journal Articles Status: Submitted Year Published: 2024 Citation: Kim, D. and S. Steinbach, 2024, "Preferential Trading in Agriculture: New Insights from a Structural Gravity Analysis and Machine Learning."


Progress 06/01/22 to 05/31/23

Outputs
Target Audience: Nothing Reported Changes/Problems:I have decided to join North Dakota State University as a faculty member this fall. As part of this transition, I will apply to convert the fellowship I received into a standard grant. By doing so, I will have the opportunity to collaborate with my future colleagues at the university, thereby enhancing the overall progress and completion of the research project. What opportunities for training and professional development has the project provided?Throughout this fiscal year, I had the opportunity to participate in three out-of-state academic conferences. The fellowship provided the necessary funding to support my travel expenses for these events. By attending these conferences, I was able to enhance my presentation skills and expand my academic network in a significant way. How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals?I plan to conclude the data collection process for U.S. farm income and conduct an analysis to assess the implications of tariff changes on the welfare of U.S. agricultural producers. Upon joining North Dakota State University, I intend to convert the fellowship into a standard grant. This will enable me to collaborate with my future colleagues and enhance the overall progress and completion of the research project.

Impacts
What was accomplished under these goals? To advance the overarching objective of investigating the impact of external trade shocks on the well-being of U.S. farmers, I maintain regular bi-weekly interactions with Dr. Steinbach to discuss progress and preliminary findings. Throughout the current fiscal year, I have accomplished the first objective and generated preliminary results for the second objective. Furthermore, I have completed a dissertation chapter that assesses the effects of tariff modifications on agricultural trade at both the U.S. and global levels, accounting for preferential agreements. This work has been submitted and is currently undergoing review for publication in a reputable journal. Additionally, I plan to present the second objective's preliminary findings at the 2023 AAEA meeting. Data: I collected most-favored-nationand preferential tariff rates at the Harmonized System (HS) 6-digit product level from from the World Integrated Trade Solution (WITS) database by World Bank. Then, I took the simple average of all agricultural products. It is important to note that WITS hasmissing observations and misreported tariffs. To address missing tariffs, I imputed the missing observation by assigning it the value of the nearest preceding tariff. In the case of misreported MFN rates, where the observed tariffs were found to be 10% higher than the moving average of the previous five years, I replaced them through linear interpolation. For unreported preferential rates, I utilized the average phase-out tariff reduction rates. Specifically, I considered the average phase-out tariff reduction rates of the importing countries when they had preferential agreements with other trading partners. In cases where no preferential rates were reported for the specific importer, I imputed the missing observation using the average phase-out tariff reduction rates calculated from all available observations.

Publications

  • Type: Conference Papers and Presentations Status: Accepted Year Published: 2023 Citation: Kim, Dongin. "Foreign Trade Shocks and U.S. Farm Income." 2023 AAEA Annual Meeting, Washington, DC.
  • Type: Theses/Dissertations Status: Under Review Year Published: 2023 Citation: Kim, Dongin. "Economic Integration, Trade, and Capital Flows in the Agri-Food Industry."


Progress 06/01/21 to 05/31/22

Outputs
Target Audience:The target auidence reached this reporting period included the research community at the Agricultural & Applied Economics Association (AAEA) Annual Meeting 2022. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?Using the existing data, I ran a model to evaluate the preferential trade agreements on U.S. agriculture products. I will present the results at AAEA Annual Meeting 2022. This resultwill be the preliminary discussion on how these changes would affect the U.S. farmer's well-being. How have the results been disseminated to communities of interest?Presented study results at the AAEA Annual Meeting. What do you plan to do during the next reporting period to accomplish the goals?There are two goals: Measure the impact of tariff changes on U.S. agricultural trade. Assess the short- and long-run effects of tariff changes on U.S. agricultural producers. I plan to construct the complete data that explains the U.S. farmer's income to meet the objective and run the preliminary analysis for the paper.

Impacts
What was accomplished under these goals? To achieve the overall goal of studying the relationship between external trade shock on the U.S. farmer's well-being, I interact with Dr. Steinbach bi-weekly to discuss the progress and preliminary results. As a preliminary product, I collected trade data for the treatment variable, consisting of all U.S. agriculture and food trade partners over twenty years. I also collected the county business data, which reports county-level employment and payrolls for different industries. This data canpartially explain the U.S. food sector's business environment and thus changes in income level who works in this area. However, due to the missing part for the agriculture sector, I complemented with the census data, which is only available for specific years. Therefore, I should address this shortcoming as the next step.

Publications

  • Type: Conference Papers and Presentations Status: Other Year Published: 2022 Citation: Kim, D., 2022, "Preferential Trading in Agricultural and Food Products: New Insights from a Structural Gravity Analysis and Machine Learning," AAEA Annual Meeting 2022.