Source: ADVANCED VASCULAR THERAPIES, INC. submitted to
NOVEL PNEUMATIC COMPRESSION DEVICE FOR CLI
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
TERMINATED
Funding Source
Reporting Frequency
Annual
Accession No.
1012715
Grant No.
2017-33610-26721
Project No.
INDW-2017-00789
Proposal No.
2017-00789
Multistate No.
(N/A)
Program Code
8.6
Project Start Date
Jul 1, 2017
Project End Date
Feb 28, 2018
Grant Year
2017
Project Director
Logan, K.
Recipient Organization
ADVANCED VASCULAR THERAPIES, INC.
1125 N 13TH ST
LAFAYETTE,IN 47904
Performing Department
(N/A)
Non Technical Summary
Advanced VascularTherapies, (AVT), INC. proposes to further develop a portable pneumatic compression device (PCD) in SBIR Phase I, for sales after ramp-up and FDA clearance in SBIR Phase II. The PCD will be optimized for the critical wound healing needed to prevent amputation for patients suffering from arterial insufficiencies that can be used in the patient's home, providing access not currently available, especially in rural areas. This R&D addresses the portable/remote wound-healing need prominent among the population of patients suffering from arterial insufficiency (often diabetics), exploiting novel blower technology, and cuff design applied to a PCD. Results from an on-going physician-sponsored pilot at a major Midwest Clinic, completely independent of AVT, will be analyzed to inform the design of AVT's next proposed PCD. The treatment approach, measuring dermal perfusion using Laser Doppler Perfusion and oxygen tension to determine efficacy, examines patients before, during, and after use of the AVT PCD.AVT's goals are: 1) Increase patient compliance while reducing healing time, cost, and the need for amputation in comparison with commercially available portable alternatives. 2) Provide close, safe access to treatment to patients that would have to go great distances to a limited number of large clinics to heal otherwise. These include Indian reservations, VA and low income patients.The R&D will be carried out in collaboration, with Dr. Robert D. McBane and Dr. Steven J. Kavros (AVT Medical Director).
Animal Health Component
0%
Research Effort Categories
Basic
(N/A)
Applied
50%
Developmental
50%
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
80274101060100%
Goals / Objectives
Goal:The goal of AdvancedVascularTherapies (AVT), INC. Phase I grant is to produce the safest and most effective affordable portable pneumatic compression device (PCD) to heal ulcers quicker, increase patient compliance, and reduce amputation rates for diabetic and CLI patients.As the basis for this SBIR submission, AVT plans to produce an improved prototype with SBIR Phase I funding that will include regulatory consultants and manufacturer involvement to further prepare the device for manufacturing and sales for the home patient. In consultation with Drs. Robert D. McBane (independent pilot Principal Investigator (PI))and Steven J. Kavros (AVT's Medical Director), AVT will make revisions/updates for an improved AVT PCD prototype in SBIR Phase I. The development of this device will enable individuals to treat their wounds while retaining independence and quality of life that currently is not possible with devices on the market.Objectives: 1)AVT will resolve any data from an independentpilot performed by Dr. McBane to validate efficacy and direct improvements in AVT's PCD prototype. 2)AVT will develop an improvedPCD prototype, to maximize benefit and ease of use for individuals to more effectively heal wounds in a home setting, at reduced cost and time, that can then, in SBIR Phase II, pass the United States Food and Drug Adminstrationregulatory clearance and provide ramp-up for manufacturing for home sales.3) AVT aims toinclude the ability to program timings and pressures to treat lymphatic as well as venous insufficiency in addition to peripheral arterial disease (PAD)and critical limb ischemia (CLI) ailments.
