Source: NORTH CAROLINA STATE UNIV submitted to
IMPROVING SUSTAINABILITY BY EVALUATING NOVEL TECHNOLOGIES AND TECHNIQUES THAT INCREASE ENERGY EFFICIENCY IN HORTICULTURE PRODUCTION SYSTEMS
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
NEW
Funding Source
Reporting Frequency
Annual
Accession No.
1007454
Grant No.
(N/A)
Project No.
NC02562
Proposal No.
(N/A)
Multistate No.
(N/A)
Program Code
(N/A)
Project Start Date
Oct 1, 2015
Project End Date
Sep 30, 2020
Grant Year
(N/A)
Project Director
Hernandez, RI, .
Recipient Organization
NORTH CAROLINA STATE UNIV
(N/A)
RALEIGH,NC 27695
Performing Department
Horticultural Science
Non Technical Summary
This project will improve sustainability in horticulture by addressing three key areas: 1) Assess the current energy efficiency of horticulture by evaluating energy inputs and energy outputs of different production systems and present possible solutions to improve energy efficiency. 2) Research the responses of specialty crops to light quality using energy efficient lighting technology such as light emitting diodes in order to improve production, nutritional content, and economics. 3) Research organic based production under controlled environment to improve production and economics of crops produced in greenhouses and vertical farms.
Animal Health Component
0%
Research Effort Categories
Basic
(N/A)
Applied
100%
Developmental
(N/A)
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
20314991020100%
Goals / Objectives
The research goal is to develop and establish sustainability in horticulture locally, nationally, and globally. The US farm bill official definition of sustainability has five parts: emphasizing productivity, environmental quality, efficient use of nonrenewable resources, economic viability, and quality of life. The five parts of sustainability are greatly affected by the system's energy inputs/outputs and an energy efficient horticultural system can yield a sustainable horticultural system. The main goal is to improve sustainability in horticulture by improving horticultural energy management.In order to improve energy management, the actual energy inputs an environmental contribution of different growing systems have to quantified and evaluated (objective 1). Also more energy efficient lighting technologies such as light emitting diodes (LEDs) have to be evaluated and adopted in innovative ways for the production of horticultural crops (objective 2). Furthermore, current sustainable and organic production techniques under controlled environment have to be improved (objective 3).Objectives1.- Evaluation and modeling of energy conservation strategies in horticultural production systems.The objective is to evaluate the energy efficiency of current production practices and technologies in horticulture in order to optimize energy conservation and increase sustainability. Current production practices are diverse and require different farming technologies. For example, field production commonly requires heavy machinery for tillage, seeding, weeding, and sometimes harvesting. In contrast, controlled environment (CE) production requires climate control equipment such as lighting, heating, cooling, and CO2 supplementation, among others. Independent of the growing system, energy inputs have to be made in order to produce a crop. Currently in the US, the agrifood system accounts for about 19% of the energy dissipated in all economic sectors (Pimentel and Pimentel, 2008). With the proper use of technology and farming practices, energy input can be minimized. In collaboration with the Center for Environmental Farming Systems (CEFS), energy conservation strategies and technologies in different horticultural systems will be evaluated and, where needed, more sustainable strategies implemented. This technology evaluation program will evaluate new technologies' efficiencies and capital costs and consider specific farm needs and objectives in order to generate decision-making information.2.- Light-plant interactions: Light environment manipulation to improve plant production systemsThe objective is to use alternative technologies to manipulate horticultural light environments in order to increase production, improve plant quality, reduce energy consumption, and increase profitability of horticultural systems. LEDs can have a customized spectral output that can improve plant production, desirable plant morphology, and growing energy efficiencies. The electrical efficiencies of LEDs (µmol·J-1) are higher than the current horticultural lighting technology and are expected to increase 20x and decrease in cost 10x in the next 10 years (Haitz & Tsao, 2011). I plan to design a problem-solving research program focused on the manipulation of light to improve horticultural systems sustainability. For example, optimal light recipes are needed in order to optimize plant growth under protected horticulture. As part of my research program, I would like to investigate plant responses to different light qualities. This research will generate important and critical information for the scientific and commercial sector. Among the crops that will tested are transplants (vegetables and ornamentals), leafy greens, small fruiting crops, medicinal plants, and plant-based pharmaceuticals, among others.3.