Source: OREGON STATE UNIVERSITY submitted to NRP
UNDERSTANDING THE CAUSES OF THE 2012 US DROUGHT
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
1002524
Grant No.
2014-35102-21830
Cumulative Award Amt.
$50,004.00
Proposal No.
2013-06128
Multistate No.
(N/A)
Project Start Date
Mar 15, 2014
Project End Date
Mar 14, 2016
Grant Year
2014
Program Code
[A3141]- Climate Change: Climate Change Mitigation and Adaptation in Agriculture
Recipient Organization
OREGON STATE UNIVERSITY
(N/A)
CORVALLIS,OR 97331
Performing Department
Oceanic / Atmo Sciences
Non Technical Summary
The USA experienced a severe drought in 2012, comparable with the worst 1930's Dust Bowl droughts. Our proposed research will help determine if the drought's severity was influenced by rising greenhouse gases (GHGs), a question whose value surpasses mere scientific curiosity. If anthropogenic GHGs played a role in the 2012 drought, then similar once-rare events will become more likely. The answer will therefore interest agricultural planners, investors, and policymakers. In short, climate change becomes more portentous than a benign gradual increase in temperature.To quantify the anthropogenic impact on drought frequency to date, this proposal asks: What was the contribution of sea surface temperatures and GHGs to the 2012 drought? The question will be answered probabilistically with the use of a superensemble (thousands) of numerical simulations of the atmosphere and land surface under both actual 2012, and hypothetical "natural-only", conditions. This analysis framework allows unprecedented statistical analysis of rare climate events.
Animal Health Component
15%
Research Effort Categories
Basic
15%
Applied
15%
Developmental
70%
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
13204302070100%
Knowledge Area
132 - Weather and Climate;

Subject Of Investigation
0430 - Climate;

