Source: GROW BIOPLASTICS, LLC submitted to NRP
SWITCHABLE BIODEGRADATION: DEVELOPMENT OF AN ENZYME-ACCELERATED BIODEGRADATION SYSTEM FOR LIGNIN-POLYMER ALLOYS
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
1019656
Grant No.
2019-33610-30493
Cumulative Award Amt.
$106,500.00
Proposal No.
2019-00700
Multistate No.
(N/A)
Project Start Date
Sep 1, 2019
Project End Date
Jun 30, 2022
Grant Year
2020
Program Code
[8.1]- Forests & Related Resources
Recipient Organization
GROW BIOPLASTICS, LLC
487 SAM RAY BURN PKWY
LENOIR CITY,TN 377713356
Performing Department
(N/A)
Non Technical Summary
The marketplace adoption of bioplastics over petroleum-based plastics is gaining pace and popularity, in part from increased regulation, but also as a result of grassroots efforts and emerging corporate sustainability, environmental, and human health concerns. Within this material subset exists bio-based, biodegradable plastics. These materials are often used in agricultural applications such as plastic mulch film, plant containers, seed trays, and many small items like vine clips and twine. While the promise of biodegradable bioplastics are a massive benefit in these areas, they are plagued by two major limitations: 1) high costs - generally 2-3x their petroleum counterparts, and 2) inconsistent biodegradation windows. This proposal seeks to address issue 2 by demonstrating an enzyme-enhanced microbial biodegradation system that can be used to accelerate and further control the rate of biodegradation of these materials in soil and compost. In this project, isolated enzymes will be added alone and together with commercial compost teas to accelerate the degradation of popular bioplastics and our own lignin-polymer alloys. Success for this project will result in a new technology that can increase commercial adoption of environmentally friendly, biodegradable plastic materials made from lignin, an emerging feedstock from the US forestry industry. By bringing the entire technology to maturity through Phase II planned work, a robust solution for mitigating plastic pollution will be available to the market. Researchers will have new information available regarding plastic degradation, which may lead to new biological methods for treating terrestrial or ocean plastic waste. New lignin products can also be introduced to the market based on the underlying lignin-polymer alloy technology bringing further commercial revenue streams for a robust US forestry and biorefinery industry.
Animal Health Component
75%
Research Effort Categories
Basic
10%
Applied
75%
Developmental
15%
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
4034099110350%
1334099110350%
Goals / Objectives
ProblemBiobased and biodegradable plastics have been growing in popularity over the last few decades as petroleum prices have continued to increase in both price and volatility. The attention paid to environmental damage caused by plastic pollution and lack of recovery and recycling options has become a nearly weekly news topic. Certain cities in the U.S. are banning plastic straws, shopping bags, and even cutlery. Recently, the entirety of the European Union saw their Parliament advance a vote for an extensive ban on single-use plastic products including plates, cutlery, straws, and more. Biodegradable plastics are one part of what will undoubtedly be a complex solution of replacement materials and behaviors required to address such bans. While this growing interest has been great for research and development, there have been significant problems that have held biodegradable plastics back from achieving more widespread commercial adoption. Namely, the three areas presenting the highest problems are Price, Processability, and Degradation.The price of bioplastics has historically been higher than petroleum materials. These prices are largely driven by feedstock prices for unique monomers, complex processes like microbial fermentation, and a general lack of scale that is comparable to the petroleum industry. To have a chance at widespread commercial adoption, any new biodegradable plastics must have access to abundant, low-cost feedstocks and must be capable of being produced with low-cost methods that are rapidly scalable without complex feats of engineering.The processability of these bioplastics remains challenging, with many having very narrow and unforgiving thermal processing windows. One of the more promising biodegradable plastic families, polyhydroxyalkanoates (PHA), has a melt processing window of about 20 C. Below that window, and the material does not demonstrate flow necessary for most processing technologies. Overcoming some of these processing challenges faced by materials like PHA is possible, but it often serves to increase the cost of the material through additional processing, additives, or slower production cycles. For a new bioplastic to be successful commercially, it must be processable without significant technical challenges or prohibitive cost additions to current manufacturers. The final challenge area, degradation, is arguably the most important. With time and research, many