- Sustainable and organic horticultural production of specialty crops under controlled environmentThe organic market now represents 4+ percent of total food sales in the US and consumer demand for certified organic products continues to show double-digit growth (USDA Organic Market Overview). The increasing market-demand in conjunction with stable high-price-premiums are incentives for specialty crop farmers to modify conventional growing techniques to organic growing techniques when economically feasible.Most commercial organic crop production is based in open field cropping systems. Producers using controlled environment such as high-tunnels, greenhouses, and vertical farms (VF) have an interest in producing crops organically in order to capitalize in the premium market prices. However, organic production in controlled environments is limited due to several challenges such as; lack of comprehensive organic nutrient plans, sometimes lower yields under organic production, challenges in biofilm management, and lack of the crop specific optimal growing systems. In collaboration with CEFS, the objective for this research will be to evaluate current organic nutrient delivery strategies (substrate based-organics and organic hydroponics) for the production of specialty crops such as leafy greens (baby lettuce, microgreens, leaf lettuce) and vegetable and ornamental transplants (high density plug production) under controlled environment production systems.Summary of goals1) Evaluate the energy efficiency of current production practices and technologies in horticulture.2) Manipulate horticultural light environments in order to increase production, improve plant quality, and reduce energy consumption in specialty crop production.3) Improve organic production under controlled environment agriculture.
Project Methods
1) Evaluate the energy efficiency of current production practices and technologies in horticulture.Development of an energy budget model. This model will be capable of calculating the Energy Return on Energy Input (ERoEI) of a particular horticulture operation including community farms, conventional farms, organic farms, greenhouse production system, and plant factories, among others. This model will operate by factoring direct (human labor, liquid fuels, natural gas, electricity, etc.) and indirect (energy input to produce natural gas, energy input to produce electricity, fertilizers, machinery, materials, etc.) energy inputs. The model will then use conversion factors (i.e. 40 MJ/kg to produce N fertilizer, 48 MJ/kg of diesel fuel) to calculate the total energy input of the farm (MJ). Later, the model will calculate the energy output in terms of MJ/kg of harvested crop. This model will then give an ERoEI for the specific growing practice modeled. The model will also provide the total energy inputs (direct and indirect) and outputs by category allowing the user to see where improvements can be made.2) Manipulate horticultural light environments in order to increase production, improve plant quality, and reduce energy consumption in specialty crop production.Screening plant responses to LED lighting (with focus on B:R ratio, spectral deficit lighting)Hypothesis: There will be a range of B:R ratios that assure acceptable growth and development for most (if not all) crop species. There may be a few exceptional "over-sensitive" responses (such as a cultivar of tomato rootstock identified as problematic under LEDs recently). Approach: two types of screening will be applied: a) Examine combinations of red and blue light at varied B:R ratios, and b) Examine spectrally deficit light using B, G, R, and FR LEDs. [This is a similar approach to a biological study using knock-out genes.]Crop species to examine will be selected from a wide range of families relevant to CEA plant production. Based on the outcomes, the plants will be classified into three groups of light quality sensitivity. A recommendation will be made of target B:R ratio that is likely to work for the majority of crop species without largely reducing the growth and quality. Criteria for this "acceptable reduction in growth and quality" will be developed based on the plant response.Apiaceae: cilantro, parsleyAsteraceae: lettuce (butterhead, red leaf, and green leaf)Brassicaseae: arugula, kale, mizuna, and pakchoiCucurbitaceae: cucumber, watermelon, and their rootstocksLamiaceae: basil and mintRosaceae: strawberry (vegetative stage)Solanaceae: tomato, bell pepper, eggplant, and their rootstocks3) Improve organic production under controlled environment agriculture.Evaluate current organic nutrient delivery strategies (substrate based-organics and organic hydroponics) for the production of specialty crops such as leafy greens (baby lettuce, microgreens, leaf lettuce), vegetable and ornamental transplants (high density plug production) under CE.The evaluation will consist of comparing the organic systems in terms of productivity, environmental sustainability, and profitability.Hypothesis: The optimal fertility will depend on the type of crop and cost for production (organic fertilizer amount and type, application method, re-circulation, etc.).Several specialty crops suitable for CE (leafy greens and vegetable/ornamental plug transplants) will be selected.Several substrate-based-organic recipes and several organic-hydroponic recipes and potential combinations will be compared in terms of productivity (i.e. yield, plant quality), sustainability (i.e. amount of fertilizer and water usage), and profitability (cost of fertility program). Treatments will be developed in collaboration with active research in the field.The best organic recipe will be selected per crop.

