Source: PENNSYLVANIA STATE UNIVERSITY submitted to NRP
CASE STUDY TO ASSESS THE COSTS OF THE APPALACHIAN REGIONAL REFORESTATION INITIATIVES (ARRI) FOREST RECLAMATION APPROACH.
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
1014536
Grant No.
(N/A)
Cumulative Award Amt.
(N/A)
Proposal No.
(N/A)
Multistate No.
(N/A)
Project Start Date
Oct 17, 2017
Project End Date
Dec 31, 2019
Grant Year
(N/A)
Program Code
[(N/A)]- (N/A)
Recipient Organization
PENNSYLVANIA STATE UNIVERSITY
208 MUELLER LABORATORY
UNIVERSITY PARK,PA 16802
Performing Department
Ecosystem Science & Management
Non Technical Summary
Pennsylvania is a leading surface mining state which occurs mainly on previously-forested land. The conventional mine reclamation process results in excessive soil compaction which is not conducive to tree growth. The Appalachian Regional Reforestation Initiative (ARRI) has developed a process called the Forestry Reclamation Approach (FRA) that addresses these problems and results in the restoration of productive forests. The FRA is a method for reclaiming coal-mined land that requires replacing certain quality of soil material and loose grading, leaving soils less compacted. This project will use a case study approach to assess and compare the costs of the two reclamation approaches. FRA and conventional reclamation costs and related data will be collected across the Appalachian mining region. Outputs will include publications in peer-reviewed literature, presentations at technical meetings, a Forest Reclamation Advisory on the economics of the FRA, and a spreadsheet decision support tool allowing our analyses to be customized to an operator's specific conditions. This study's results will be applicable to the Appalachian coal mining region in general. The importance of this work is to show landowners and operators that they have options, other than conventional reclamation, that result in productive long-term benefits and a sustainable forest which once covered the coal mining regions.
Animal Health Component
100%
Research Effort Categories
Basic
0%
Applied
100%
Developmental
0%
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
1230699301070%
1230199301030%
Goals / Objectives
Pennsylvania is a leading surface mining state which occurs mainly on previously-forested land. The conventional mine reclamation process results in excessive soil compaction which is not conducive to tree growth. The Appalachian Regional Reforestation Initiative (ARRI) has developed a process called the Forestry Reclamation Approach (FRA) that addresses these problems and results in the restoration of productive forests. The FRA is a method for reclaiming coal-mined land that requires replacing certain quality of soil material and loose grading, leaving soils less compacted. Despite the obvious ecological advantages of the FRA, there is no single source presenting a complete economic analysis of the technique compared to conventional reclamation practices. This project will use a case study approach to assess and compare the costs of the two reclamation approaches. FRA and conventional reclamation costs and related data will be collected across the Appalachian mining region. This will be followed by real-time cost analysis methods on active mines in Pennsylvania that includes analysis of appropriate spoil materials, grading costs, and seeding/planting costs. Outputs will include publications in peer-reviewed literature, presentations at technical meetings, a Forest Reclamation Advisory on the economics of the FRA, and a spreadsheet decision support tool allowing our analyses to be customized to an operator's specific conditions. This study's results will be applicable to the Appalachian coal mining region in general. The importance of this work is to show landowners and operators that they have options, other than conventional reclamation, that result in productive long-term benefits and a sustainable forest which once covered the coal mining regions.The two key outcome-based objectives of this case study are to:1. Assess reclamation methods, land uses, management, and regulations across the Appalachian surface mining regions. The outcome of this thorough literature review will provide a necessary synthesis of reclamation land uses by state for the last 10 years to determine what reclamation and management activities should be compared in subsequent economic analyses. Data collected that vary include fuel costs, spoil material characteristics, soil amendments, seeding costs, topography, and state regulations. In addition, available cost data of conventional and FRA approaches that have been carried out in the various states will be collected. This objective will provide information to enable experimental methodologies used in the second objective and be used as a way to assess the economics of the FRA across the region.2. Compare the economic costs of reclamation operations using a design that measures reclamation methods, grading costs, and seeding/planting costs. The outcome of this objective is to assess costs of the FRA compared to conventional reclamation information in a form useful to reclamation operators, landowners, and regulating agencies. Using cost analysis methods on active mines, we will collect data of reclamation methods, including use of appropriate spoil materials, grading costs, and seeding/planting costs for active sites in Pennsylvania. This data will be compared to other state-derived information to develop guidelines for costs and economics of the FRA.