Field Of Science
2070 - Meteorology and climatology;
Goals / Objectives
Goals:To determine if human activity increased the probability of the 2012 US Drought.Objectives1. estimate the change in the probability distribution of extreme drought due to increase in greenhouse gases concentrations by the year 2012.2. examine the particular atmospheric and land surface conditions that lead up to such a drought and permit its persistence.
Project Methods
Our experiment consists of generating a large ensemble of atmospheric simulations under two contrasting scenarios: 1) one that combines anthropogenic and natural forcings ('All forcings'), and 2) a second that includes natural-only forcings ('Natural') (e.g. Pall et al. 2011).All forcings scenario The All forcings scenario simulates the atmosphere of 2012 given the actual sea surface temperatures (SSTs) and sea ice extent. SST and sea ice boundary conditions will be derived from the Operational Sea Surface Temperature and Sea Ice Analysis (OSTIA), which is available at a 0.054 by 0.054 degree resolution and a daily frequency (Stark 2007). This will provide more realistic SST evolution than in the prior experiments (e.g., Rupp et al. 2012), which used the monthly HadISST observational dataset (Rayner et al. 2003). The higher SST resolution has the advantage of improving the representation of storm tracks (e.g., Wollings et al. 2010), which is important for the simulation of extreme weather events.Greenhouse gas concentrations and sulphate aerosol concentrations will be taken from observations and from projections used in the Coupled Model Intercomparison Project Phase 5 (CMIP5: Meinshausen et al. 2011). Volcanic emissions will be based on Sato et al. (2011) and variable solar forcing will be taken from Krivova et al. (2007) and Lockwood et al. (2011). All inputs will be updated through 2012.Natural scenarioWe will generate a hypothetical natural scenario that attempts to represent the atmosphere that would have occurred in 2012 without significant anthropogenic forcing. This will be done by modifying the above All forcings scenario through the following three steps: 1) Greenhouse gas concentrations, ozone and sulphate aerosols will be set to levels representing the pre-industrial era; 2) actual SSTs will be altered by subtracting estimated warming since the pre-industrial era; 3) sea ice will be altered using an empirical SST-sea ice relationship.The anthropogenic patterns of change in SST in step (2) will be derived from approximately 5 global climate models (GCMs) from CMIP5 (Taylor et al. 2012). Specifically, the warming will be estimated for each CMIP5 model by differencing the All-forcing and Natural CMIP5 simulations. This warming pattern will then be subtracted from the observed OSTIA SSTs to give an estimate of the SSTs for the 'world that would have been'.The super-ensemble Atmospheric circulation simulations for each scenario will be carried out using climateprediction.net, a volunteer-distributed computing project that uses idle computing time from more than 30,000 home computers (Allen 1999; Massey et al. 2006). The climateprediction.net project has been used as a platform to carry out attribution studies of several recent extreme events (e.g., Massey et al. 2012; Otto et al. 2012; Rupp et al. 2012). The model used will be HadAM3P, an atmosphere only, medium resolution (1.875º × 1.24º, 19 levels, 15-min time step) GCM. The atmosphere component is the same as that used in HadCM3 (Pope et al. 2000; Gordon et al. 2000) with some improvements to the sulfur cycle and cloud parameterizations (Jones et al. 2004).There is uncertainty inherent in any model-based projection of climate. To address aspects of uncertainty, we will examine a "super-ensemble" of simulations (thousands) that will be created by (1) applying 5 natural SST patterns, (2) varying the values of a subset of key model parameters (a method known as "perturbed physics"), and (3) perturbing the initial state of the atmosphere. The initial state of the 2012 atmosphere will be based on the final state of the 2011 atmosphere generated by an ensemble of simulations of 2011 under both the All and Natural forcing scenarios.In the "perturbed physics" component of the experiment, we will explore how uncertainty in model physics impacts our results. Specifically, we will perturb approximately 10 model parameters for which sensitivity of regional precipitation and/or temperature has been shown. As part of the climateprediction.net project, a large perturbed physics ensemble comprising 500 parameter combinations has already been undertaken. These simulations will be used to identify a subset of 10-20 'interesting' parameter sets that give a spread in model responses with respect to extreme weather events. These parameter sets will then be used in our 2012 attribution experiment to explore the uncertainty in our results.To generate the super-ensemble, "work units" consisting of packages with compiled code, initial conditions, parameter settings, and boundary conditions are distributed to active volunteers; a 1-year simulation is typically returned in a few days.Finally, for each scenario we will generate the frequency distributions, or plots of return period, of precipitation, temperature, and three indices of drought averaged over the area encompassing the most severely affected states in 2012. The first in the standard precipitation index (SPI: McKee 1993), based on the probability of precipitation but ignores evapotranspiration and soil moisture. The second index is the Palmer drought severity index (PDSI; Palmer 1965), which takes into consideration the water balance. PDSI has previously been used in studies to assess sensitivity of drought to global warming (Dai 2011; 2012). However, this index has been challenged as leading to an exaggeration in projected drought intensity and frequency (Hoerling et al. 2012a), so we will also examine the simpler index of integrated soil moisture (e.g., Hoerling et al 2012a). We will then quantify the impact of anthropogenic forcing on probabilities of extreme drought events by the year 2012.GCMs invariably have regional biases, and the HadAM3P simulations using the standard parameterizations of the atmospheric physics indicated model bias in Texas summer monthly temperature (too warm) and precipitation (too dry) (Rupp et al. 2012). Because we will be conducting a perturbed physics experiment, we will be able to explore the sensitivity of our results to this bias. From the full set of simulations, we will identify parameter sets that produce more (less) bias and see if there is a systematic relationship between bias and the attributable anthropogenic signal.GCM bias precludes direct calculation of the likelihood of the 2012 drought conditional on the actual 2012 forcings and SST patterns. In brief, using the known statistical properties from observations we can use our super-ensemble to address model shortcomings and reach useful conclusions about the contribution of anthropogenic forcings to the likelihood of the 2012 drought and heat wave.Causes of the 2012 drought in the central USWe will examine the development of patterns of geopotential heights (500 mb), zonal winds, soil moisture, and convective inhibition energy (CIN) that occur during the most extreme droughts in the ensemble (e.g. top 2%) and compare them with non-drought patterns. We include CIN because Myoung and Nielson-Gammon (2010b) have recently used it to explained summer drought in Texas.To place the actual 2012 drought in the context of the modeled climate, we will calculate spatial pattern correlations between key modeled and observed variables (e.g. 500 mb height, wind fields, CIN) for each ensemble member to find analogues in the ensemble.

