Source: UNIV OF CONNECTICUT submitted to NRP
THE EFFECT OF GROCERY STORE COUPONS ON THE HEALTHFULNESS OF HOUSEHOLD PURCHASES
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
0226185
Grant No.
(N/A)
Cumulative Award Amt.
(N/A)
Proposal No.
(N/A)
Multistate No.
(N/A)
Project Start Date
Oct 1, 2011
Project End Date
Jul 30, 2013
Grant Year
(N/A)
Program Code
[(N/A)]- (N/A)
Recipient Organization
UNIV OF CONNECTICUT
438 WHITNEY RD EXTENSION UNIT 1133
STORRS,CT 06269
Performing Department
Agri & Resource Economics
Non Technical Summary
NOTE: Project change request to terminate project because PD left employment at UCONN.Food marketing involves a broad set of activities intended to deliver food from producers to consumers. As such, it has a significant effect on the choices that households make. To address the nationwide obesity epidemic, it is essential to examine how food marketing affects healthful food choices made by households. This research will examine the effect of one type of food marketing, retail grocery coupons, on household purchase behavior. Given the recent economic crisis in the US, household coupon use has increased at a tremendous rate. While coupons can provide economic benefits to households, they may also alter their purchasing behavior which could ultimately lead to more unhealthful food purchases. Alternatively, they could help subsidize household purchases of more healthful items. This research will rely on a unique household level data set of grocery store purchases from 2006-2008, which corresponds to the peak of the latest economic crisis. This research will seek to identify what types of households use grocery store coupons and what types of products households buy with the coupons; how coupon usage impacts the nutritional quality of household purchases; and what effect income changes have on coupon use. Understanding the impact of coupons on household consumption holds important policy implications. Public interest groups currently scrutinize television advertising of unhealthful food products and many companies have subsequently agreed to reduce or restrict their advertising of unhealthful foods to young children. Coupons provide a form of advertising that can have a larger impact on purchases than advertising to children, however. For one, coupons generally target adults who are the household decision makers. If parents make unhealthful purchases, it impacts the entire household. Further, because coupons offer a price discount in addition to an advertisement, they have more of an effect on adult purchases than advertising by itself. Finally, coupons have become as prevalent as standard product advertising, appearing not only in newspapers but now on the internet as well. There are important demographic disparities to consider as well. For example, low income households receive greater benefit from using coupons as a percentage of their household budgets. As such, the effect of coupons on healthful consumption will be higher for low income families. Additionally, households with more leisure time such as older, retired households have more ability to acquire coupons. There may also be racial and ethnic differences which impact coupon use. The results of this research will have important implications for developing ways to improve household food purchases and they will inform food marketing policy in general.
Animal Health Component
100%
Research Effort Categories
Basic
(N/A)
Applied
100%
Developmental
(N/A)
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
6075010301020%
6076020301040%
6076299301040%
Goals / Objectives
The overall objective of this research is to examine the effect of one type of food marketing promotion, retail grocery coupons, on household purchase behavior. To this end, this research has three specific objectives: 1. Identify the characteristics of households that frequently use grocery store coupons and the types of coupons that they use, 2. Estimate the impact of coupon usage on the nutritional quality of household purchases and 3. Determine how changes in household income impact household coupon use.
Project Methods
Objective 1. Identify the characteristics of households that frequently use grocery store coupons and the types of coupons that they use. It is important to understand how coupon usage varies among household types. The impact of coupons is likely to vary across various demographic and income groups. We will compare coupon usage across different income and household member combinations. The types of coupons chosen are likely to be an important consideration as well. It is also important to know what types of coupons certain households use, where coupons are categorized as being healthful or unhealthful depending on the cereal they promote. We will compare the healthfulness of cereals using several methods. One approach will be to use a version of the United Kingdom's Nutrition Profiling model which categorizes the quality of food products based on healthful nutrients and unhealthful nutrients. We will also make comparisons based on measures of sugar, sodium, fiber and protein. Objective 2. Estimate the impact of coupon usage on the nutritional quality of household purchases. To study the effect of household coupon use on the nutritional quality of cereal purchases made my households, we will estimate the nutritional quality of household cereal purchases, where nutritional quality is measured using macronutrients or the UK's NP model, as a function of prices, coupon use and other household demographics. The coupon parameter will measure to what extent coupon usage effects the nutritional quality of cereal purchases relative to purchases made without coupons. We will disaggregate the effects of manufacturer and retail coupons. Households in our data make infrequent purchases of cereal. Even with aggregation to the bi-weekly level, we still observe zero purchase periods in our data set. We will employ methods to account for such selection bias. The decision to use coupons is endogenous to the choice of nutritional quality that is purchased. To control for endogeneity we will use data on coupon usage in other markets as instrumental variables. Objective 3. Determine how changes in household income impact household use of coupons. Households across the United States have faced economic uncertainty over the past 5 years. Consequently, the use of coupons has seen a dramatic increase. We will estimate a reduced form model of the relationship between coupon usage and income. Household income level may be endogenous to the decision to use coupons. Further, we are interested in how income change impacts coupon use, rather than the effect of static income. We can make use of natural income variation occurring within the data set and estimate the first difference of average income on the first difference of average coupon usage. Income changes can be either positive, negative or zero. Observed and unobserved effects that are correlated with income will be differenced out, thereby reducing the likelihood of endogeneity. Any time varying attributes that are related to income will be captured by the time varying demographic characteristics. In addition to income change, we can examine changes in household employment which is provided in our data set.

