Source: GOGYUP INC submitted to
INCREASING WORKFORCE PARTICIPATION THROUGH ASSISTIVE TECHNOLOGY AND EMBEDDED READING ASSISTANCE
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
1025919
Grant No.
2021-33530-34431
Cumulative Award Amt.
$105,965.00
Proposal No.
2021-01054
Multistate No.
(N/A)
Project Start Date
Jul 1, 2021
Project End Date
Feb 28, 2022
Grant Year
2021
Program Code
[8.6]- Rural & Community Development
Project Director
Zimmerman-Bence, N.
Recipient Organization
GOGYUP INC
825 WASHINGTON AVE SE STE 220
MINNEAPOLIS,MN 554143061
Performing Department
GogyUp Inc
Non Technical Summary
Manufacturing generates an outsized share of jobs and earnings in rural communities: 70% of all manufacturing dependent counties in the U.S. are rural and manufacturing employs 22.5% of the U.S. rural population in America. Yet four secular, interconnected trends present a significant challenge to the vitality of rural manufacturing firms and the communities they support: demographics point to a shrinking pool of available labor; historically, at least 1/6th of working-age adults are unable to read beyond basic sentences; the U.S. adult basic education (ABE) systems' capacity is severely constrained - less than 5% of adults with limited literacy or English proficiency have access to formal instruction; ABE programming prepares learners over months if not years, with minimal short-term relief for employers' and employees' immediate need. A paradigm shift is needed that integrates current employee training with highly scalable, low-cost assistive technology (AT) that increase adults' capacity to understand documentation in-the-moment. But little is known about the potential benefit such assistive reading technology could have on training outcomes and productivity.This randomized control pilot will determine the feasibility and initial efficacy for increasing training outcomes through providing all employees with in-the-moment reading support via assistive technology designed to work in concert with employers' existing processes and content. If proven, the technology could dramatically impact employers' ability to hire and train employees with limited reading capacity for an increasingly technical workplace with ripple effects to increase local workforce participation, improve local family earnings, and expand the talent available to rural manufacturers and thereby ensure the long-term of rural manufacturing and the rural communities it supports.
Animal Health Component
100%
Research Effort Categories
Basic
(N/A)
Applied
100%
Developmental
(N/A)
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
90360103020100%
Knowledge Area
903 - Communication, Education, and Information Delivery;

Subject Of Investigation
6010 - Individuals;

Field Of Science
3020 - Education;
Goals / Objectives
The major goals for this feasibility study fall under USDA NIFA SBIR program Topic Area 8.6 - Rural and Community Development. They are:(1) Demonstrate the GogyUp's Literacy Support System (LSS) ability to increase the accessibility and comprehensibility of employer training, policy materials, and other employer documentation for adults with limited literacy or English proficiency (LLEP).(2) Demonstrate the feasibility for implementing GogyUp LSS in a workplace setting, specifically in rural manufacturing context.(3) In preparation for a Ph II study, test measures to establish and gauge GogyUp LSS's impact on:Broadening the workforce participation of LLEP adults in a community, a group with historically limited earnings potential.Expanding the ability of manufacturers to innovate with their existing human capital.Improving employee productivity and safety.The specific objectives for this Phase I SBIR project are:Objective 1: Measure GogyUp's ability to increase the accessibility and comprehensibility of employer materials to all adult employees, especially LLEP adults.Objective 2: Determine the technical merit for implementing GogyUp in a rural manufacturing setting:1a) Identify technical requirements for optimizing GogyUp for employer use cases.1b) Identify the network functionality needed to address network environments accessible by employees.1c) Develop and implement a viable product that incorporates employer and employee technical and design requirements.Objective 3: Determine the value proposition for the manufacturing employer implementing GogyUp's assistive reading technology use case.3a) Identify measures to quantify GogyUp's potential for impacting employee training outcomes.3b) Identify measures to quantify GogyUp's potential for impacting labor force participation.3c) Identify quantifiable benefits to the employer to enumerate value proposition.