Progress 03/15/14 to 03/14/16

Outputs
Target Audience:The primary target audience this reporting period was the earth sciences community at large, via the submission of a paper the Journal of Climate. Results of this research were also presented to the earth sciences community at Oregon State University (mainly faculty and graduate students) in a presentation at a univeristy seminar series. Changes/Problems:One additional question we hoped to address was how sensitive the attribution results are to particular choices of climate model parameters, given there is uncertainty in what the "best" parameter values are. Our intent was to carry out a "perturbed physics" experiment in which multiple parameters were changes (on other words, "perturbed") and the climate was simulated with actual GHG forcing and again with pre-industrial level forcing, resutling in many tens of thousands of runs. Initial simulations with alternative parameter sets resulted in unreastic global climates (e.g. very large-top-of-atmosphere energy imbalances and excessive rainfall in some tropical areas), so we deemed it inappropriate to use these in an attribution study. With hindsight, this was an overly ambitious objective given the modest funding level ($50K). However, this same research team is continuing research into parameter senstivity in the context of climate impacts on drought and subsequent vegetation die-off in a much larger USDA-NIFA funded project: EaSM2 Forest Die-off, Climate Change, and Human Intervention in Western North America (OREW-2013-00628, PI: Mote). Simulations currently being done under this project will allow us to explore the robustness of 2012 drought attribution results under parameter uncertainty. What opportunities for training and professional development has the project provided?Mentorship of a PhD candidate. The graduate student received training in experimental design, coupled global/regional climate modeling, climate model evaluation and climate data analysis. How have the results been disseminated to communities of interest?Results of the research have been disseminated in two journal articles and one presentation at a university seminar series. Rupp, D. E., S. Li, N. Massey, S. N. Sparrow, P. W. Mote, M. R. Allen. 2015. Anthropogenic influence on the changing likelihood of an exceptionally warm summer in Texas, 2011, Geophysical Research Letters (42), 2392-2400, doi: 10.1002/2014GL062683. Rupp D. E., S. Li, P. W. Mote, N. Massey, S. Sparrow, D. C. H. Wallom. Influence of the ocean and greenhouse gases on severe drought likelihood in the central US in 2012. Journal of Climate. In review. Rupp, D. E. 2015. Strength in numbers: Investigating the impact of anthropogenic greenhouse gases on regional climate and extreme events using very large ensembles from a climate model. Physics of Oceans and Atmospheres Seminar Series, Oregon State University, Corvallis, OR, 24 Nov. What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Project impact The US experienced a severe drought in 2012, comparable with the worst 1930's Dust Bowl droughts. There is concern that such once-rare events may already be more likely due to influence of rising greenhouse gases (GHGs). If true, then climate change becomes more portentous than a benign gradual increase in temperature. To quantify the anthropogenic impact on drought frequency to date, we asked: What was the contribution of sea surface temperatures and GHGs to the 2012 drought? The question was answered probabilistically with the use of thousands of climate simulations under both actual 2012, and hypothetical "natural-only", conditions. The key conclusion is that by 2012, GHG concentrations in the atmosphere were high enough to affect the likelihood of an extreme drought - a drought as severe as the one that occurred in 2012. For example, simulations indicate that a summer rainfall deficit that would have occurred only every 100 years, on average, would occur every 30 to 50 years, given the state of the climate in 2012. The economic implications are substantial: What would it mean to the US agricultural sector, and those that depend on it, to take another US$30 billion hit during the next few decades? Goal: Determine if human activity increased the probability of the 2012 US Drought. Objectives: 1. Estimate the change in the probability distribution of extreme drought due to increase in greenhouse gases concentrations by the year 2012. 1.1. Major activities completed: The influence of anthropogenic GHGs in inducing the particular atmospheric and land surface conditions (in other words, soil moisture deficits) that lead to severe drought in the central US was estimated. To quantify this influence, a large number of simulations of the climate in 2012 were runs assuming 1) GHG concentrations at observed levels, and 2) GHGs concentrations at pre-industrial levels. In total, about 5,000 simulations were generated to examine the difference in climate under these two scenarios. 