Progress 10/01/18 to 09/30/19

Outputs
Target Audience:The project generated important results for the following audiences 1. Academic research presentations for other horticultural and plant scientists on three conferences 2. A journal referred publication in an international journal for the internationalplant scientists 3. Three workshop presentation to industry stakeholders that are adopting the results to improve production 4. One workshop presentation for high-school students? Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?It provided the opportunity to train onegradate students and increase their knowledge on plant environmental physiology and horticulture. Attendance to threenational conferences and one international conference by the studentand the principal investigator to disseminate the information and acquire professional development through the interaction with other scientist How have the results been disseminated to communities of interest?Professional academic presentation in national and international symposiums. Academic journal publications Trade and popular press articles for growers Extension based presentations What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? 1. The results of this project increased production in indoor growing systems with spectral control 2. The results of this project reduce energy consumption in indoor growing systems 3. The results of this project contribute to the scientific community by unique findings on spectral control of plant lowering never reported 4. The results of this project created a new line of research with independent funding from the stakeholder?

Publications

  • Type: Journal Articles Status: Published Year Published: 2018 Citation: Spalholz, H. and Hern�ndez, R. (2018). Transplant lettuce response to different blue:red photon flux ratios in indoor LED sole-source lighting production. Acta Hortic. 1227, 555-562 DOI: 10.17660/ActaHortic.2018.1227.70
  • Type: Journal Articles Status: Published Year Published: 2020 Citation: Spalholz H., Perkins-Veazie P., and Hern�ndez R. (2020). Impact of sun-simulated white light and varied blue:red spectrums on the growth, morphology, development, and phytochemical content of green- and red-leaf lettuce at different growth stages. Scientia Horticulturae, 264, 109195


Progress 10/01/17 to 09/30/18

Outputs
Target Audience:p.p1 {margin: 0.0px 0.0px 0.0px 0.0px; font: 11.0px Helvetica} Target audience for this project is the horticulture industry including sustainable and organic farming, greenhouse production, urban/local farms, and horticultural technology manufacturers. The scientific horticultural community is also included. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?It provided the opportunity to train two gradate students and increase their knowledge on plant environmental physiology and horticulture. Attendance to two national conferences and one international conference by the students and the principal investigator to disseminate the information and acquire professional development through the interaction with other scientist How have the results been disseminated to communities of interest?Professional academic presentation in national and international symposiums. Academic journal publications Trade and popular press articles for growers Extension based presentations What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? ? - Developed innovative dynamic light recipes to increase plant growth with supplemental LED lighting, these recipes increase plant biomass and size by 13-25% with same energy inputs -Characterized the available horticultural glazing including plastic covering, glass coverings, and net screen used for food production around the world. The classification focused on spectral transmission in comparison with solar radiation. This project provided valuable information to horticultural growers and scientist to improve crop production and applied research. - Developed a proof-of-concept growing system to evaluate strawberry propagation in indoor environments, the system and environmental strategies increase propagation numbers 5x compared to current outdoor propagation systems. The environmental optimization included light intensity, spectrum, temperature, nutrients and photoperiod.