Project Methods
Technical Objective #1: Advanced Vascular Therapies (AVT), INC. will resolve any data from anindependent physician-sponsoredpilot to validate efficacy and direct improvements in AVT's existing pneumatic compression device (PCD) prototype.Rationale: Through pilot results and observation of patient usage and doctor advisor expertise, AVT will direct prototype and protocol development for improved efficacy and compliance of usage.Experimental Approach: Resolve the results and perform analysis on data from physician-sponsored pilot.Expected Outcomes: Based on AVT preliminary data with the founders' parent and pilot case study, AVT expects their PCD physiological responses to match or outperform all other current PCDs for arterial insufficiency. We expect the pilot will indicate this is especially true for severe critical limb ischemia (CLI)patients, needing help the most.Alternative Approaches: If we are unable to obtain conclusive or complete pilot results, AVT would rely on Related Research data cited in the grant and pursue further study results, with Dr. McBane to resolve the questions.Technical Objective #2: Develop an improved AVT PCD prototype, to maximize benefit and ease of use for individuals to more effectively heal wounds in a home setting, at reduced cost and time that can then in SBIR Phase II pass FDA regulatory clearance.Rationale: The doctors want to be able to change PCD characteristics as the Pilot directs. After SBIR Phase II Ramp-Up and the PCDs are sold with FDA approval to home patients, the settings and protocols would be fixed per ailment (CLI) and not per patient. This same "smart" technology will both confirm and improve compliance and address redundant safety concerns. This PCD will be in the typical user's home during their everyday life needing to be quieter and the average user will likely be older. AVT plans to make the next prototype easy to roll on wheels into a closet or behind a chair with a suitcase handle and to be as light and attractive in the home as possible.It is hard for one of these individuals to put the cuff on and adjust the Velcro fasteners without a helper. AVT's current cuff has multiple Velcro fasteners needing to be attached and unattached per insertion and use, requiring an aid to put the cuff on the patient to best fit the contours of the patient's limb to minimize air needed during compression to maximize efficacy. This cuff requires further outsourced development to improve ease of use per treatment for individuals applying the cuff themselves without reducing efficacy. For this reasons, the cuff development will have to be done in SBIR Phase II. The SBIR Phase I funds will develop the new AVT PCD main unit prototype.Experimental Approach: We will make the components within the PCD in modules controlled by an Arduino board (a mini computer programmed to behave as desired). Within the capabilities of the modules, we can adjust the PCD through chosen programs to perform in all desired ways. This will include simple timing and pressures. It will include logging time of usage (and therefore compliance) and saving it to a SD memory cards for doctor retrieval. It will include timed sessions that limit usage per day, week, or even tapered timing and pressures for different patient needs if doctor desired, all with compliance feedback. We will keep the failsafe system and safety features hardware-based but provide additional redundant software safety checks such as maximum pressures and compression duty cycle and compression duration.AVT plans to develop its PCD to be less than 2 cu ft., 25 lbs. and have a sound level of 65 - 70 dB at 3 ft., conversation level. Unfortunately, physical characteristic reduction, size/weight, and sound level are inversely related. This will take a great deal of development and experimentation to solve. For example, the blower in AVT's PCD used in the Mayo pilot is large with a 7 inches diameter. It produces tremendous volumes of airflow creating the desired characteristics at relatively slow 10K RPM, relatively quiet with minimal sound baffling. A smaller 5 inch blower runs at much higher speed and requires much more wasted air during compression to achieve similar characteristics but runs at over 20K RPM making it much noisier, producing more heat but weighing 5 pounds less and is smaller.The separate motor cooling fan is a very significant source of noise at those RPMs and baffling has to be limited because you cannot restrict airflow of that kind of fan easily. You can reuse the blower exhaust air after it is used in the cuff and vented from the PCD, to cool the motor but the air velocities are so different that the fan would have to be removed and experimentation made to optimize the device cooling. Improved baffling and air handling requires balancing. We will add thermal safeguards such as simple thermal fuses. We will collaborate with GMI (See GMI LOS). It would be desirable to have a polycarbonate case when we go to reproduce the prototype in larger quantities of 50 and 100 to use in home sales, when we could start to implement the polycarbonate case desired at a reasonable cost. In SBIR Phase II we will partner with GMI to improve the cuff. AVT will improve its cuff to allow it to slip on and off with easy closure per use and only require first time Velcro adjustment by the individual. This requires detailed manufacturer interaction, asGMI estimates it will take 5 iterations to accomplish. Expected Outcomes: AVT's refined PCD will maintain the efficacy and safety of our initial PCD. We will improve appearance while simultaneously reducing size and noise. We will customize the features to respond to the individual need based on pilot indications and our current protocols. It will reside in a hard shell case with extendable handle and wheels, easily used, and moved in an individual home. In SBIR Phase II, AVT's cuff redesign will allow for easier individual repeated leg insertion and removal and provide greater comfort during PCD treatment. Once the individual fits the cuff for the first use, it will allow simple limb insertion and closure for all future uses. AVT plans for the cuff to be available in multiple sizes. In SBIR I, we expect5 iterationsto solve PCD problems experimentally and obtain our optimized PCD.Alternative Approaches: Overall PCD design requires a balancing of priority factors. The most important ones are efficacy and safety. An example may be reducing size and weight will increase noise. The pilot and guidance from Drs. McBane and Kavros will determine the optimal balance. Our manufacturing consultant Mr.Hoffa assures us that these problems may require experimentation but should be solvable.Technical Objective #3:To include the ability to program timings and pressures to treat lymphatic as well as venous insufficiency. Rationale: This is a very simple and easily implemented option that would allow this versatile PCD to work for multiple ailments when access is a factor. Unlike PAD and CLI, PCD efficacy and characteristics of these ailments are well known and easily obtained. AVT feels this inclusion would benefit these patients as they can have multiple conditions, especially when access is limited. Experimental Approach: AVT would begin with known PCD characteristics that are effective with lymphatic and venous insufficiency guided by Dr. Robert McBane and Dr. Steven Kavros. This would be a prescribed use as well and be made available to the home patient before distribution via software update as per ailment. Expected Outcomes: Based on known PCD use for these ailments, we expect only good efficacy and access with AVT's compliance and safety features only increasing patient benefit.Alternative Approaches: If there were any negative feedback we would disable the feature and work with Dr. Robert Mcbane and Dr. Steven Kavros to solve the problem.