Project Methods
We will conduct a randomized control trial (pilot), intended to assess the feasibility of implementing GogyUp in a workplace use-case and manufacturing setting, and to obtain initial effect size estimates and outcomes measurement properties in this population. These activities will inform a larger, fully powered trial in a Phase II SBIR application.Phase 1 - Month 1: EM/EE Study RecruitmentWe will recruit 2 or 3 different employers with between 100 to 200 employees to pilot GogyUp implementation in an employer-defined use case. We will work with these employers to enroll and randomize participants across the employers, with a goal of 60 participants each in the experimental and control arms.Phase 2 - Months 2 & 3: Design, Development, and Calibration to EnvironmentAfter the recruitment phase, we will pursue rapid, iterative design / development cycles that follow these prescribed stages: asses - design - develop - test.EM Efforts:1:1 EM Interviews:Identify workplace communication barriers and use cases.Iterative design feedback.On-site Pilot Residencies:Observe use case need.Iterative design study.Assess on-site (EM) technical requirements: form factors for app delivery, network assessment, etc..Software development and quality assurance testing.Implementation observation.Develop EM system onboarding materials.EE Efforts:EE design and function feedback: focus groups, 1:1 interviews, persona development.On-site and off-site technical assessment for system requirements: form factors, network assessment, mobile device availability and capacityEE system onboarding.Phase 3 - Months 3 - 7: RCT Study (EM & EE) EffortsThe observation period will be three to four months. Efforts will include:System implementation in EM processes.Onboarding of EE and EM participants.Monitoring of EE adoption, utilization and use patterns.Monitoring of system performance.Requests for technical assistance via dedicated Short Message Service (SMS) text/voice messaging, Facebook page for the study, or app's onboard help system will be recorded and analyzed to determine whether issues require actionable technical fixes, intervention by the employer, and/or can be used for developing best practices for support or implementation to identify optimal support channels for a Phase II study.Phase 4 - Months 7 & 8: Evaluation & DisseminatioData Collection & Outcomes. We will collect end-user utilization and progress data to examine trial feasibility and will collect primary data for effectiveness analyses. Primary data collection will be conducted with best practices for conducting culturally sensitive interview concerning respondent literacy. We will collect participant self-report effectiveness outcomes via voice or video call. During recruitment, we will collect baseline measures and contact information (to be stored securely and used to arrange follow-up calls to collect final outcomes).Analyze Utilization and Progress Data:We will examine the extracted usage data both cross-sectionally (with measures and data aggregated at the person-level) as well as longitudinally (with measures at the person-minute and person-day levels). We will first estimate overall descriptive statistics using measures of central tendency and dispersion appropriate to the measure (means, medians, etc.) and graphical displays and frequency tables in exploratory analyses to understand patterns in users' engagement with the app. We will also examine trends or changes in each type (and across all types) of technical assistance over time.Outcomes will be monitored continuously, as deriving categorical cutoffs leads to information loss and requires strong assumptions. We propose to compare mean outcomes between the treatment arms using analysis of covariance (ANCOVA), which compares follow-up outcome values between study arms while controlling for the baseline levels to gain power to detect an effect. The primary analysis will be an intent-to-treat (ITT); for possible attrition, we will use last observation carried forward but will also conduct sensitivity analyses using pattern mixture models under plausible missing data patterns.Verify trial feasibility measures for a larger Phase II trial design. We will assess the feasibility for conducting a fully powered randomized controlled trial by determining the rate of recruitment among employers, variability between employers, rate of recruitment among eligible employees (number recruited/ number approached/ number eligible), the rate and fidelity of intervention delivery (e.g., proportion of enrolled employees who created a GogyUp account and logged into the app at least once), and retention in outcome data collection.Effectiveness outcomes to obtain preliminary effect size estimates and measurement properties in this population will be the validated domain subscales of the RULE measurement for adult reading comprehension (2018, Kucheria)or similar measure.Kucheria Priya et al., "Read, Understand, Learn, & Excel (RULE): Development and Feasibility of a Reading Comprehension Measure for Postsecondary Learners," American Journal of Speech-Language Pathology 27, no. 4 (November 21, 2018): 1363-74, https://doi.org/10.1044/2018_AJSLP-17-0221.

