Source: OHIO STATE UNIVERSITY submitted to NRP
TOWARD IMPROVED UNDERSTANDING OF FUTURES MARKET DELIVERY MECHANISMS
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
1003945
Grant No.
(N/A)
Cumulative Award Amt.
(N/A)
Proposal No.
(N/A)
Multistate No.
(N/A)
Project Start Date
Oct 1, 2014
Project End Date
Dec 9, 2016
Grant Year
(N/A)
Program Code
[(N/A)]- (N/A)
Recipient Organization
OHIO STATE UNIVERSITY
1680 MADISON AVENUE
WOOSTER,OH 44691
Performing Department
Agriculture, Environment and Development Economics
Non Technical Summary
Efficient production of grains is necessary but not sufficient for the success of a farm or agribusiness. In the absence of skilled marketing, a highly efficient producer can nonetheless be rendered unprofitable through poor pricing decisions or ignorance of risk management. Successful producers must combine agronomic excellence with economic excellence through attentive, informed marketing decisions. Cash grains prices are set via financial markets that trade futures contracts on those grains. Physical transactions occur at premiums or discounts to those futures prices, but the futures prices nonetheless underlie the cash transaction price. Therefore, efficient and effective grain marketing requires efficient and effective grain futures markets.Futures markets exist to serve two roles; price discovery of the traded commodity and transfer of risk from physical market participants to speculators. Because the assets underlying the futures contracts have physical presence, and contract performance can entail the delivery or receipt of the physical good, futures markets for physical commodities present special challenges to users, regulators and researchers. It is delivery that ties the prices of the physical commodity at the delivery point to the prices traded in the futures markets. For this reason, the operation of the delivery mechanism is crucial to the operation of the futures market.This project seeks to better understand the behavior of futures prices through analyzing the physical delivery markets for cash grains, thereby increasing understanding of the futures markets, and improving the ability of all market participants to use futures markets.
Animal Health Component
100%
Research Effort Categories
Basic
0%
Applied
100%
Developmental
0%
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
60362203010100%
Goals / Objectives
1. Evaluate the performance of futures delivery mechanisms using data on grain stored in elevators, the number of deliveries made, and delivery prices.2. Compare various delivery mechanisms in terms of their impact on price discovery and volatility. For example, the CBOT single area delivery mechanism, as in corn and soybeans, compared to the multiple zone mechanism as in CBOT wheat, compared to the mechanism in the South African wheat futures in which every elevator in the country is a delivery point.3. Analyze the effects of changes over time in delivery market rules, such as storage cost ceilings and floors imposed by the CBOT and KCBOT, and location differentials charged by nearly all exchanges, for their effect on hedging efficiency, price discovery, and risk transfer.4. Each of (1)-(3) will be examined for their effect on producer and consumer use of futures markets.
Project Methods
The primary method used in completing the objectives will be the 'event study' in time series econometrics. In each case, the changes in delivery mechanisms will be treated as natural experiments, and the behavior of prices in the studied market and comparable markets will be modeled, and contemporaneous changes in price behavior will be analyzed in an attempt to understand whether the changes in price behavior are an effect of the changed market mechanism or an anomaly. Fama, Fisher, Jensen and Roll are one of the earliest applications of the methodology to financial markets. Later research has applied event studies to many different commodity markets, including oil (Deaves and Krinsky), stocks (Wong), and lumber (Rucker, Thurman, and Yoder). As the number of markets examined has increased, likewise has the methodology broadened, as in McKenzie, Thomsen and Dixon.Deaves, Richard and Itzhak Krinsky. "The behavior of oil futures returns around OPEC conferences" Journal of Futures Markets 1992, 12(5), p563-574.Wong, Elizabeth, "Investigation of Market Efficiency: An Event Study of Insider Trading in the Stock Exchange of Hong Kong" Thesis, Stanford University, 2002.Fama, Eugene F., Lawrence Fisher, Michael C. Jensen, and Richard Roll. "The Adjustment of Stock Prices to New Information." International Economic Review, 1969 10(1), p1-21.Mckenzie, Andrew M., Michael R. Thomsen, and Bruck L. Dixon, "The Performance of event study approaches using daily commodity futures returns." Journal of Futures Markets, 2004 24(6), p533-555.Rucker, Randal R., Walter N. Thurman and Jonathan K. Yoder "Estimating the Structure of Market Reaction to News: Information Events and Lumber Futures Prices." American Journal of Agricultural Economics, May 2005 87(2), p482-500.

Progress 10/01/14 to 12/09/16

Outputs
Target Audience: Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?I have provided training to 15 OSU County Educators on the operation of the grain delivery markets, permitting them to teach grain marketing courses in their regions. How have the results been disseminated to communities of interest?Through the creation and dissemination of a comprehensive grain marketing curriculum, and training others to provide it, and direct teaching of approximately 600 farmers & end-users. What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Continued to build on Futures Exchange Deliverable Certificate Under Receipt data with Commodity Futures Trading Commission economists. Collected data on Kansas City Board of Trade Wheat Futures, which are now exhibiting basis non-convergence Joined multi-state collaboration (Kansas, Illinois, Michigan, Ohio) to study KCBOT non-convergence.

Publications


    Progress 10/01/14 to 09/30/15

    Outputs
    Target Audience:During this period, my research was delivered to the following groups: 1) Undergraduate students at The Ohio State University enrolled in AEDE 3123: Grain Marketing. Approximately 60 students were reached during the Autumn 2014 semester as well as another 55 during the Autumn 2015 semester were reached. Of these 115 students, approximately 15 were female and 5 were underserved minorities. 2) Grain Producers in the USA reached via press outlets and in-person presentations. Approximately 2000 were reached via direct in-person contacts; the number reached via press outlets is difficult to determine. 3) Grain Industry Experts such as seed producers and lenders. Approximately 1000 were reached through in-person contacts; the number reached via mass communication is undetermined. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?The project has provided Dr. Roberts the ability to continue to improve his grain marketing curriculum for delivery to both undergraduate students, graduate students and industry professionals. How have the results been disseminated to communities of interest?The primary means are via the NCCC-134 website, Dr. Roberts' speeches, and undergraduate and MBA level courses. What do you plan to do during the next reporting period to accomplish the goals?Fully update the Aulerich & Roberts study of DCUR data for publication.

    Impacts
    What was accomplished under these goals? Additional Deliverable Commodity Under Receipt Data was collected and analysed, building on Aulerich & Roberts' 2012 analysis. This contributes to goal 2, and will facilitate study of goal 1. Kim, Zulauf, & Robertscontributed to goals 1 & 4, how producers respond to futures delivery mechanisms through grain storage.

    Publications

    • Type: Conference Papers and Presentations Status: Published Year Published: 2015 Citation: Sanghyo Kim, Carl Zulauf, Matthew Roberts, and Kevin Cook, "Performance of 5-Year Olympic Moving Average in Forecasting U.S. Crop Year Revenue for Program Crops" 2015 NCCC-134 Conference on Applied Commodity Price Analysis, Forecasting, and Market Risk Management
    • Type: Conference Papers and Presentations Status: Published Year Published: 2015 Citation: Sanghyo Kim, Carl Zulauf and Matthew Roberts, "Forecasting Returns to Storage: The Role of Factors other than the Basis Strategy" 2015 NCCC-134 Conference on Applied Commodity Price Analysis, Forecasting, and Market Risk Management