Publications

  • Type: Journal Articles Status: Published Year Published: 2018 Citation: Kotilainen T, Robson TM, Hern�ndez R (2018) Light quality characterization under climate screens and shade nets for controlled-environment agriculture. PLOS ONE 13(6): e0199628. https://doi.org/10.1371/journal.pone.0199628
  • Type: Journal Articles Status: Published Year Published: 2018 Citation: Spalholz, H. and Hern�ndez, R. (2018). Transplant lettuce response to different blue:red photon flux ratios in indoor LED sole-source lighting production. Acta Hortic. 1227, 555-562 DOI: 10.17660/ActaHortic.2018.1227.70
  • Type: Journal Articles Status: Accepted Year Published: 2018 Citation: Collado, C.E., Whipker, B.E. and Hern�ndez, R. (2018). Morphology and growth of ornamental seedlings grown under supplemental light-emitting diode lighting and chemical plant-growth regulators. Acta Hortic. 1227, 517-524 DOI: 10.17660/ActaHortic.2018.1227.65
  • Type: Conference Papers and Presentations Status: Published Year Published: 2018 Citation: Spalholz H., Hern�ndez R. (2018), Morphology and Growth Rate Responses of Red Lettuce to Dynamic Spectral Changes in Indoor LED Sole Source Lighting. Supplement to HortScience, 53 (9):S56 September 2018
  • Type: Conference Papers and Presentations Status: Published Year Published: 2018 Citation: Xu X., Hern�ndez R. (2018) Optimum Light Intensity for the Production of Albion Strawberry Tips in Precision Indoor Propagation Systems. Supplement to HortScience, 53 (9):S128 September 2018


Progress 10/01/16 to 09/30/17

Outputs
Target Audience:Greenhouse growers across the USA Vertical farm Entrepreneurs across the USA Undergradute Students Graduate Students Fellow Scientists in USA International Scientist and Growers - Mexico, China, Panama, Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?Provided training and employment to one research technician, a part time postdoctoral research associate, four undergraduate students, and one graduate student. How have the results been disseminated to communities of interest?Professional academic presentation in national and international symposiums Academic journal publications Trade and popular press articles for growers Video educational material <!-- /* Font Definitions */ @font-face { panose-1:2 4 5 3 5 4 6 3 2 4; mso-font-charset:0; mso-generic- mso-font-pitch:variable; mso-font-signature:-536870145 1107305727 0 0 415 0;} @font-face { panose-1:2 15 5 2 2 2 4 3 2 4; mso-font-charset:0; mso-generic- mso-font-pitch:variable; mso-font-signature:-1610611985 1073750139 0 0 159 0;} /* Style Definitions */ p.MsoNormal, li.MsoNormal, div.MsoNormal {mso-style-unhide:no; mso-style-qformat:yes; mso-style-parent:""; margin:0in; margin-bottom:.0001pt; mso-pagination:widow-orphan; ; mso-ascii- mso-ascii-theme-font:minor-latin; mso-fareast- mso-fareast-theme-font:minor-latin; mso-hansi- mso-hansi-theme-font:minor-latin; mso-bidi- mso-bidi-theme-font:minor-bidi;} p {mso-style-noshow:yes; mso-style-priority:99; mso-margin-top-alt:auto; margin-right:0in; mso-margin-bottom-alt:auto; margin-left:0in; mso-pagination:widow-orphan; ; mso-fareast-} .MsoChpDefault {mso-style-type:export-only; mso-default-props:yes; mso-ascii- mso-ascii-theme-font:minor-latin; mso-fareast- mso-fareast-theme-font:minor-latin; mso-hansi- mso-hansi-theme-font:minor-latin; mso-bidi- mso-bidi-theme-font:minor-bidi;} @page WordSection1 {size:8.5in 11.0in; margin:1.0in 1.0in 1.0in 1.0in; mso-header-margin:.5in; mso-footer-margin:.5in; mso-paper-source:0;} div.WordSection1 {page:WordSection1;} --> What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Identified unique plant responses to light quality by changing the light spectrum according to plant growing stage. This knowledge is valuable to greenhouse and vertical farm producers and plant photo-biologists. Reduction of energy consumption in controlled environment horticulture by optimizing the growing environment. This knowledge is valuable to greenhouse and vertical farm producers, and to reduce carbon emissions of horticultural production. Provided an alternative to chemical plant growth regulators to improve plant compactness using light quality. <!-- /* Font Definitions */ @font-face { panose-1:2 4 5 3 5 4 6 3 2 4; mso-font-charset:0; mso-generic- mso-font-pitch:variable; mso-font-signature:-536870145 1107305727 0 0 415 0;} @font-face { panose-1:2 15 5 2 2 2 4 3 2 4; mso-font-charset:0; mso-generic- mso-font-pitch:variable; mso-font-signature:-1610611985 1073750139 0 0 159 0;} /* Style Definitions */ p.MsoNormal, li.MsoNormal, div.MsoNormal {mso-style-unhide:no; mso-style-qformat:yes; mso-style-parent:""; margin:0in; margin-bottom:.0001pt; mso-pagination:widow-orphan; ; mso-ascii- mso-ascii-theme-font:minor-latin; mso-fareast- mso-fareast-theme-font:minor-latin; mso-hansi- mso-hansi-theme-font:minor-latin; mso-bidi- mso-bidi-theme-font:minor-bidi;} p {mso-style-noshow:yes; mso-style-priority:99; mso-margin-top-alt:auto; margin-right:0in; mso-margin-bottom-alt:auto; margin-left:0in; mso-pagination:widow-orphan; ; mso-fareast-} .MsoChpDefault {mso-style-type:export-only; mso-default-props:yes; mso-ascii- mso-ascii-theme-font:minor-latin; mso-fareast- mso-fareast-theme-font:minor-latin; mso-hansi- mso-hansi-theme-font:minor-latin; mso-bidi- mso-bidi-theme-font:minor-bidi;} @page WordSection1 {size:8.5in 11.0in; margin:1.0in 1.0in 1.0in 1.0in; mso-header-margin:.5in; mso-footer-margin:.5in; mso-paper-source:0;} div.WordSection1 {page:WordSection1;} -->