new bioplastics will see advances in technology to allow them to be produced and sold prices competitive with current petroleum materials, and their processability will either improve, or manufacturers will find ways to adapt to more narrow processing temperature and speed windows. Without proper degradation, however, these materials may never realize their full potential. Some of them, like PLA, already suffer as it only degrades under thermophilic composting conditions, where the elevated temperatures allow for sufficient polymer chain movement and access to the key enzymes and microbial species to begin to break polymer chains down and begin to metabolize monomers. Other materials, like PHAs, or robust biodegradable plastics made from petroleum feedstocks like polybutylene adipate-co-terephthalate (PBAT), have degradation profiles that are often too slow for in-soil degradation or composting.The lack of degradability can be traced to two factors: microbial communities and slow reaction kinetics. Soils and composts vary widely in their makeup and can have dramatically different sizes and diversities when it comes to populations of microbial species that would participate in the degradation process. Without the consistency in microbial population, it is very difficult to design materials that can degrade at the end of life in environments like soil or compost. Additionally, even when the microbes capable of degradation are present in the environment, the time it takes to colonize the material and begin breaking down the material, called the lag phase, is often the rate limiting step for degradation. Based on these problems, we have identified an opportunity to create a new biodegradable plastic that is low cost and easily processable, and a complimentary system to enhance the degradation kinetics. Major GoalThe Major Goal of this project is to develop an enzyme-accelerated biodegradation system that can improve the degradation rates of biodegradable plastic materials coming into the market, including our own lignin-polymer alloys. While many new biodegradable plastics are being brought to market that are low cost and processable, the degradation kinetics are often the most challenging portion to control. A method to enhance the degradation kinetics of these materials would greatly increase the range of industrial uses, and possibly serve to increase the barriers to adoption by end users in a range of industries.Currently, bioplastics that are degraded by microorganisms are subject to a long lag period before biodegradation begins. This lag period occurs because organisms must travel to the surface of the bioplastic and secrete enzymes to hydrolyse the polymers to begin the degradation process. Our strategy aims to apply a combination of enzymes and microorganisms to the surface of bioplastics when they are added to soil or compost to begin the biodegradation process, eliminating the lag period. In this project, we will investigate single and mixed enzyme systems to screen and select for enzymes with the fastest rates of degradation. We will initially select enzymes that are referenced in current scientific literature and source them from commercial enzyme manufacturers. We will also investigate the effects of compost tea on biodegradation. Compost tea is a liquid extract from compost which contains a range of diverse microorganisms and rich nutrients. Our hypothesis is that by combining compost tea with enzymes, we can create a robust ecosystem of bioplastic degrading organisms and enzymes that can accelerate the biodegradation of these materials. To address these challenges, we have the following Objectives for this project:Evaluate the degradation performance of single enzymes in aqueous systems.In this objective, we will evaluate isolated enzymes from microorganisms that have demonstrated the ability to hydrolyze biopolymers.Evaluate the degradation performance of mixed enzymes in aqueous systems. In this objective, we will combine enzymes from the Objective 1 to observe the combined effects of enzymes on polymer hydrolysis.Evaluate the degradation performance of an enzyme-enhanced compost tea in aqueous systems. In this objective, we will select the highest performing enzyme combinations from Objectives 1 & 2 and add them to a biologically active compost tea to observe the combined effects of active organisms and enzymes on polymer hydrolysis.Evaluate the degradation performance of an enzyme-enhanced compost tea in an artificial soil environment. In this objective, we will replicate Objective 3 in a simulated artificial soil environment using vermiculite to better understand how these degradation mechanisms perform in more soil-like conditions.
Project Methods
