Source: UNIV OF CONNECTICUT submitted to NRP
ENHANCED STABILITY AND BIOAVAILABILITY OF ASTAXANTHIN ENCAPSULATED IN MULTILAYER-COATED LIPID PARTICLES
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
1011868
Grant No.
2017-67018-26478
Cumulative Award Amt.
$149,801.00
Proposal No.
2016-09029
Multistate No.
(N/A)
Project Start Date
Apr 15, 2017
Project End Date
Aug 31, 2020
Grant Year
2017
Program Code
[A1361]- Improving Food Quality
Recipient Organization
UNIV OF CONNECTICUT
438 WHITNEY RD EXTENSION UNIT 1133
STORRS,CT 06269
Performing Department
Nutritional Sciences
Non Technical Summary
Our LONG TERM GOAL is to develop natural, safe, and effective oral delivery systems for lipophilic bioactive components in food to improve their bioavailability and biological efficacy by enhancing physicochemical stability. In this proposal, we will manipulate a facile multilayer coating technique to fabricate solid lipid particles (SLP) using natural food polymers, i.e. sodium caseinate (milk protein) and pectin (polysaccharide from Citrus peel), and apply the optimized SLP to encapsulate astaxanthin (ASTN). We HYPOTHESIZE that multilayer-coated solid lipid-based particle (SLP) delivery systems composed of all-natural ingredients can be fabricated to encapsulate ASTN by modulating lipid composition and optimizing preparation conditions, which can improve physicochemical stability and bioavailability of ASTN. This hypothesis will be tested by the following 3 GOALS: 1) Optimize the structural design of multilayer-coated SLP to encapsulate ASTN and elucidate the effect of encapsulation on the physicochemical stability of ASTN under hard food processing conditions; 2) Explore the feasibility of an innovative drying technology, nano spray drying, to transform ASTN-loaded SLP from liquid dispersion to solid ultrafine powders, without compromising their particulate structure; 3) Examine the bioavailability and tissue distribution of ASTN encapsulated in SLP in animal model. The scientific findings of this proposal will directly contribute to U.S. agriculture by providing new strategies to improve nutrient fortification and absorption in food products. Program area priority, "Improving Food Quality", focusing on gaining knowledge to improve quality and nutrient value of food, will be addressed in this study.
Animal Health Component
(N/A)
Research Effort Categories
Basic
100%
Applied
(N/A)
Developmental
(N/A)
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
50250101000100%
Knowledge Area
502 - New and Improved Food Products;

Subject Of Investigation
5010 - Food;