1.2. Data collected/produced: HadAM3P global climate model output given observed greenhouse gas concentrations for the years Dec. 2009 to Nov. 2012: The data consist of monthly atmospheric and surface variables from a large initial conditions ensemble of over 800 simulations per year. Used as the baseline for comparison against climate model simulations of a pre-industrial world. HadAM3P global climate model output given pre-industrial greenhouse gas forcing for the years Dec. 2009 to Nov. 2012: The data consist of monthly atmospheric and surface variables from a large initial conditions and sea surface temperature (SST) ensemble of over 4,000 simulations per year. Used to quantify the effect of anthropogenic greenhouse gases on US temperature, precipitation and soil moisture during the years 2011 and 2012. 1.3. Summary statistics/results: In the simulated environment, anthropogenic GHGs increase the odds of severe summer rainfall deficits, such as those that occur every 100 years on average, by a factor of 2 to 3. Viewed another way, anthropogenic GHGs result in about a 20% reduction in the rainfall amount that would have had a 100-year return period under pre-industrial conditions. The simulations show that anthropogenic GHGs increases do not change the likelihood of extremely dry soils. This is happens because during severe summer drought the decreases in actual evapotranspiration (despite the large evaporative demand) are of equal magnitude as the decreases in rainfall, so their changes effectively cancel each other. It is important to note that the climate model does not simulate irrigation, so these soil moisture responses results may not pertain to irrigated lands. 1.4. Key outcomes: The key outcome is the result the by 2012, GHG concentrations in atmosphere were high enough to affect the likelihood of an extreme drought - a drought as severe as the one that occurred in 2012. Simulations indicate that a precipitation deficit with a 100-year return period in the pre-industrial error would occur every 30 to 50 years, on average, given the state of the climate in 2012. This result runs contrary to a previous study that concluded that GHGs played no significant role in the rainfall deficit that occurred in 2012. There are two important implications to these results. The first is that it would be unwise to assume that severe droughts will not be more likely during the coming decades. The second is that, based on the contrasting results of two studies (each using different climate models), their still considerable uncertainty about the strength of the regional hydroclimatic response to anthropogenic GHGs. 2. Examine the particular atmospheric and land surface conditions that lead up to such a drought and permit its persistence. 2.1. Major activities completed: The influence of the ocean in inducing the particular atmospheric and land surface conditions (in other words, soil moisture deficits) that lead to severe drought in the central US was examined. To quantify this influence, a large number of simulations (100 runs per year) of the climate were made using a global climate model for the years 1986-2014. The simulations served as the baseline against with to compare particular atmospheric patterns and soil moisture conditions simulated for the year 2012. 2.2. Data collected/produced: HadAM3P global climate model output given observed greenhouse gas concentrations for the period Dec. 1985 to Nov. 2014: The data consist of monthly atmospheric and surface variables from initial conditions ensemble of 100 simulations per year. Used as the baseline for comparing the weather patterns of given year (e.g. 2012) against a long-term average. 2.3. Summary statistics/results: Simulations support the notion that higher-than-average spring temperatures initiated a "heat wave flash drought" that drove up evaporative demand and reduced soil moisture. The state of the ocean played a significant role in creating a warm spring, ultimately contributing to about 30% of the March-May soil moisture deficit. Soil moisture stayed at low levels through summer because of severe rainfall deficit. The immediate cause of the low rainfall was a series of high pressure patterns over the central US that suppressed convection and diverted weather systems north through Canada instead of across the US. Sea surface temperature patterns created conditions favorable to the formation of the high pressure over the central US; simulations indicate the ocean contributed to about 30% of the rainfall deficit in May-August; the other 70% was due to atmospheric circulation patterns that developed independent of ocean influence. 2.4. Key outcomes: The key outcome is the indication the ocean played a substantially larger role (~30% contribution) in bringing on the 2012 drought than previous studies have concluded. The implication is that observations of winter/spring, along with forecasts of summer sea surface temperatures, could be used to predict with a few months lead time if a severe drought like the one 2012 would be more likely in a given year.