The following Methods will be used to evaluate the Objectives mentioned above.Objective 1: Evaluate the degradation performance of single enzymes in aqueous systems. In this objective, we will evaluate single isolated enzymes from microorganisms that have demonstrated the ability to hydrolyze biopolymers. Small samples of plastic will be placed in glass vials with phosphate buffer and a selected enzyme. The plastic samples we will evaluate include: our proprietary lignin-based materials, polybutylene succinate (PBS), polyhydroxyalkanoates (PHAs), polylactic acid (PLA), and low-density polyethylene (LDPE). The PBS, PHAs, and PLA will serve as positive controls to establish that the degradation systems are working properly. In each of these experiments, we will use two negative controls to ensure that our tests are accurate. For the negative controls, we will have 1 group of samples without any enzymes or compost team and 1 group of LDPE. Both of these groups should not see any changes in biodegradability, which is why they are useful controls to evaluate against other materials.After the plastic samples, enzymes, and controls are prepared in glass vials, we will monitor them for 28 days. Throughout the experiment, we will collect samples from the vials to evaluate degradation performance. We will use several standard techniques to evaluate degradation performance. First, we will weigh each sample before and after the test to observe changes in weight. To determine if parts of the polymer are left over in the vial, we will measure soluble and insoluble solids by drying to capture these fragments. We expect to see changes in the chemical structure of polymers resulting from biodegradation. We will use Fourier-transform Infrared Spectroscopy (FTIR) to characterize chemical groups in the polymers before and after degradation. Changes in chemical structure will also lead to changes in how the polymers behave. To evaluate these characteristics, we will use Differential Scanning Calorimetry (DSC), Thermogravimetric Analysis (TGA), and Scanning Electron Microscopy (SEM) to measure changes in thermal stability and surface structure.Objective 2: Evaluate the degradation performance of mixed enzymes in aqueous systems.In this objective, we will combine enzymes from the Objective 1 to observe the combined effects of enzymes on polymer hydrolysis. Our goal is to investigate any additive effects of multiple enzymes on biopolymer hydrolysis. All experimental conditions, replicates, and analysis methods will be identical to Objective 1.Objective 3: Evaluate the degradation performance of an enzyme-enhanced compost tea in aqueous systems.In this objective, we will select the highest performing enzyme combinations from Objectives 1 & 2 and add them to a biologically active compost tea to observe the combined effects of active organisms and enzymes on polymer hydrolysis. Enzyme concentrations will remain the same and aerated compost tea will replace the phosphate buffer solution. Removal time points will be set at 1, 2, 4, 7, 14 and 28 days. Degraded polymer samples will be evaluated for their thermal properties, and select polymers and time points will be imaged with SEM. All other experimental conditions, replicates, and analysis methods will be identical to Objective 1 and 2. This phase sets a baseline of biological/enzymatic activity for our system. Objective 4: Evaluate the degradation performance of an enzyme-enhanced compost tea in an artificial soil environment.In this objective, we will replicate Objective 3 in a simulated artificial soil environment using vermiculite to better understand how these degradation mechanisms perform in more soil-like conditions. The use of artificial soil will represent a more accurate measure of diffusion of microbes and enzymes, without interference from other organic carbon substrates and microbial species. A fine exfoliated vermiculite will be used, and pre-wetted with the appropriate compost tea blend. All other experimental conditions, replicates, and analysis methods will be identical to Objective 1.As mentioned in the Goals section, there are 4 Objectives in this project that investigate different degradation conditions. We have identified a go/no-go milestone for each objective. In general, we want to see that an enzyme/compost mixture increases biodegradability of bioplastics compared to buffer and LDPE controls.These conditions must be met for us to advance in our experimental plan.SBIR Phase II R&D Plan. Our go/no-go metric for pursuing a Phase II grant to continue development of this technology is that "Treatment is/is not significantly better than control." If successful, we will propose similar experiments to test the degradation behavior of our materials in marine, sludge, and landfill conditions to further investigate the life-cycle of lignin-polymer alloy platform. We will investigate the top enzyme-enhanced microbial amendments by studying their kinetics, moving from non-limiting concentrations of enzymes and inocula to lower concentrations where we can observe the behavior of each enzyme. Phase II will also include the evaluation of multiple application methods of these enzyme-enhanced microbial treatments, and a more robust analysis of results with the use of AFM and TEM to examine changes in polymer morphology during degradation, and LC-MS or GC-MS, together with FTIR and NMR to provide a comprehensive description of chemical composition change, and organic degradation products.