Field Of Science
1000 - Biochemistry and biophysics;
Goals / Objectives
Our long term goal is to develop safe and effective oral delivery systems using natural ingredients to improve bioavailability and bioactivity of lipophilic bioactive components in food by enhancing physicochemical stability. In this proposal, we will test the hypothesis that multilayer-coated solid lipid-based particle (SLP) delivery systems composed of all-natural ingredients can be fabricated to encapsulate ASTN by modulating lipid composition and optimizing preparation condition, which can improve physicochemical stability and bioavailability of ASTN. Our hypothesis is based on our preliminary work, indicating that multilayer-coated SLP were successfully fabricated by a facile pH- and heating-induced electrodeposition technique using sodium caseinate (milk protein) and pectin (from citrus peel); and the solid lipid core provided a strong hydrophobic environment for encapsulation of lipophilic compounds, compared with otherprotein and polysaccharide-based delivery systems. Our hypothesis will be tested by conducting the following 3 objectives: GOAL1: Fabricate and optimize multilayer-coated SLP to encapsulate ASTN and determine the effect of encapsulation on the physicochemical stability of ASTN under hard food processing conditions, such as acidic or basic pH, heating, UV-light exposure, etc. GOAL2: Establish the optimal conditions for nano spray drying to transform ASTN-loaded SLP from liquid dispersion to solid ultrafine powders with minimal changes in the particulate structure. GOAL3: Determine in vivo bioavailability and tissue distribution of ASTN encapsulated in SLP in an animal model.
Project Methods
GOAL 1: Two types of SLP, i.e. solid lipid nanoparticles (SLN) and nanostructured lipid carriers (NLC), will be prepared and optimized. Briefly, SLP will be prepared by a combined solvent diffusion hot emulsification technique. Compritol 888 ATO (major constituent glyceryl behenate) will be used as solid lipid core, and oleic acid will be used as liquid oil for partial replacement to solid lipid when preparing NLC. Sodium caseinate (milk protein) will be used as a natural emulsifier, and its amphiphilic nature allow it to stay at lipid/water interface, serving as the first coating layer. Pectin (from Citrus peel) is applied as the secondary coating layer and its adsorption onto caseinate will be realized by a pH- and heating-induced electrodeposition process. The fabrication process and formulation design will be optimized by surface response methodology. Particle size will be measured by dynamic light scattering using Malvern Zetasizer (ZS model) and zeta potential (surface charge) will be calculated from electrophoretic mobility determined by laser Doppler velocimeter using the same instrument. The polydispersity index (PDI) will be recorded together with the particle size to analyze the size distribution. The morphology will be observed using both scanning (SEM) and transmission (TEM) electron microscope. The stability of SLP will be evaluated under simulated gastric and intestinal conditions. Astaxanthin (ASTN) will be loaded into SLP by pre-mixing ASTN with solid lipid in the oil phase, and the rese preparation procedures remain the same. The kinetic release profile of ASTN from SLP (both NLC and SLN) will be determined under simulated gastrointestinal conditions using dialysis method. ASTN-loaded SLP (both NLC and SLN) will be incubated under conditions relevant to food processing and storage, including exposure to UV light, high temperature (40, 60, and 80 ºC), and a wide range of pH conditions (pH 2 - pH 12) for a period of time. At pre-determined time points, ASTN will be extracted from SLP and determined by high performance liquid chromatography (HPLC). The effects of encapsulation on the antioxidant activity of ASTN will be examined by different chemical assays, DPPH and ABTS free radical scavenging assays, reducing power and oxygen radical antioxidant capacity assay (ORAC).GOAL 2: two types of SLP, SLN and NLC, will be transformed into ultrafine dry powders by utilizing Büchi Nano Spray Dryer B-90 for comparison. Nano spray drying is an innovative technology that can generate millions of tiny droplets using a vibrating mesh technology, which are efficiently dried through a laminar hot air flow and then collected in an electrostatically charged stainless collector. This technology minimizes heating time on the samples by utilizing a vibrating nozzle with ultra-small pores (4-7 μm). The powders of NLC and SLN will be redispersed in water at 1 mg/mL and particulate characteristics will be checked, including particle size, PDI, and zeta potential, as described in the section C.1.b. As ASTN is an extremely heat-sensitive nutrient, all powders will be subject to ATSN extraction and its concentration will be determined by HPLC to calculate its loss during spray drying. The formulation, either SLN or NLC, whichever can provide maximum protection of ASTN against harsh conditions and produce most spherical ultrafine powder particles with maximal recovery rate and excellent water redispersibility will be selected for GOAL 3.GOAL 3: Eight-week old male C57BL/6 mice will be purchased from Jackson Laboratory and randomly assigned to control or ASTN group (n=40/group). Control group will be gavaged with free ASTN solubilized in medium chain triglyceride solution while ASTN-loaded in SLP (either SLN or NLC, selected from Goal 2) will be administered to ASTN group. The dose of ASTN for each preparation will be 1.5 mg/kg body weight and the gavage volume will be 0.1 mL/10 g body weight of mice. This dose corresponds to 6 mg ASTN/day for a 60 kg person calculated by the body surface area normalization method and similar to the dose commonly supplied in commercial ASTN supplements (4-12 mg/day). Five mice (n=5/time point) of each group will be sacrificed prior to gavage (0 h) and 2, 4, 6, 8, 12, 24, and 48 h after ASTN administration. Blood samples will be collected through cardiac puncture into EDTA-containing tubes and plasma will be subsequently prepared. Also, tissue samples, including liver, kidney, heart and lung, which we saw ASTN accumulation in our preliminary study (data not shown), will be harvested and stored at -80 °C prior to analysis. The concentration of ASTN will be measured by HPLC after extraction from blood or tissues according to literature. The cumulative percentage and kinetic residence of ASTN in plasma and tissues (area under the total concentration-time curve, AUCtotal) will be calculated from time 0 to 48 h. The target efficiency (Te), relative uptake rate (re), and peak concentration rate (Ce) will be evaluated as follows: Te= AUCtarget/AUCtotal, re= AUCfree/AUCnano, Ce = (Cmax)nano/(Cmax)free, where "target" is the blood or tissue; "free" and "nano" are the free ASTN and nano-encapsulated ASTN in SLP.