Project Methods
1. Assess reclamation methods, land uses, management, and regulations across the surface mining regions of the US.This objective will be carried out by using industry reports, literature, and mining permits and applications. Types of information collected include percent cover of land uses, growth media (compare surface materials vs. soil substitutes), planting techniques, and species selection (trees and grasses). Colleagues and operators in other Appalachia coal mining states (West Virginia, Virginia, Ohio, and Kentucky) will provide additional data on their FRA and conventional reclamation costs. This information will be used to provide comparisons for the Pennsylvania analysis and also to provide more information about reasons for variation in costs across regions, which could include fuel costs, spoil material characteristics, topography, and state regulations. Project collaborators in other states and the Department of Interior's Office of Surface Mining will assist in data gathering.2. Compare the economic costs of reclamation operations using a design that measures reclamation methods including appropriate mine spoils, grading costs, and seeding/planting costs.The approach is to carry out real-time data collection on at least two active mining sites in Pennsylvania.Site #1: Deer Creek West Operation, RES Coal LLC, SMP# 17060107, Girard Township, Clearfield County. This site has been mined starting around 2006 and reclaimed up to this point using conventional techniques of establishment of grasses and trees. According to the permit, the pre-mining land uses were 294.4 acres forestland and 0.4 acres unmanaged habitat. Trees species to be replanted according to the permit include: American Chestnut, Black Alder, Cherry, Black Locust, Sugar Maple, Red Oak, White Oak, White Pine, Blue Spruce, and White Spruce, among others. Trees are to be planted at a rate of 680 per acre.Site #2: Six Mile West Operation. RES Coal LLC, SMP# pending, Decatur Township, Clearfield County. The permitted site is 93.6 acres of which pre-mining land uses were 58.9 acres forestland, 13.3 acres unmanaged natural habitat, and 21.4 acres cropland. Trees species to be replanted are similar to Site #1.At each site, data from cost activities that address all five FRA steps will be collected and analyzed. These include appropriate soil and weathered spoil salvage costs, grading costs, and seeding/planting cost analysis. 1. Soil and weathered spoil salvage costsAt some sites, depending on available salvage and stock pile of the spoil material, there may be additional costs to locate or create the material needed for the FRA. The FRA recommends: "Create a suitable rooting medium for good tree growth that is no less than four feet deep and comprised of topsoil, weathered sandstone and/or the best available material" (Burger et al., 2005). The additional cost, if incurred to create FRA conditions, will be compared to those of conventional spoil material. 2. Grading costs Conventional grading is where final grading is done by back-dragging with a dozer, with repeated passes to smooth the site which increases compaction. Cost analysis will be used to compare this method to three types of grading suitable for the FRA, namely:End dumping: Final grade material is dumped into piles that abut to each other and are staggered as to prevent a channel from forming that would allow water to travel. Ideally, these piles will be left as dumped (hummocky surface), and the trees will be planted throughout the piles.Push up: This method is used when the final grade material is pushed by a dozer and, at the end of each pass, the dozer will stop and back away from the pile of material that had accumulated in front of the blade. This will leave a pile much like the end dumping described above.Drag line strike off: here draglines are used; the hummocky surface can be created by their placement of the spoil from the bucket as opposed to the two methods previously described.Grading data to establish cost differences will be collected from the operator's financial and cost reports and time and motion analysis. Time and motion studies will be performed using well-established techniques (Aft 2000, Miller et al. 1987, Olsen and Kellog 1983, Watson et al. 1986). For each piece of equipment used in the operation, the time/motion cycle will be segmented into distinct activities, and records taken maintained on parameters such as time, distance traveled, types and length of delays, fuel, and related costs. Wing and Eklund (2007) show that consumer grade GPS units can be efficient tools for collecting positional information. The equipment would be installed in the cab of each piece of equipment and connected to an external antenna mounted on the roof of the vehicle. Research assistants on-site will collect video and still images and time individual activities to verify GPS data and to capture data on production anomalies. A daily log of hours will document