Progress 09/01/19 to 06/30/22

Outputs
Target Audience:The target audiences for this project are US growers, greenhouses, plastic product manufacturers, consumer brands, retailers, waste management stakeholders, lignin suppliers, biopolymer suppliers, US regulators, and the general public (especially those concerned with the sustainability of our food system). We want US growers and greenhouses to see how biodegradable and compostable materials can be used in their operations and improve the economics and sustainability of their business by reducing the time and money they spend disposing of plastic waste. For plastic product manufacturers, consumer brands, retailers, and their supply chain partners, we want to share our insights into bioplastic degradation with them so that we can work with these companies to provide better materials for our farmers. As part of our supply chain, we want lignin and biopolymer suppliers to see our results in this project and work with them to improve future versions of our products. For US regulators and waste management stakeholders, we want to share these results so that US policies and practices reflect the best science. Current regulations restrict the use of biodegradable and compostable materials, especially for USDA Organic growers. As we learn more about how bioplastics degrade, we want to share these findings with regulators so that US policies reflect this change in knowledge. For the general public, we want to share our findings so they see the US government is funding work to investigate more sustainable materials and practices in our food system, like adopting biodegradable plastics that mitigate the use of single-use petroleum based plastics that are bound for landfills. Changes/Problems:Major changes We experienced significant delays and challenges during the last 2 years due to COVID which forced us to shift focus during Phase I. Without access to facilities to conduct experiments, we had to apply for multiple no-cost extensions to complete the proposed work. Fortunately, we used this time and support from the TABA award to engage with commercial partners to better understand the needs and specifications for this technology. Additional Findings While the challenges presented above regarding accurate and precise measurement of enzymatic and microbial hydrolysis remained throughout the project, we did start to identify and validate additional mechanisms that influenced degradation kinetics of polymers in soil. In particular, we found and confirmed in a parallel Phase I SBIR from USDA, as well as with primary feedback from consumers using biodegradable products in soil environments, that degradation kinetics were severely reduced in nitrogen limited soils. Our subaward PI and key collaborator on this grant, Dr. Jennifer DeBruyn, has published on this topic during the last few years as part of a separate initiative evaluating the performance of biodegradable mulch film degradation in on-farm trials. Her work highlighted not only degradation rates, but the density and speciation of microbial colonies that populated the surface of those materials. Using this information and our parallel work, we began to explore the concept of adding key microbial nutrients - namely nitrogen - directly to our compounded polymers in an effort to prepare for future degradation testing and kinetics determination in N-limited environments. The exploration of nitrogen additives directly compounded into polymers, including mobius' lignin-based degradable polymers, will also provide useful data on how lignin impacts the release of these nitrogen compounds from said polymers. We plan to explore this mechanism of degradation control and nitrogen release, along with other opportunities to embed beneficial compounds into our lignin-based polymers, in our Phase II SBIR application. What opportunities for training and professional development has the project provided? Nothing Reported How have the results been disseminated to communities of interest?We have been in contact with industry stakeholders throughout our Phase I project and have shared some of the preliminary results on our nutrient release and plant growth trials. In parallel with our Phase I project, we have been communicating with these stakeholders and customers to better understand the specifications that are required for a minimum viable product, such as mechanical properties, manufacturing properties, and nutrient release profiles. We plan to continue these conversations during Phase II and to disseminate more information after we have sufficiently protected our intellectual property. Business Development & Commercialization In addition to the technical goals of this project, we accomplished several goals through the TABA Program. We employed Larta Inc to perform market research, a patentability assessment, and review our strategy for commercialization. One of the key takeaways from these activities was that the route to create a robust intellectual property strategy for this technology would be extremely challenging, mostly due to the fact that we are using wild-type enzymes and commercial compost teas. In addition, through the customer discovery and stakeholder outreach conversations we had through this project and our parallel USDA Phase I Award, we saw an opportunity to apply the findings from this project toward controlled-release fertilizer applications. Moving forward as we prepare our USDA Phase II SBIR proposal, we will be targeting these applications for this