Progress 04/15/17 to 08/31/20

Outputs
Target Audience:The audience reached during this reporting period included students, researchers, scientists, as well as professional from food industry. The research outcome of this project resulted in two peer-reviewed publications in the top-tier food science journals, so that scientists and professionals can read and be aware of our research. Two poster presentations weresubmitted to 2020 IFT Annual Meeting, but due to the pandemic of COVID-19, the Annual Meeting was cancelled. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?Two undergraduate students conducted literature search and summarized the findings from current database on a wide range of research papers and one graduate student presented the summarized findings in an ACS (American Chemical Society) meeting during fall 2019. How have the results been disseminated to communities of interest?We have published two perspective articles on the topic of encapsulation and nano-delivery of nutrients using food biopolymer and lipid-based nanocomplex nanoparticles in top-tier food science and chemistry journals, as well as an oral presentation during ACS (American Chemical Society) Annual Meeting in 2019 Fall. However, other scheduled activities were canceled due to the COVID-19 pandemic. What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? During past year, we have completed two animal trials aiming to investigate the bioavailability of ASTN-encapsulated in lipid-polymer hybrid nanoparticles. Nevertheless, we were unable to detect the noticeable level of ASTN after oral gavage of nanoparticles dispersion using mice model. Therefore, we have had comprehensively re-visited the entire preparation process and re-designed the nanoparticles formulation, as well as summarized the detail underlying principles and fundamental knowledge to improve our understanding on how nanoparticles could improve the bioavailability of nanoparticles. We disseminated our perspectives to the public in two separate review articles in top food science journals.

Publications

  • Type: Journal Articles Status: Published Year Published: 2020 Citation: Luo, Y. (2020). Perspectives on Important Considerations in Designing Nanoparticles for Oral Delivery Applications in Food. Journal of Agriculture and Food Research, 100031.
  • Type: Journal Articles Status: Published Year Published: 2020 Citation: Luo, Y., Wang, Q., & Zhang, Y. (2020). Biopolymer-Based Nanotechnology Approaches To Deliver Bioactive Compounds for Food Applications: A Perspective on the Past, Present, and Future. Journal of Agricultural and Food Chemistry. https://doi.org/10.1021/acs.jafc.0c00277
  • Type: Conference Papers and Presentations Status: Published Year Published: 2019 Citation: https://tpa.acs.org/abstract/acsnm258-3212825/development-of-gi-stable-lipidpolymer-hybrid-nanoparticles-for-potential-oral-delivery-of-astaxanthin


Progress 04/15/18 to 04/14/19

Outputs
Target Audience:The audience reached during this reporting period included students, researchers, scientists, as well as professional from food industry. The research outcome of this project resulted in two peer-reviewed publications in the top-tier food science journals, so that scientists and professionals are able to read and be aware of our research. Two oral and one poster presentations were presented during the 2018 IFT Annual Meeting. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?Two undergraduate students were recruited to assist graduate students to conduct the research project in the past year. The undergraduate students not only received hands-on experience on research but also learned how to design experiment and write scientific papers. The research outcomes were presented publicly during 2018 IFT Annual meeting and the graduate students learned presentation skills. Two publications were also published in scientific journals co-authored by the graduate students. One undergraduate student was recruited to work on this project during the summer 2018. How have the results been disseminated to communities of interest?Two peer-reviewed papers were published for dissemination of research outcomes to a broad scientific community. Also, one poster and two oral presentations were presented during 2018 IFT Annual Meeting to reach a broader audience from food industries and professionals, in addition to scientists and researchers in the field of food and nutrition. What do you plan to do during the next reporting period to accomplish the goals?In the next year, we will continue to explore the delivery application of as-prepared solid lipid-polymer hybrid nanoparticles and will potentially test their biological efficacy on improving oral bioavailability of astaxanthin in animal model.