Progress 07/01/21 to 02/28/22

Outputs
Target Audience:The study investigated how the implementation of a suite of assistive-reading technologies bundled with on-demand reading instruction could impact the accessibility and comprehension of employer training and policy materials for adults with limited literacy or English proficiency (LLEP). The primary audiences were LLEP adults and their employers. Trial participants included an all-immigrant set of employees at a fabricated steel products plant in eastern Pennsylvania and a diverse group of frontline employees at a window and door manufacturer in Minnesota whose preferred languages, i.e. first languages, were English, Hmong, Karen, and Vietnamese. We also held 67 interviews with employers in various industries and geographies: manufacturing (fabricated steel products, injection molding, custom enclosures, window and door), dairy and protein processing, and healthcare in Illinois, Michigan, Minnesota, Missouri, Oklahoma, Pennsylvania, Wisconsin and Texas. The employers ranged from a multinational food and protein processor with thousands of employees and locations in 50 countries, a steel products manufacturer with 900 employees spread across 10 locations in eight states to a small manufacturer of metal enclosures with just 50 employees. These interviews identified three specific areas in which implementing GogyUp's assistive-reading technologies in employee training and communications could play a significant role for employers and employees: Safety Employee Hiring and Retention Employee Productivity A secondary audience were learners enrolled in adult basic education or adult English as a second language (ESL) classes. Just prior to the project's start date, GogyUp was approved as a distance learning platform by Minnesota Adult Education for adult education. This enabled us to deploy GogyUp to adult education classes in three locations for both remote and hybrid (mixed remote and in-person, on-site) instruction. This implementation expanded both each adult education program's ability to train their learners and their learners' opportunity to receive instruction. A third, unintended audience were the 60 individual end-users who discovered the GogyUp Reader app on their own during the project's timeline, presumably through their mobile device's app store. These independent end-users averaged 5.3 sessions and 80 minutes during the trial period although one exceptional end-user read for over 22 sessions and a total of 5.5 tracked hours. Changes/Problems: 1) Goal 3 became unattainable due to the impact of the COVID-19 pandemic on a pre-existing labor market crunch. The additive follow-on labor shortage understandably severely affected employer receptiveness to outreach from the team or our partners at Michigan State University. This was the primary barrier to establishing a greater number of trials with a larger number of participants and the random control trial initially described in our application. Weather also played an unanticipated role in limiting the number of trials we were able to launch. Hurricane Nicholas disrupted one facility's power and operations in September 2021 and the ensuing backlogs scuttled a planned pilot. Another facility was impacted by the devastating Kentucky tornadoes in early December 2021 and it seemed inappropriate to pursue a trial. These setbacks along with the timing and effort involved in establishing trials will be factored into our effort analysis for future studies and commercialization plan. 2) The team's assumption that a suite of assistive-reading technologies could impact the accessibility and understandability of workplace documents was partially validated by the trial data and consistent themes emerging from employer interviews and employee surveys. A critical discovery was that these technologies must be flexibly packaged to meet the demands of different use cases - instead of the "all-in-one" app we prototype we developed. This key finding has ramifications for both the design of GogyUp's products but also the commercialization plan. 3) An employer'spolicies and security architecture can present a significant barrier to successful implementation and may require additional partnerships or the development of additional ancillary services. What opportunities for training and professional development has the project provided? Nothing Reported How have the results been disseminated to communities of interest?GogyUp's Co-Founder and CEO, Ned Zimmerman-Bence, presented findings from the employee trials to the Board of Directors of the Wire Reinforcement Institute (WRI) - the leading association of manufacturers, allied industries, professionals, and educators engaged in the production and application of structural welded wire reinforcement. That presentation led to an invitation to present our findings as WRI's guests at their World of Concrete booth - a trade event attended by 37,000 steel and concrete professionals - over a three day period in late January, 2022. GogyUp also presented during virtual "lunch and learn" hosted by Northeast Missouri economic development centers to the manufacturing and healthcare employer groups as well as the Community Venture Group's September gathering in Minnesota - attended by economic development centers from across the MidWest. Findings will be incorporated into a presentation to be shared with the adult education and workforce development communities through conference proposals similar to the presentation GogyUp gave at the national Coalition of Adult Basic Education conference in 2021. What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Goal 1: Our primary goal was to evaluate whether implementing GogyUp would make documents more accessible. Surveys were administeredduring each product trial hosted by employers and adult learning centers. Results were compiled and analyzed by Dr. William Knudson, Product Marketing Economist at Michigan State University. Averages on questions such as "This app made it easier to understand the information" and "this app improved my ability to understand and comply with job requirements" were both 4.2 with individual responses ranging three to five. Lower scores came from the respondents who noted occasional difficulty understanding work documents (and therefore have a reduced need for the reading assistance). Respondents who noted consistent difficulty gave the app higher scores. The surveys also documented GogyUp's impact on understanding. Responses to the statement "this app improved my ability to understand and comply with job requirements" averaged 4.0 and ranged from three to five on a scale of 1 to 5.Given that the data was limited to a sample of 43 without pre- and post- testing, no definitive claim can be based on these results. But the resultsraise the possibility that GogyUp improves understanding - a possibility we are eager to study further. Focus groups comments also indicateda positive