technology. What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Project Goals During the project, we identified additional tasks and subtasks to support these specific aims. Notably, we needed to evaluate the activity of commercially available enzymes and compost teas to select candidates for work plan experiments. We also needed to optimize a method to evaluate changes in the chemical structure of polymers by enzymes and compost tea. One major challenge was that we were unable to complete the work outlined in Specific Aim 3, due to the difficult nature of observing the system in vermiculite. But this setback created new opportunities for us to investigate. We experienced significant delays and challenges during the last 2 years due to COVID, which limited our access to laboratory facilities. We used this as an opportunity to focus on business development, customer discovery, market research, and patentability analysis, with support from the TABA program. Through these activities, we identified slow-release and controlled-release fertilizer products as a potential application of this innovation. Accomplishments and Results Below are our Accomplishments & Results from the Phase I project, broken down by Specific Aim and Other Milestones. Specific Aim 1: Assess the hydrolytic power of singular and mixed aqueous enzymatic treatments on biodegradable polymer substrates For the first step in this aim, we evaluated 5 commercially available enzymesfor their ability to hydrolyze biopolymers. To evaluate the activity of these enzymes, we used a Fluorescein Diacetate Assay (FDA). This method was conducted over 28 days and measured the fluorescence output (490 nm). In parallel with the evaluation of commercially available enzymes, we also evaluated commercially available compost teas for their activity and composition. We started with 5 commercially available compost tea kits (a bacterial compost tea, a fungal compost tea, a mixed fungal/bacterial compost tea, an Arbico compost tea, and a True Value compost tea). To evaluate these compost teas, we characterized their pH, carbon:nitrogen ratio, total organic carbon, electroconductivity, total dissolved solids, dissolved oxygen, and activity (using the FDA Assay described above). From this analysis, we selected the Fungal compost tea and Old Truck as candidates for later experiments. At this stage, we also started work on developing Fourier Transform Infrared Spectroscopy (FTIR) and Nuclear Magnetic Resonance (NMR) methods to measure polymer hydrolysis from enzymes and compost tea. For the hydrolysis experiments, we added individual and mixed enzymes in solution to 96 well plates that contained milled polymers, including commercial polymers labeled asbiodegradable in soil,Kraft Lignin polymer alloys (formulated by mobius) targeted for soil degradation, low-density polyethylene (LDPE, as a negative control), polylactic acid (PLA) as a polymer that is not readily soil degradable but instead industrially compostable, and cellulose (as a positive control). To evaluate the effect of enzymes on polymer hydrolysis, we used FTIR and NMR to measure changes in chemical structure for the polymers. Our hypothesis was that these enzymes had an affinity for hydrolyzing ester bonds found in most commercial biodegradable or compostable materials. In the initial hydrolysis experiments, we could not clearly identify the differences in polymer hydrolysis rates. We continued investigating this under the second Specific Aim. Specific Aim 2: Determine the degree and rate of biodegradation and mineralization of biodegradable polymers in an aqueous enzyme-enhanced compost tea As mentioned above, when we first conducted the polymer hydrolysis experiments with enzymes or compost tea, we could not identify clear or significant changes in the rates of hydrolysis or changes in the chemical structure of the polymers. Before continuing with our planned work plan, we wanted to further investigate and refine the analytical methods we were using. The primary method we used to identify changes in chemical structure was FTIR. We took the FTIR spectra data collected in Aim 1 and applied various statistical methods on the data to identify trends and differences in the data, including Univariate Analysis. Multivariate Analysis, Principal Component Analysis, Linear Discriminant Analysis, and Partial Least Squares Analysis. In some of the analyses, we observed clear trends, such as clusters of data at specific time points during the hydrolysis experiments, but these did not clearly align with the experimental variablesSimilar to the FTIR data with enzymes, we also observed unclear results from the compost tea experiments. In the FTIR spectra, we observed several significant changes in chemical structures that clearly aligned with specific compost teas. Specific Aim 3: Determine the degree and rate of biodegradation and mineralization of biodegradable polymers treated with an enzyme-enhanced compost tea in a vermiculite- based artificial soil There were two challenges that prevented us from completing this specific aim. First, the challenges and delays we faced from COVID-19 reduced the amount of time we had to complete the work plan tasks. Also, due to the complexity of the system we are studying, we were unable to replicate these experiments in artificial soil conditions. We instead used the results from the previous experiments to inform upon our polymer formulations and specifications that may be beneficial for product applications, notably biodegradable horticultural containers and controlled-release fertilizers.

