Source: JOHNS HOPKINS UNIVERSITY submitted to NRP
BEYOND ADOPTION: THEORY AND EMPIRICS TO PREDICT AND UNDERSTAND THE SUSTAINED USE OF COVER CROPS BY AGRICULTURAL PRODUCERS
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
ACTIVE
Funding Source
Reporting Frequency
Annual
Accession No.
1030345
Grant No.
2023-67023-39033
Cumulative Award Amt.
$649,999.00
Proposal No.
2022-09996
Multistate No.
(N/A)
Project Start Date
Jul 1, 2023
Project End Date
Jun 30, 2026
Grant Year
2023
Program Code
[A1651]- Agriculture Economics and Rural Communities: Environment
Recipient Organization
JOHNS HOPKINS UNIVERSITY
3400 N CHARLES ST W400 WYMAN PARK BLDG
BALTIMORE,MD 21218-2680
Performing Department
(N/A)
Non Technical Summary
After agricultural producers adopt environmentally friendly practices, how likely are the producers to persist in using these practices? What environmental and economic factors affect persistence? The answers to these questions are critical for the design and evaluation of sustainable agri-environmental programs. Yet despite myriad studies on the adoption of agri-environmental practices, studies on their persistence are rare. A recent review of 35 years of research on the adoption of agri-environmental practices reported that "[t]here is...little to no focus on adoption over time, a phenomenon that is referred to as maintenance and persistence" (Prokopy et al. 2019).To help fill this gap in the evidence base, we will engage in an interdisciplinary, mixed-methods research agenda that relies on developing quantitative and qualitative data and methods to shed light on the persistence of cover cropping and the factors that shape its persistence. In particular, we seek to elucidate the patterns and drivers of post-adoptionpersistenceof cover cropping at a national scale, thereby extending the rich literature on the patterns and drivers of theadoptionof cover crops (Knowler and Bradshaw 2007; Prokopy et al. 2019; Prokopy et al. 2008; Ranjan et al. 2019; Wauters and Mathijs 2014). In other words, we aim to assess the degree to which producers continue to use cover crops after adopting them and to understand the factors that affect whether producers continue to use them. Cover crops are a focus of government and private sector programs, and, unlike other working lands conservation practices, they require sustained attention and investment to deliver their benefits. Building on our prior work to develop large, field-level longitudinal data sets, we aim to identify causal drivers of the persistence of cover cropping. In particular, we expect to estimate the effects of short-term financial support for cover crop adoption, a variable under the control of USDA and its partners, as well the effects of crop rotations and precipitation, variables that will be affected by climate change. Understanding what takes place after adoption, and why, is crucial not only for designing programs to improve soil health, reduce nutrient runoff, and sequester carbon on American farms, but also for modelling the ecosystem services generated by agri-environmental practices, for putting economic values on those services, and for doing cost-benefit analyses of agri-environmental programs."Sustainability" implies the persistence of behaviors and technologies that ensure the U.S. agricultural system is productive now and well into the future. To promote this persistence, scientists and program administrators need a deeper understanding of it. What does it look like under naturally occurring conditions and why does it look that way? The answer to this question can help improve agri-environmental and climate-smart program design in two ways. First, quantifying how long the targeted practices persist, and under what conditions they will persist, is critical for efforts to quantify the returns to public and private sector investments in these programs (i.e., cost-benefit analyses). Second, knowing the conditions that facilitate persistence can improve the design and targeting of agri-environmental programs to yield the most benefits per dollar invested. Efficient use of limited budgets is important because, over the last 20 years, government agencies and nonprofit organizations have provided billions to producers in financial incentives to encourage practices that yield environmental and climate-smart benefits at local, state, national, and global levels. Importantly, the working lands sustainability programs in the U.S. and elsewhere rely on short-term contracts to induce long-term change. They are thus premised on an assumption that temporary assistance can lead to persistent changes in soil health and land use practices. The validity of that assumption, however, has not been rigorously assessed.In addition to developing new datasets and new insights into what drives the persistence of sustainable land use practices among U.S. producers, our project will provide a more behaviorally informed foundation on which natural and physical scientists can improve their models of the ecosystem and agricultural effects of agri-environmental practices. With behaviorally informed models of anthropogenic land use, scientists will be able to provide more accurate advice to improve the sustainability of agricultural production.