machine activities. Data gathered using standard machine rates will include the number of cycles by the machines, hourly machine operating costs, record of crew hours and average wages to determine labor rate (utilization rate of machine/production hours), quantity of fuel consumed, and volume of each truckload. GPS data will be exported to mapping software packages and overlain on maps showing unit boundaries. Results will be analyzed using standard statistical measures to determine segment time and costs associated with each treatment. This information will be complemented by operator's reports that provide cost information.Digital surface modeling (DSM) will be done after the placement of the growth medium using sUAV aerial imagery. The same modeling can also be done after the strike off if that method is used. These DSMs will be used to demonstrate the surface immediately after the placement and will be used later to compare the surface to monitor the amount and/or rate of erosional "melting" of the rough surface. These activities will be carried out in year one. 3. Seeding and tree planting costsA cost comparison will be done between the conventional seeding and planting techniques and the FRA seeding and planting. This includes not only seeding and planting costs but also reduced fertilizer requirements, and reduced sediment pond clean-out. The reduced site preparation (e.g., scarifying), amount of seeding required, and mulching when using the FRA is predicted to help lessen the overall cost of the revegetation of the research sites. Tree planting on the FRA site will need to be done by hand-planting. The rough surface alone will preclude the use of conventional planting, which is done by a tree seedling planter that is drawn behind a farm tractor. Hand-planting is also preferred as the method to properly seat the seedling in the growth medium, allowing for optimal survival rates. This data will be collected in years one and two, and follow-up survival information will be assessed in year two.All costs, including materials, labor, and equipment, will be collected and analyzed in spreadsheets and converted to a decision tool for operators, landowners, and other users.

Progress 10/17/17 to 12/31/19

Outputs
Target Audience:The target audience includes coal mine operators, reclamation specialists, private landowners, state and federal regulators, as well as the general public. Through the course of the project, 10 case studies were conducted. Economic data was collected from mine operators, engineers, private landowners, and reclamation contractors from 10 sites located in Pennsylvania, Kentucky, West Virginia, and Tennessee. Issues related to forest reclamation and project objectives were discussed with each stakeholder. Data from this project will be used to inform these stakeholders about the economics of forest reclamation on surface-mined land. Further, the general public is considered a target audience, since mine reclamation impacts the quality of private and public forests. Changes/Problems:The recent downturn in the coal mining industry affected the ability to find selected sites in some areas. In addition there were some issues relating to data collection accessibility due to changes in on-site conditions. What opportunities for training and professional development has the project provided?The PhD student leading the project (Jacob Johnson) benefitted from multiple training and professional development opportunities. To better understand the projects objectives, courses were taken at PSU related to surface mine design, forest economics, remote sensing and geographic information systems. Presenting the project at professional conferences also contributed to professional development. Valuable experience was also gained by collaborating with landowners, industry leaders, environmental regulators, and professionals from other disciplines at Penn State (mine engineering and geography). In addition, two undergraduates and one graduate student were hired to manage tasks in data collection, and data processing. Undergraduates gained experience in remote sensing applications, workplace safety, equipment operations, land surveying, soil science, data processing, and interacting with all relevant stakeholders. Both graduates and undergraduates obtained federal certifications in mine and equipment safety in order to safely collect data at active sites. How have the results been disseminated to communities of interest?Once data is processed, dissemination and technology transfer of results will be achieved through anumber of different means, including: • Publications in peer-reviewed literature • Presentations at technical meetings • Creation of a Forest Reclamation Advisory on the economics of the FRA • Creation of a spreadsheet decision support tool allowing our analyses to be customized to an operator's specific conditions What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Pennsylvania is a leading