Progress 07/01/17 to 02/28/18

Outputs
Target Audience:The target audience is the patient, prescribing doctor and the payer. During this project period we have not reached out to the patient directly. The doctor we are currently reaching is Dr. Robert McBane at the Mayo Gonda Wound Care Center who we have interacted with throughout PHI. AVT eventually want to reach all prescribing physicians through validation. The payers will eventually be Medicare and insurance companies. We have reached out to reimbursement specialist Brian Mullinax who is advising us going forward how to best reach these payers. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?AVT hired contracted intern Purdue students. They were surprised what could be done with hand tools and their own hands and what could be fabricated. They adapted well and were able to use their creativity and help us use ours. We learned much about using CAD modeling and 3D printing from them. We learned from each other. How have the results been disseminated to communities of interest?We interacted with the Mayo wound care clinitians as described in accomplishments and it gave us a greater idea of the industry's needs and how to better meet them. What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Impact: USDA SBIR Phase I (PHI) funding - Rural and Community Development transformed AVT's original patented pneumatic compression device (PCD) into a Smart PCD for critical wound healing to reduce amputation rates costing $25B/YR in US in patients with arterial insufficiency (often diabetic) and other circulatory ailments for in-clinic and at-home use. The AVT Smart PCD is especially needed for rural, Indian reservation, VA and low income patients, and to assure compliance and fair reimbursement compared to current PCDs. AVT plans to reduce wound healing times, costs, and amputation rates and to provide close, safe remote access not currently available. Technical Objective #1: Detailed Results: The AVT Original PCD is use in a pilot study at Mayo Clinic Rochester. The pilot study data appears promising. Patients undergo a 30 minute session of PCD therapy. Skin perfusion is measured before and after treatment. Dermal arterial perfusion measured by laser Doppler blood flow and transcutaneous oxygen tension (tcpO2) nearly doubles compared to pre-therapy values in patients with severe PAD. These values are statistically significant when using a paired Student T-test. Dr. McBane (pilot PI) made special note of increase in mean Doppler blood flow in the big toe. Interpretation of Results: The data generated from the Mayo Clinic physician-sponsored pilot continues to validate the efficacy of the AVT technology. AVT's PHI Medical Director, the Mayo Clinic physician and Physician Assistant overseeing the pilot resolved that the settings and technology for arterial insufficiencies should remain unchanged in the AVT Smart PCD. As the settings (pressures and timings) mirror industry standards for both in-clinic and at-home PCDs, so should the settings for additional circulation insufficiency conditions. Technical Objective #2: Detailed Results: AVT consulted several times with our manufacturer GMI and our design engineer Mike Hoffa, who provided engineering and development input. Two Purdue interns and a Computer Scientist consultant helped perform the work needed. Our first goal for Technical Objective #2 was to reduce the PCD size from 3 cubic feet to 2 cubic feet, which we accomplished. AVT's original prototype is 34 lbs. Our PHI prototype is 31 lbs, less than the original but more than the 25 lbs estimated. Maintaining efficacy, while reducing size and noise were the most important factors, not weight, especially with spinner wheels and an extendable handle for easy transport in an attractive case. Dr. McBane and GMI approved this trade-off. Noise reduction was a major goal of Technical Objective #2. We also achieved this goal. The noise level of the AVT Smart PCD is between 64 decibels (db) and 68 db at its lowest part of cycle and can go up to 71 db at 3 feet. This noise level is similar to conversation. The AVT Original PCD prototype in use at Mayo Clinic is a minimum noise level of 72 db and a maximum of 76 db, or about twice as loud. The FDA is concerned with both electromagnetic force (EMF) emissions that might hurt the patient (ex: with a pacemaker) and EMF from other devices that might affect the AVT PCD. Thus, not only emissions but susceptibility had to be considered. To limit EMF emissions AVT added a steel band around the blower, directing magnetism back to North or South poles of its