Publications

  • Type: Journal Articles Status: Under Review Year Published: 2016 Citation: Rupp D. E., S. Li, P. W. Mote, N. Massey, S. Sparrow, D. C. H. Wallom. Influence of the ocean and greenhouse gases on severe drought likelihood in the central US in 2012. Journal of Climate. In review.
  • Type: Other Status: Other Year Published: 2015 Citation: Rupp, D. E. 2015. Strength in numbers: Investigating the impact of anthropogenic greenhouse gases on regional climate and extreme events using very large ensembles from a climate model. Invited talk, Physics of Oceans and Atmospheres Seminar Series, Oregon State University, Corvallis, OR, 24 Nov.


Progress 03/15/14 to 03/14/15

Outputs
Target Audience:The primary target this reporting period is the scientific community via the following publication in the journal Geophysical Research Letters. Rupp, D. E., S. Li, N. Massey, S. N. Sparrow, P. W. Mote, M. R. Allen. 2015. Anthropogenic influence on the changing likelihood of an exceptionally warm summer in Texas, 2011, Geophysical Research Letters (42), 2392-2400, doi: 10.1002/2014GL062683. Changes/Problems:One part of this study was to examine the sensitivity of the attribution results to particular choices of climate model parameters, given there is always some uncertaintly about any given model parameter value. Errors (human caused) in configuring the model runs using alternative parameters were made, resulting in some instances of the model crashing. The fact that this occured during the holiday season when both Oregon State University and our partners at Oxford University were often away, led to delays and the request for a no-cost extension. Problems were trouble-shot and runs successfully commenced in the spring of this year. We now have a large set model runs using alternative parameter sets and they are currently being analyzed. What opportunities for training and professional development has the project provided?Mentorship of a PhD candidate occurred during the summer 2014. The student received training in experimental design, coupled global/regional climate modeling, climate model evaluation and climate data analysis. How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals? We will complete and submit at least one manuscript for a peer-reviewed scientific journal. We will present findings at a scientific conference. We will write, with assistance from a communications specialist, a brief article, accessible to a general audience, that can be circulated by (social) media outlets.