Animal Health Component
(N/A)
Research Effort Categories
Basic
100%
Applied
(N/A)
Developmental
(N/A)
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
60574103010100%
Knowledge Area
605 - Natural Resource and Environmental Economics;

Subject Of Investigation
7410 - General technology;

Field Of Science
3010 - Economics;
Keywords
Goals / Objectives
Goal: Understand the factors that are associated with spatial and temporal variations in the persistence of agri-environmental practices.Supporting objectives:Quantify the effect of different elements of agricultural systems on the persistence of cover crop use.Quantify the effect of climate on the persistence of cover crop use.Quantify the effect of short-term assistance from agri-environmental programs for cover crop use on the persistence of cover crop use.Develop hypotheses about the mechanisms that mediate the effects on persistence from agricultural systems, climate, and agri-environmental assistance programs and develop a behavioral theory of persistence for agri-environmental practices.
Project Methods
Through statistical and behavioral analyses, our project aims to expand generalizable knowledge about the persistence of producers' use of agri-environmental practices. We do this by advancing economic theories of behavioral persistence, developing data and methods that can be used to empirically assess persistence, and deepening our empirical understanding of the persistence of cover cropping and the factors that shape its persistence. The following steps will be taken for this project:Define Persistence: We plan to work with three definitions of persistence: (1) a positive definition based on year-to-year transitions (i.e., a multi-state extension of a survival analysis that assesses the effect of a variable on reducing the cessation of cover crop use); (2) a positive definition whereby persistence means conforming to a second-order Markov process; and (3) a normative definition whereby persistence means cover cropping in at least half of the post-adoption panel (i.e., after first time observed). For the normative analysis, we focus on the persistence patterns of fields with cover crops in the first year of the panel. We have panels of four years (ARMS) or six years (FSA, Indiana), creating a challenge for any definition based on orders of Markov processes higher than two. Moreover, the normative definition identified by four in five stakeholders in Indiana (i.e., cover cropping in three or more years out of six years) is well approximated by a second-order Markov process definition of persistence.Create Datasets: Merge the following three data sets on cover cropping with ProTracts data (containing longitudinal administrative data on USDA conservation incentive contracts with producers, specifically EQIP and CSP, including the estimated cost of cover cropping, the payment per year to the individual, the individual's start and expiration date in the program, the acres of cover crops planned, and the acres of cover crops they planted) and geo-referenced environmental (e.g., soil properties, climate, topography) and socio-economic (e.g., distance to roads and markets, population densities) data.USDA-FSA Crop Acreage Reporting Database (CARD) Form FSA-578 merged with CLU polygons for the period 2013-2019, yielding a merged dataset that provides geo-referenced, field-level, longitudinal dataset for the continental U.S. that can be used to study the persistence of cover cropping. The final data set will be a balanced panel of over 11,000,000 fields.ISDA Windshield Data for Indiana comprised of predetermined, geo-referenced points in which cover crop vegetation, summer cash crop, percent of residue on the field, and tillage method on the left and right side of a vehicle is recorded. The survey is merged with CLU shapefiles from the USDA and covers more than 31,000 fields in a balanced panel from 2014-2019.ARMS Phase II survey data for the period 2012-2018, which comes in the form of overlapping four-year panelsIdentify Causal Variables: To decide on which potential causal variables to focus our attention, we rely on two sources: (1) stakeholder expertise; and (2) the results from predictive modeling using machine learning. The stakeholders were the respondents to our 2022 online survey (see text related to Figures 1 and 6). These respondents identified six factors that they believed explained nearly 75% of the year-to-year variation in cover crop use on fields in Indiana: crop rotation (22% of this variation), whether cost-share payments were available to the farmer (15% of the variation), changes in precipitation (11% of the variation), "farmer beliefs about the profitability of cover crops" (13% of variation), commodity prices (10% of variation), and credit access (10% of variation).Estimate Causal Effects: We will develop novel strategies for estimating, without bias, the causal effects of our three variables (crop rotations, precipitation, and participation in cost-sharing programs) on persistence. Although we have done a substantial amount of preliminary