Publications

  • Type: Journal Articles Status: Under Review Year Published: 2017 Citation: Hern�ndez R., Byrtus J. (2017) Effects of light quality during the healing stage on the morphology and growth of grafted tomato transplants using light emitting diodes and cool white fluorescent. HortScience
  • Type: Conference Papers and Presentations Status: Accepted Year Published: 2017 Citation: Spalholz H., Hern�ndez R. (2017) Transplant lettuce response to different percent blue:red PF ratios in indoor LED sole source lighting production Acta Hort
  • Type: Conference Papers and Presentations Status: Accepted Year Published: 2017 Citation: Collado C., Whipker B., Hern�ndez R. (2017) Morphology and growth of ornamental seedlings grown under supplemental LED lighting and chemical plant growth regulator. Acta Hort
  • Type: Other Status: Published Year Published: 2017 Citation: Hern�ndez R., Spalholz H. (2017) Static cook book. Effects of light quality on indoor lettuce production. InsideGrower Magazine, Controlled Environment Agriculture. October 2017, Ball Horticultural Co.
  • Type: Conference Papers and Presentations Status: Other Year Published: 2017 Citation: Hern�ndez R. Byrtus J. (2017) Light emitting diodes as an alternative to cool white fluorescents for healing of grafted tomato transplants. Greensys. Beijing China, August 2017 - Poster Presentation
  • Type: Conference Papers and Presentations Status: Other Year Published: 2017 Citation: Rundquist K., Hernandez R.(2017) Tomato growth and morphology under different photoperiods using LED supplemental lighting. State of North Carolina Undergraduate Research and Creativity Symposium. November 2017 Poster Presentation
  • Type: Conference Papers and Presentations Status: Other Year Published: 2017 Citation: Nix J., Hernandez R.(2017).Lettuce transplant growth and morphology under two light intensities using LEDs. State of North Carolina Undergraduate Research and Creativity Symposium. November 2017, poster presentation