surface mining state which occurs mainly on previously-forested land. The conventional mine reclamation process results in excessive soil compaction which is not conducive to tree growth. The Appalachian Regional Reforestation Initiative (ARRI) has developed a process called the Forestry Reclamation Approach (FRA) that addresses these problems and results in the restoration of productive forests. However, there is no single source presenting a complete economic analysis of the technique compared to conventional reclamation practices. This project used a case study approach to assess and compare the costs of the two reclamation approaches. The importance of this work is to show landowners and operators that they have options, other than conventional reclamation, that result in productive long-term benefits and a sustainable forest which once covered the coal mining regions. Data has been collected, but final analysis is currently being conducted. Time-motion data and 3-D models will be used to assess FRA and conventional reclamation costs in a site-specific context. Recommendations will be made for participant companies that use conventional reclamation practices on how best they can achieve a successful adoption of the Forest Reclamation Approach. Soil quality data will be used to describe the growing conditions of each reclamation practice. Data collected regarding fuel, seeding, mulching, fertilization, and tillage will be used in regional cost comparisons. The project focused on the following activities to describe the economics of forest reclamation, as well as compare the Forest Reclamation Approach (FRA) to conventional forestland reclamation: Case Study of active operations for Pennsylvania Coal Company A (FRA reclamation) Case Study of active operations for Pennsylvania Coal Company B (conventional reclamation) Supplementary economic data (receipts, operation descriptions, production costs) from 4 active mine sites in KY, TN, and WV to provide regional context. Three mini case studies of Pennsylvania sites formally reclaimed using conventional practices, but under active rehabilitation to improve forest growth (referred to as "Legacy sites"). Case Studies of Active Reclamation in Pennsylvania Company A was a small-truck surface-mining operation in Indiana County that used ARRI's Forest Reclamation Approach. Reclamation activities were tracked from March to November 2018 over two separately permitted sites. Total area of the FRA end-dumping completed during the study period was 13.0 acres. Time-motion data captured workers mixing approved soil materials, as well as loading and hauling operations from active cuts for distribution in reclamation areas. Receipts for materials, supply costs, and contractors were collected to characterize seeding and tree planting costs. Reclamation activities at Company B were tracked at two separately permitted sites from February to July of 2019. During the study period, a total of 25 acres were completely reclaimed using conventional forestland methods. Operations that were captured included haul-back dumping, backfilling of a large sunken depression to achieve approximate original contour, management of stockpiles, and the spreading of topsoil-subsoil mixtures by dozer to a thickness of 12 inches. In early-May 2019, a contract crew disked, harrowed, limed, fertilized, seeded groundcovers, and planted seedlings with conventional tractors and farming equipment. All receipts and contractor quotes were collected. For each site studied, an unmanned aerial vehicle (UAV) was used to capture pictures of landscape changes that occurred during the time-motion sampling period. Pictures were used to generate 3-D photogrammetric models to describe site characteristics such as grade and conditions of haul roads, volumes of stockpiles, dimensions of highwalls, as well as the progression of mine activity through time. Each model was created using standard photogrammetric workflows (Agisoft LLC, 2016). A time-motion analysis was conducted on truck and dozer equipment used in reclamation. To ensure consistent tracking over an entire work week, Garmin GPSMAP (registered) 64s units were installed in equipment cabs and powered with an external battery. The GPS units logged positional information, leg distance, and travel velocity in ten second intervals. On a weekly basis, all units were collected during afternoon shift change, the data secured, and external batteries replaced. Contextual data, such as field notes, discussions with the shift foreman, videos, and photographs were collected to verify machine type, machine activity, as well as the locations of activities. All positional data and tracking attributes were loaded into ArcMap® 10.6.1 software (ESRI, Redlands, CA, USA) for further analysis. Operation cycle times were calculated through the separation of activity zones (loading, dumping, and queuing). Each activity cycle was comprised of load time, spotting time in the load zone, haul time