motor and Faraday cages to shield radio frequency (RF) signals for both emissions and susceptibility around circuitry. AVT created most of the prototype with a 3D printer or fabricated it by hand, including the AVT proprietary valve. AVT started with the case, using a modified polycarbonate suitcase with wheels and handle to meet design specifications, and modified the blower and designed baffling and ducting to meet the noise level goals. The blower mounts balanced weight and strength, minimizing noise. The team removed the blower cooling fan and added an auto resetting thermal fuse (140 degrees Fahrenheit) placed inside the motor near its coils. AVT created air handling parts to duct air around the motor. Ducts were successfully made with supporting foam and polycarbonate material using 3D-printed couplings that all snap nicely together to form the device. Interpretation of Results: AVT achieved Technical Objective #2 with slightly more prototype weight than anticipated, but less than the original, and our contract manufacturer (GMI) will further refine and improve these goals in PHII. The resulting AVT Smart PCD is portable, light weight, and functional at conversation level, retaining the same technology as the AVT Original PCD in use at the Mayo Clinic pilot. The AVT Smart PCD underwent operational review by both GMI and the Mayo Clinic clinicians who administer the pilot, and they verify it to be ready for manufacture and use. The Mayo Clinic clinicians were thrilled with the redesign, portability and noise level. The AVT Smart PCD, is an improved prototype, maximizing the patented technology benefit for wound healing and ease of use for individuals to more effectively heal wounds in a clinical or home setting. Technical Objective #3: Detailed Results: AVT used a 7-inch touch screen to work with the AVT Smart PCD's internal computer and hardware. AVT built in a hardware-based safety failsafe combined with software safety checks, limiting set compression time per cycle, and maximum set pressures per condition. A hidden Secure Digital (SD) card like used in a camera provides an operating system (OS) to determine function for use, and a second accessible SD card collects usage times. AVT programmed one clinical OS providing completely adjustable settings with defaults for arterial, venous, and lymphatic insufficiency PCD therapy and programmed three OSs for in-home use providing defaults for arterial, lymphatic, or venous conditions. Depending on the prescription the user receives, only the hidden OS SD card is changed. The at-home unit only displays the time remaining and a touch anywhere on the screen will pause/start the AVT Smart PCD which stops when completed. AVT's regulatory consultant agency Pearl Pathways determined we will need 2 predicate devices for FDA 510(k) Clearance, ACI Medical's PCD model ArtAssist and NormaTec PCD models T&B, whose defined pressures for each circulation insufficiency are the pressures AVT chose for each default. AVT's PHI Medical Director, the Mayo Clinic physician overseeing the pilot, and Mayo Clinic Physician Assistant administering the pilot, also reviewed the Smart AVT PCD and approved all of the proposed settings for all of the intended uses of the Smart AVT PCD based on the proposed predicates and the physician-sponsored pilot. Pearl Pathways reviewed the AVT device and recommended AVT use product code JOW, predicting that the AVT PCD will be a Class II medical device that does not require clinical studies to receive FDA 510(k) Clearance. Interpretation of Results: AVT was able to achieve Technical Objective #3, and transform their technology from the Original AVT PCD to the Smart AVT PCD with settings for the three circulatory insufficiency conditions that people often suffer from (arterial, lymphatic, venous), with the ability to program the device in a future iteration for deep vein thrombosis prevention (DVT). Currently, this requires 3-4 separate devices, not just one. This is an attractive time, storage, and cost savings to future customers based on doctor evaluations. This new device includes technology that captures usage data that can be shared with a provider and/or caregiver, important for patient compliance/adherence for healing, and potentially important for reimbursement in the future. These features are especially attractive in remote rural areas. No other PCD on the market today offers these options. Conclusion: The AVT USDA Phase I SBIR project proved technical feasibility, coming in at budget and on time, achieving every Technical Objective as described above.

Publications