Impacts
What was accomplished under these goals? In this study, an innovative oral delivery system, solid lipid-polymer hybridnanoparticles(SLPN), was prepared from all-natural biomaterials without use of synthetic surfactants, toxic chemicals, or organic solvents. SLPN were comprised of three components, solid lipid nanoparticles (SLN) as the inner core, bovine serum albumin (BSA)-dextran (BD) conjugate obtained throughMaillard reactionas natural emulsifier anchored on the surface of SLN, andpectinas the secondary polymeric coating. Six types of solid lipids, including two glycerides and foursaturated fatty acids, were comprehensively tested for their applicability to prepare SLN core and their compatibility with polymeric shells to form SLPN. SLPN prepared with glycerides exhibited superiorcolloidal properties, including smaller particle size, narrower size distribution, and better stability under simulated gastrointestinal fluids, compared to those prepared withfatty acids. Hydrophobic interactions were the driving force to form SLPN with BD conjugate, while pectin coating afforded greater surface hydrophilicity responsible for exceptional colloidal stability under gastrointestinal conditions. SLPN demonstrated highencapsulationefficiency and controlled releaseof curcumin, with glycerides as lipid core being more desirable than those prepared with fatty acids. Fluorescence microscope images revealed that encapsulation in SLPN significantly facilitated cellular uptake of curcumin by Caco-2 cells without any cytotoxicity. Then, we further adopteda novel preparation strategyto fabricate GI-stable SLPN through in situ conjugation between oxidized dextran and bovine serum albumin. Effects of molecular weight of dextran (20, 40, 75, and 150 kDa), conjugation temperature (65 °C, 75 °C, and 85 °C), and time (30, 60, 120 min) on the particulate characteristics and stability were comprehensively investigated and optimized. As heating temperature increased from 65 °C to 75 °C, the particle size of SLPN increased from 139 to 180 nm with narrow size distribution, but when the temperature reached 85 °C severe aggregation was observed after 60 min. SLPN prepared with 40 kDa oxidized dextran under 85 °C/30 min heating condition exhibited excellent GI stability with no significant changes in particle size and PDI after incubation in simulated GI fluids. The prepared SLPN were then used to encapsulate astaxanthin, and after encapsulation itsantioxidant activitywas dramatically enhanced in aqueous condition and a sustained release was achieved in simulated GI fluids. Therefore, the SLPN developed during last year have been demonstrated asa promising oral delivery system for lipophilic compounds, such as astaxanthin.

Publications

  • Type: Journal Articles Status: Published Year Published: 2018 Citation: Wang T, Lee JY, Luo Y. Solid lipidpolymer hybrid nanoparticles by in situ conjugation for oral delivery of astaxanthin. Journal of Agricultural and Food Chemistry, 2018, 66, 9473-9480.
  • Type: Journal Articles Status: Published Year Published: 2018 Citation: Wang T, Bae M, Lee JY, Luo Y. Solid lipid-polymer hybrid nanoparticles prepared with natural biomaterials: A new platform for oral delivery of lipophilic bioactives. Food Hydrocolloids, 2018, 84, 581-592.
  • Type: Conference Papers and Presentations Status: Accepted Year Published: 2018 Citation: Wang T, Luo Y: Development of surfactant-, crosslinker-, and organic solvent-free lipid-polymer hybrid nanoparticles for oral delivery of hydrophobic nutrients. Oral Presentation at Institute of Food Technologists (IFT) Annual Meeting, July 2018, Chicago, IL.
  • Type: Conference Papers and Presentations Status: Accepted Year Published: 2018 Citation: Wang T, Luo Y: Preparation of lipid-polymer hybrid nanoparticles with in situ conjugation process as a potential oral delivery system. Oral Presentation at Institute of Food Technologists (IFT) Annual Meeting, July 2018, Chicago, IL.
  • Type: Conference Papers and Presentations Status: Accepted Year Published: 2018 Citation: Wang T, Luo Y: Surfactant-, crosslinker-, and organic solvent-free preparation of highly GI stable lipid-polymer hybrid nanoparticles for oral delivery applications. Poster Presentation at Institute of Food Technologists (IFT) Annual Meeting, July 2018, Chicago, IL.