to the reclamation area, spotting time in the dump zone, dump time, return time, and queuing time. Dozer movement was separated into distinct activities: the creation of spoil stockpiles, backfill, and final grading (i.e. spreading of topsoil). All time motion data from truck and dozer operations will be used to calculate production rates and reclamation costs. Recommendations will be made for Company B on how to best implement the FRA. Lastly, soil samples were collected at each site to characterize overburdens used for reclamation. Each soil sample was analyzed for texture, rock content, and bulk density (level of compaction). Soil data will be used to assess general growing conditions of each reclamation practice studied. Supplemental Economic Data Four active surface mine operations in the states of KY, TN, and WV were visited to collect general production costs, as well as seeding and planting costs for their specific operations. Sites included both FRA and conventional reclamation. No time-motion or photogrammetric data were collected at these sites. Data will be used to provide examples of reclamation costs in different areas for regional context. Legacy Sites Three mini case studies were conducted of Pennsylvania sites formally reclaimed using conventional practices, but under active rehabilitation to improve forest growth (referred to as "Legacy sites"). Two of these sites were on State Forest land, and one was a private landowner. Analyses described in the active reclamation section were also used at legacy sites. Dozer operating time per acre was captured with GPS units and 3-D models. Soil samples were collected in compacted areas to describe growing conditions of conventional reclamation. After the dozer used deep tillage to loosen compacted soils, another round of soil samples were collected to describe the relative change in physical properties.

Publications

  • Type: Conference Papers and Presentations Status: Accepted Year Published: 2019 Citation: 4th Biennial Forest Landowners Conference (03/22/2019), State College, PA.


Progress 10/17/17 to 09/30/18

Outputs
Target Audience:Coal industry, Policy makers, Rresearch scientists, Landowners Changes/Problems:Problems with finding willing industry particpants. Difficulty getting full economicaccountsfrom industry. Conditions on active mining sites unpredictable and call for frequent changes in project design. Accomodating collecting datawithout disrupting mine operations. What opportunities for training and professional development has the project provided?Jacob Johnson has successfully completed federal mine safety training to conduct this research on active mine sites. In addition, he consulted with colleagues in the Penn State department of mine engineering for the project design. He has completed courses in remote sensing techniques to navigate the technological and experimental design needs of this study. How have the results been disseminated to communities of interest?Oral presentations have been given at three technical and professional meetings: The National Meeting of the American Society of Mining and Reclamation, The Appalachian Region Reforestation Initiative's Mined Land Reforestation Conference, and The Pennsylvania Abandoned Mine Reclamation Conference. Preliminary results were presented and implications discussed. What do you plan to do during the next reporting period to accomplish the goals?Remote Sensing activities in PA will be completed by the Spring season. Additional mine operator interviews will be conducted in late Spring/early Summer. All associated permits will be requested, compiled, and summarized. Economic analysis will be conducted using data from interviews, permits, industry handbooks, regional cost data, 3-D computer models, and equipment tracking. A final report will be compiled for both McIntire-Stennis and the Appalachian Region Reforestation Initiative's technical advisory.

Impacts
What was accomplished under these goals? Goal 1 accomplishments:Collected permits and interviewed mine operators in states ofPennsylvania (PA), West Virginia (WV), Kentucky (KY), and Tennesseeusing three key methods (area mining, conventional contour, smalltruck) on both small and large acre permits for both conventional andforest reclamation approaches. Started using drone and time motionanalysis to determine production rates in PA.An unmanned aerial vehicle has been used to generate imagery of reclamation activities at various stages of production. Structure-from-motion has been used to compile aerial images into 3-D computer models for accurate calculation of overburden and topsoil yardage. Six out of a total ten models have been completed. These models will be paired with GPS tracking data from bulldozing and haulage operations to calculate operation costs for both conventional and forest reclamation approaches. Goal 2 accomplishments:Have collected seeding, seedling and planting costs of two mine sites in PA.

Publications