Progress 10/01/11 to 07/30/13

Outputs
Target Audience: Researchers andpolicy makers concerned with consumer nutrition and health. Changes/Problems: Project director is leaving UCONN and Storrs Experiment Station for a new position, therefore a final project report is being submitted in June, 2013. What opportunities for training and professional development has the project provided? This project partially funded Hualu Zheng as a PhD student. She contributed to the development of the data sets used for analyses and is currently developing research projects for her own dissertation using this same data set. How have the results been disseminated to communities of interest? An abstract of the manuscript was submitted as part of a call for papers for a special issue of IFAMR titled, "Food demand, diet and health- the role played by managers and agribusinesses.". The abstract was selected to have the full manuscript reviewed for the special issue, due July 30, 2013. An early version of the research (“The effect of retail grocery coupons for breakfast cereals on household purchasing behavior”) was presented at two conferences as well: AAEA/EAAE conference on Food Environment: The Effects of Context on Food Choice, Boston, MA, May 30-31, 2012. AAEA Selected paper presented at the AAEA & NAREA Joint Annual Meeting, Pittsburgh, PA, July 24-26, 2011. What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? In a manuscript being submitted to a special issue of the journal International Food and Agribusiness Management Review in July (2013), we will report several findings related to the major goals of the project. First, we identify that certain types of households are more likely to use grocery coupons for purchases of breakfast cereals: larger households, households with more children and married couples. In addition, we find that coupons impact shopping behaviors: consumers spend more per ounce on cereals when they use a coupon than when they don't. With regards to the second goal, our data shows that households use coupons worth a higher value per ounce when purcahsing "high-sugar" content cerals versus "low-sugar" content cereals. As such, housedhols may systematically change their purchasing behavior when using coupons. To more formally examine this, we estimated a two-stage model of cereal purchases. In the first stage, we model the decision to use a coupon by a consumer. In the second stage, we model the nutritional quality of cereal purchases conditional on the first stage decision to use a coupon. Our results indicate that when consumers use coupons, they purchase cereals with higher levels of sugar and sodium. At the same time, the amount of fiber and protein are statisitcally higher, but economically insignificant on a per serving basis. For the final goal, we conducted analyses separate from the manuscript described above, but found no significant impact of household income on coupon usage. In particular, we examine how changes in income over a year impact coupon usage, but do not find significant effects.

Publications

  • Type: Other Status: Accepted Year Published: 2013 Citation: Accepted for submission to a special issue of International Food and Agribusiness Management Review, due July 30, 2013


Progress 01/01/12 to 12/31/12

Outputs
OUTPUTS: PI Berning, PhD student Hualu Zheng and others in the Department of Agricultural and Resource Economics at the University of Connecticut created a database which merged household-level breakfast cereal purchases data from AC Nielsen with product nutrition data from Mintel, USDA and other sources. Using this data, Berning has developed a two-stage model to evaluate the effect of coupon usage on the nutritional quality of household purchases. In the first stage, household coupon usage is modeled as a discrete choice. In the second stage, the nutritional quality of purchased breakfast cereals is evaluated as a function of coupon usage. This two stage approach helps to mitigate for self-selection by certain household types towards coupon usage. Further, Berning controls for heterogeneous effects of coupons across household types. This research was presented under the title: "The effect of retail grocery coupons for breakfast cereals on household purchasing behavior" at the AAEA/EAAE conference on Food Environment: The Effects of Context on Food Choice in Boston, MA on May 30-31, 2012. This research is currently a working paper being prepared for submission under the same title. PARTICIPANTS: Joshua Berning, Assistant Professor Hualu Zheng, PhD student TARGET AUDIENCES: Researchers and policy makers concerned with consumer nutrition and health. PROJECT MODIFICATIONS: Not relevant to this project.

Impacts
This project has produced a unique data set combining household level purchase data with nutritional characteristics of the items that are purchased. This is a valuable panel data set that is being used for other research projects in the Department and by graduate student Hualu Zheng for her dissertation. This project provides 50% support for Ms. Zheng's PhD research assistantship. This research has also produced several key findings as well regarding how coupons affect the nutritional quality of breakfast cereals purchased by households. In particular, this research finds that coupon use contributes to an economically significant increase in the purchase of sugar contained in breakfast cereals. As coupons provide both price discounts and advertising effects, this has important implications. Households that use coupons, especially those with younger children, need to be cognizant of the products they are selecting. The estimation approach employed for this research is unique in that it accounts for both self-selection towards coupon usage and heterogeneous effects of coupons across household types. To the researcher's knowledge this has not been previously done.

Publications

  • No publications reported this period