Impacts
What was accomplished under these goals? Though the project is not complete, a preliminary analysis of global climate model output indicates that in 2012 anthropogenic GHGs slightly increased the probability of what in the pre-industrial era would have been a 1-in-50 year deficit in precipitation over the central US. Briefly, such "precipitation" droughts were made at least 2 times more likely in 2012 (best estimate is 3 times). One could also rephrase the question as this: How much dryer is the 50-year return period precipitation deficit? The modeling shows about a 5% reduction in May-August precipitation over the pre-industrial era at the 50-year return period. We can compare this to observed precipitation in the central US, which was 45% of normal in 2012. While direct comparisons of simulated modeled and observed precipitation need to be done with care, it provides a sense of the amount of precipitation deficit arising from GHG increases that were compounded with the precipitation deficit due to natural variability alone. The implication of this result is that the impacts of increasing GHGs are already being felt in the regional hydrological cycle despite large natural variabilty. Goals: To determine if human activity increased the probability of the 2012 US Drought. Objectives 1. estimate the change in the probability distribution of extreme drought due to increase in greenhouse gases concentrations by the year 2012. 1) Major activities completed / experiments conducted; A global climate model (GCM) was run under both a) observed 2011 and 2012 GHG forcing and observed sea surface temperatures (SSTs) and sea ice cover, and b) GHGs, SSTs and sea ice representing pre-industrial conditions. The GCM was run a very large number (thousands) of times with slight variations in the initial state of the atmosphere. Each of the simulations resulted in an alternate, plausible, series of weather during the course of a year. Some of these simulated generate severe droughts and heatwaves, others did not. The likelihood of severe modeled droughts was quantified with and without anthropogenic GHG concentrations at 2012 levels. Becuase we also simulated 2011 conditions leading up to 2012, we took the opportunity to explore the Texas heatwave and drought of 2011. 2) Data collected; No new data were "collected" for this project, other than output from the climate model runs. 3) Summary statistics and discussion of results and The analysis for 2012 is not complete, so we provide only preliminary results at this time. As stated above, in our simulated environment the 2012-level anthropogenic GHG concencentrations slightly increased the probability of what in the pre-industrial era would have been a 1-in-50 year deficit in precipitation over the central US during May-August period, which is when the observed drought was most intense. Quantified, such precipitation deficits were made 2 to 4 times more likely in 2012. Viewed in terms of change in precipitation deficit for a 1-in-50 year drought, it equates to approximately 5% less precipitation under 2012-level GHG concencentrations. A drought may be defined but measures other than precipitation deficit, so we are also examining soil moisture. Interestingly, the simulations show no detectable difference in summer soil moisture with and without anthropogenic GHGs. This may be because the increased winter and spring precipitation under 2012-level GHGs help maintain higher soil moistures at least into the earlier months of summer. We are still investigating the cause(s). 4) Key outcomes or other accomplishments realized. While the tendency toward decreased summer precipation under 2012-level GHGs is an important result, a key outcome may be the unexpected lack of change in likelihood of severe soil moisture deficitts despite the decrease in summer preciptiation and the expected increase in potential evapotranspiration (PET), the latter driven by higher regional temperatures. What appears to occur is that during severe drought, actual evapotranspiration (ET) simply tracks precipitation, even though PET is higher, such that soil moisture remains same. In effect, nder these conditions the system is nearly completely water limited, not energy limited, so the additional increase in temperature has very little effect on the net result. We should be careful about interpreting soil moisture results, however, because of simplifications in the land surface model; for example, vegetation is not dynamic throughout the growing season, vegetation is assumed to be unaffected by changing CO2 concentrations, and irrigation is not simulated. In other words, the lack of change in soil moisture does not necessarily imply a lack of change in stress on plants. Our analysis of the Texas 2011 heatwave show a sizable change in likelihood (~ times 10) of extreme high temperature anomalies due to anthropogenic GHGs (Rupp et al. 2011). An infuence on extreme precipitation deficits was not detected however, despite the reductions in mean summer precipitation arising frmo increasedl GHG concentrations. 2. examine the particular atmospheric and land surface conditions that lead up to such a drought and permit its persistence. 1) Major activities completed / experiments conducted; A major activity in support of Objective 2 was to carry out the modeling experiments as decribed for the under Objective 1. Further work towards this objective is stil being done. We note that Hoerling et al. (2014) have published on the proximate causes of the 2012 drought and the influence of SSTs. We will aim to not simply repeat their analysis, but provide additional insight made possible by our very large ensemble of simulations. 2) Data collected; No new data were collected for this project. 3) Summary statistics and discussion of results and Nothing yet to report. 4) Key outcomes or other accomplishments realized. Nothing yet to report. References Hoerling, M., J. Eischeid, A. Kumar, R. Leung, A. Mariotti, K. Mo, S. Schubert, and R. Seager, 2014: Causes and predictability of the 2012 Great Plains drought. Bull. Amer. Meteor. Soc., 95, 269-282. doi: 10.1175/BAMS-D-13-00055.1 Rupp, D. E., S. Li, N. Massey, S. N. Sparrow, P. W. Mote, and M. R. Allen (2015), Anthropogenic influence on the changing likelihood of an exceptionally warm summer in Texas, 2011, Geophys. Res. Lett., 42, 2392-2400. doi: 10.1002/2014GL062683.

Publications

  • Type: Journal Articles Status: Published Year Published: 2015 Citation: Rupp, D. E., S. Li, N. Massey, S. N. Sparrow, P. W. Mote, M. R. Allen. 2015. Anthropogenic influence on the changing likelihood of an exceptionally warm summer in Texas, 2011, Geophysical Research Letters (42), 2392-2400, doi: 10.1002/2014GL062683.