Publications


    Progress 07/01/20 to 04/30/21

    Outputs
    Target Audience: Nothing Reported Changes/Problems:Problems We had significant delays from COVID-19, resulting infacility closures for our mobius facilities and the facilities of our subaward partners at the University of Tennessee. While these facilities are now open at a limited capacity and we are able to complete our proposed work, all of our facilities are working at limited capacity which impacts our progress. Changes Fortunately, most of our proposed experimental work has progressed, albeit more slowly than anticipated. At this time, the only change we are planning is to remove Objective 4 from the work plan. This objective was ambitious when initially proposed and would be difficult to carry out in the current environment. To account for this change, we have added more robust analysis of the previous objectives so that we can better understand our experimental system. We plan to investigate Objective 4 in our Phase II work plan. While this change has an impact on our work plan, it will not result in any changes to our budget. What opportunities for training and professional development has the project provided?The members of the mobius pbc team have been involved in the market research work that was completed by Larta under the TABA funding. This opportunity has helped our team better understand how the needs of the market influence our research objectives, ultimately leading to a product. How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals?We plan to finish Objective 3 and interpret the results across the first 3 objectives of the project. This will help inform the final objectives of the project and also inform our needs for the Phase II Application

    Impacts
    What was accomplished under these goals? Under our 4 objectives listed above, we have completed the first 2objectives and objective 3 is in progress. As we were completing Objectives 1 & 2, we revised and improved the analytical techniques we were using to characterize polymer hydrolysis. The proposed method was using FTIR to measure the chemical groups of the polymer phase and aqueous phase. We have added statistical analysis to better differentiate between enzymes and other experimental conditions. We are also usingfluorescein diacetate assay (FDA) and nuclear magnetic resonsance (NMR) to as indepdent controls.

    Publications


      Progress 09/01/19 to 08/31/20

      Outputs
      Target Audience: Nothing Reported Changes/Problems:Due to delays in receiving funds for this project, we have not yet started this project. We are planning to submit a no-cost extension and will begin the project once we receive funds for the project. What opportunities for training and professional development has the project provided? Nothing Reported How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

      Impacts
      What was accomplished under these goals? The initiation of the project was delayed and no work has been done to work toward these goals.

      Publications


        Progress 09/01/19 to 04/30/20

        Outputs
        Target Audience: Nothing Reported Changes/Problems:Due to delays in receiving funds for this project, we have not yet started this project. We are planning to submit a no-cost extension and will begin the project once we receive funds for the project. What opportunities for training and professional development has the project provided? Nothing Reported How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

        Impacts
        What was accomplished under these goals? The initiation of the project was delayed and no work has been done to work toward these goals.

        Publications