effect on employees'experience with training documents. For instance, employees found that GogyUp's EZ Text formatting conveyed the sense that they, "had more time - like less stressful since there's so much space".1 In-app usage data further indicated GogyUp's ability to increase content accessibility and how well employees understood the content. Metrics such as time on prompt, number of mistakes per attempt, and number of attempts on comprehension puzzles indicated how end-users engaged with the content andtheirabilityto understand the content. An anonymized usage and comprehension reportfrom the first Hazle Township trial is available here: https://bit.ly/gupreport1? Goal 2: Trials at the Hazle Township, PA and the Cottage Grove, MN facilities and the 67 customer interviews we held during the project indicate several potential gains or value points for implementing GogyUp in a workplace setting, especially for facilities with limited resources for training employees and LLEP adults in particular. A key value for employers was the "new window" into what and how well employees understood training and company information (e.g., policies) without the overhead and implementation costs of a new software system (such as a Learning Management System), new content, or new hardware. As the longtime Corporate Manager of Safety and the Environment at Jennie-O Turkey Store stated: "the game changing value I see, as a Safety and Environment professional, is the unprecedented depth of real time feedback and historical data regarding each employee's level of comprehension. Many learners fear acknowledging failure to comprehend and will feign understanding that does not exist. We have had serious accidents result from "properly trained" employees who clearly lacked understanding. GogyUp goes beyond to show HOW each employee understood the material and the activity they undertook to achieve mastery."2 Goal 3: Progress on identifying metrics to measure GogyUp's broader impact on the employer and community was minimal beyond a literature search and preliminary planning. In hindsight, the goal itself was most likely unachievable for the time frame. The obstacles we noted in the risk section of our application were unfortunately prescient and will be further described in the "Changes / Problems" section. Objective 1: The usage data generated by the workplace and education trials will provide the raw information for several measures to be developed in the future. These include the level and type of assistive-technology used on a per-document and per-individual basis, measures of knowledge acquisition different then the pre- and post-test paradigm, and measuring the impact of employee feedback (through anonymized usage data) to employers on current employer materials and subsequent revisions made based on that feedback. Objective 2: While several design changes and additional functionality needs were identified, the GogyUp Reader prototype's core product offering successfully met the technical, customer, and end-user design and function requirements. Key lessons spurred additional product development is continuing past this project. Key lessons stemmed from engagement with larger corporations with established information technology infrastructure and procurement requirements - all of which became valuable experience in reviewing the GogyUp codebase to ensure GogyUp met those requirements. Importantly, those experiences expanded our understanding of key constituencies within our customers and when to include them in sales and implementation discussions. It became clear at onboarding trials that the in the moment need to understand an employer's documentmight be a role for GogyUp's direct-to-consumer app, Snap Reader. Snap Reader app matches Google Translate functionalitywith GogyUp's additional features: saving documents for later reference, GogyUp's EZ Text formatting to facilitate comprehension, original document layout and media elements. However, additional engineering will be required to include the value employers and employees identified in GogyUp Reader: the comprehension feedback loop, metrics on engagement, etc.. It should be noted that while onboarding is only one use case it is a significant one as most orientations contain significant amounts of information that must be understood in order to work safely and efficiently. Importantly, this issue occurs not only with immigrant or non-English speaking employees but also with employees who had marginal education and never acquired the ability to read technical documentation but are otherwise English proficient - even native speakers.3 Objective 2, Item 1b, assessing network access, was not thoroughly achieved. Internally, the team decided that developing assistive technologies that could operate independent of network functionality (an assumed requirement for different rural locations) was not technically feasible in the study's timeline. Surprisingly, network independence did not seem to be a concern for the employers interviewed nor was it an issue in the more remotely located trials we conducted.. The team did uncover an unanticipated barrier to "frictionless" adoption - the company's IT department. Atrial was almost scuttled due to a central IT office changing the WiFi password without providing access to the facility's staff. This prompted a change in our approach and allowed us to experiment with providing and supporting cellular enabled tablets. Provisioning tablets that operate independently of an employer's infrastructure may turn into a value-added service, especially if GogyUp partners with a mobile device management organization. Objective 3: As with Goal 3, Objective 3 was overly ambitious for the project's timeline and was not achieved. The limited number and length of the employee trials the team was able to secure prevented measuring impact on training outcomes, let alone local labor force participation. Item 3b, quantifying impact on labor force participation, will most likely require a longitudinal study that was far outside the possible scope for this project. While benefits to training outcomes were also not quantified, employer interviews did identify benefits and metrics that could be used to enumerate GogyUp's value proposition. Further research and a longer project will be required to test these findings. 1. Post trial focus group, Hazle Township, PA. September 3, 2021. 2. Letter of support for Phase II NIFA SBIR Application - Submitting in 2023 3. Interview with Director of Safety, St. Petersburg, FL., July 15, 2021.

Publications

  • Type: Other Status: Other Year Published: 2021 Citation: We presented our findings through a slide deck and product demonstrations at Wire Reinforcement Institutes booth during the World of Concrete conference, January 20 to 23 2022, and the Northeast Missouri Manufacturing and Northeast Missouri Healthcare employers round tables on October 5th and November 15th, 2021.