Progress 10/01/15 to 09/30/16

Outputs
Target Audience:Greenhouse growers across the USA Vertical farm Entrepreneurs across the USA Undergradute Students Graduate Students Fellow Scientists in USA International Scientist and Growers - Mexico, Australia Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?Provided training and employment to one Research Technician, four undergraduate students and one graduate student How have the results been disseminated to communities of interest?Results were dissiminated at: Growth and Morphology of Vegetable Seedlings under Different Blue and Red Photon Flux Ratios Using LEDs as Sole Source Lighting Hernández R., Eguchi T., Kubota C. 8th International Symposium on Light in Horticulture East Lansing Michigan United States Start Date: 05/23/2016 Growth and Morphology of Vegetable Seedlings under different blue and red photon flux ratios using LEDs Hernández, R Plant Growth Regulation Society of America. Annual conference North Carolina United States Start Date: 11/17/2016 End Date: 11/17/2016 Vegetable transplants physiological responses under supplemental and sole-source LED lighting Hernández R. and Kubota C. 5th International Controlled Environment Conference AusPheno Canberra N/A Australia Start Date: 09/20/2016 Supplemental LED lighting as a potential alternative to plant growth regulators. American Society of Horticultural Sciences Wrenn M A., Brian E.W., Thosar A. Hernández R. American Society of Horticultural Sciences Atlanta Georgia United States Start Date: 08/10/2016 What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? -Developed light recipes to increase fresh weight and nutritional content of leafy greens. The recipes are expected to be adopted by indoor growers. -Showed unique/first reported plant physiological responses of cucumber seedlings to light. -Provided an alternative to plant growth regulatorsto improve plant compactness using light quality.

Publications

  • Type: Journal Articles Status: Published Year Published: 2016 Citation: Eguchi T., Hern�ndez R., Kubota C. (2016) Far-red and Blue Light Synergistically Mitigate Intumescence Injury of Tomato Plants Grown Under Ultraviolet-deficit Light Environment. HortScience 51:712-719
  • Type: Journal Articles Status: Published Year Published: 2016 Citation: Hern�ndez R., Eguchi T., Deveci M., Kubota C. (2016) Tomato seedling physiological responses under different percentages of blue and red photon flux ratios using LEDs and cool white fluorescent lamps. Scientia Horticulturae 213:270-280
  • Type: Journal Articles Status: Published Year Published: 2016 Citation: Hern�ndez, R., and Kubota, C. (2016). Physiological responses of cucumber seedlings under different blue and red photon flux ratios using LEDs. Environmental and Experimental Botany 121, 66-74
  • Type: Conference Papers and Presentations Status: Published Year Published: 2016 Citation: Hern�ndez R., Eguchi T., Kubota C. (2016) Growth and Morphology of Vegetable Seedlings under Different Blue and Red Photon Flux Ratios Using Light-emitting Diodes as Sole-Source Lighting. Acta Hort. 1134:195-200.
  • Type: Conference Papers and Presentations Status: Published Year Published: 2016 Citation: Eguchi T., Hern�ndez R., Kubota C. (2016a) End-of-day far-red lighting combined with blue-rich light environment to mitigate intumescence injury of two interspecific tomato Acta Hort 1134:163-170.
  • Type: Other Status: Published Year Published: 2016 Citation: Hern�ndez R. (2016). The evolution of LEDs. 2016 Manual for success: Lighting LED technology. Greenhouse Management Magazine, November 2016, GIE Media, Inc.
  • Type: Other Status: Published Year Published: 2016 Citation: Hern�ndez R. (2016). The latest on lighting. Lighting Report-2016 State of Lighting Report Event. Greenhouse Management Magazine, July 2016, GIE Media, Inc.
  • Type: Other Status: Published Year Published: 2016 Citation: Hern�ndez R. (2016). Plant Photomodphogenesis. The latest in LED research for sole-source lighting under closed-type growing conditions. Greenhouse Management Magazine, June 2016, GIE Media, Inc.
  • Type: Other Status: Published Year Published: 2016 Citation: Spalholz H. and Hern�ndez R. (2016). Luminous Possibilities. Which supplemental greenhouse lighting technology is best to use? Greenhouse Management Magazine, April 2016, GIE Media, Inc.
  • Type: Other Status: Published Year Published: 2016 Citation: Hern�ndez R. (2016). Do the math, see the light. Growers often wonder if supplemental lighting is economically feasible. These calculations can illuminate the situation. Greenhouse Management Magazine, January 2016, GIE Media, Inc.