Progress 04/15/17 to 04/14/18

Outputs
Target Audience:The target audiences researched this reporting period included students, researchers, scientists, as well as professionals from food industry. The research outcome of this project resulted in two peer-reviewed publications in the top-tier food science journals, so that the scientists and professionals are able to read and be aware of our research. Five poster presentations were submitted to the 2018 IFT Annual Meeting. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided? Two undergraduate students were recruited to assist graduate students with conducting research in the past year. The undergraduate students received professional training on how to conduct scientific research and write academic papers. The research outcome will be presented at 2018 IFT Annual Meeting and the graduate students received presentation skill training. Graduate students authored two publications based on the results from this research project. One undergraduate student was recruited to work on this project during the summer 2017 and the student was the recipient of Bridging the Gap fellowship program funded by USDA. How have the results been disseminated to communities of interest?Two peer-reviewed papers were published for dissemination of this research to a broad scientific community. Poster and oral presentations are expected at the 2018 IFT Annual Meeting to disseminate this research to the food industry, scientists, researchers and students. What do you plan to do during the next reporting period to accomplish the goals?In the next year, we will continue to explore the delivery potentials of as-developed solid lipid nanoparticles and will encapsulate astaxanthin into these nanoparticles. The physicochemical properties of astaxanthin will be studied after encapsulation. The astaxanthin-loaded nanoparticles will be dried by spray drying to check their suitability for fortification into the diet in the future.

Impacts
What was accomplished under these goals? During the past year, we developed a new and novel organic solvent-free and synthetic surfactant-free method to prepare stable multilayer-coated solid lipid nanoparticles usingstearic acid, sodium caseinate and pectin, as well as water. Melted stearic acid was directly emulsified into an aqueous phase containing caseinate and pectin, followed by pH adjustment and thermal treatment to induce the formation of a compact and dense polymeric coating which stabilized solid lipid nanoparticles. The preparation procedures and formulations were comprehensively optimized. The as-prepared particles were also characterized by an array of instruments, to study their physical and chemical properties. Our results indicated that the solid lipid nanoparticles prepared by this innovative method had superior properties over the traditional lipid particles prepared in parallel as control. Then, we investigated effects of different loading methods on the encapsulation capability of these solid lipid nanoparticles, using curcumin as a model compound that is low cost but has similar properties to astaxanthin. By varying different preparation parameters, including pH condition, heating temperature, mixing model compound with aqueous phase directly or using ethanol, we were able to optimize the loading methods and developed the most appropriate procedure to prepare multilayer-coated lipid particles for encapsulation of lipophilic bioactive compounds.

Publications

  • Type: Journal Articles Status: Published Year Published: 2017 Citation: Xue J, Wang T, Hu Q, Zhou M, Luo Y. 2017. A novel and organic solvent-free preparation of solid lipid nanoparticles using natural biopolymers as emulsifier and stabilizer. International Journal of Pharmaceutics, 531(1), 59-66.
  • Type: Journal Articles Status: Published Year Published: 2018 Citation: Xue J, Wang T, Hu Q, Zhou M, Luo Y. 2018. Insight into natural biopolymer-emulsified solid lipid nanoparticles for encapsulation of curcumin: Effect of loading methods. Food Hydrocolloids, 79, 110-116.