work to assemble the relevant data and understand the patterns of persistence in our data, we still have more work to do to elaborate our strategies. Estimating the effect of program participation on persistence is more challenging than estimating the effects of crop rotation and precipitation because participation can play out over many years and both participation in the program and time-varying and spatially varying financial assistance levels can affect persistence.We will leverage the panel structure of our data to control for the most likely sources of confounding bias: time-invariant field and operator-level effects (i.e., field fixed effects) and time-varying county-level (or higher) effects (i.e., county-by-year fixed effects).Control for other potential time-varying sources of bias, such as local temperature and other attributes of weather, using a rich dataset of geo-referenced covariate dataset.Use the results of the case-control interviews to ensure that we are not missing important features of the decision environment that affects persistence and may be confounding our analyses. Our connections to program managers who have a deep understanding of selection into cost-share programs also helps us ensure that our empirical strategies are viable.Given the challenges of inferring causality from correlations, we will quantify the sensitivity (uncertainty) of our inferences to potential unobserved biases in our empirical design. In this vein, we will take two approaches:i.ii.If our inferences differ depending on the dataset used, we will seek to identify the sources of those differences (e.g., sources of biases, heterogeneous treatment effects across sample populations), which can shed light on the validity of our empirical strategies.We will also explore the heterogeneity of the estimated causal effects conditional on geography. In addition to exploring heterogeneity by sub-groups of states organized by USDA-ERS's nine farm resource regions, we will also explore heterogeneity for two important subgroups of states: (a) states in the Mississippi River Basin, a priority region for nutrient reductions; and (b) states with histosols (carbon-rich soils), a priority region for carbon sequestration. Understanding how the drivers of persistence may vary geographically provides actionable evidence for USDA program managers and fodder for further scientific inquiry .Conduct Case-Control Study using Semi-Structured In-Depth Interviews of Producers: We will conduct semi-structured, in-depth interviews with producers who have previously participated in cover crop incentive programs in Indiana, Illinois, Maryland, and Delaware. We will interview participants who have continued using cover crops after participating in a cost-share program, and those who discontinued after participating. Questions will include details on the farm, producer background, cover crop and conservation program experiences, and trusted information sources. Interviews will be recorded, then transcribed. Researchers will analyze the data using qualitative analysis software (NVivo). Qualitative data analysis will be undertaken by two researchers who will work together to interpret the data into common themes (codes).Elaborate Theory and Mechanisms: If we identify a causal effect from any of the three variables, we will aim to elucidate the mechanisms (mediators) through which they operate. Our primary focus for advancing our understanding of mechanisms is the cost-share programs.

Progress 07/01/24 to 06/30/25

Outputs
Target Audience: Nothing Reported Changes/Problems:Problems: (1) The staff at the Economic Research Service, the USDA unit through which we access our data and request any geospatial processing (ERS-USDA), has been stretched thin with new priorities and staffing cuts; and (2) This year, we had repeated issues with access to, and functioning of, the USDA computer that the post-doctoral fellow is required to use to analyze the USDA data. These issues have delayed our progress. To speed up our progress, we have created a subaward with Dr. Kelsey Larson at Montana State University, who has a Voluntary Service Agreement with ERS-USDA,has a USDA computer, and has access to the data required for completing our project. Our approach remains unchanged. What opportunities for training and professional development has the project provided?A postdoc on the project (Assan)presented the preliminary qualitative interview results at a confenrence hosted by the National Wildlife Federation summer 2024, and another postdoc (Correia) gave presentations at thethe College of Fisheries, Wildlife, and the Environment Seminar at Auburn University, a seminar at Case Western Reserve University, a seminarat University of North Dakota, the Statistics and Data Science Seminar Series at University of Tennessee Knoxville, andthe Statistics and Data Science Seminar Series at University of Massachusetts Amherst. How have the results been disseminated to communities of interest?Conferences, university seminars, andemails and meetings with practitioners. What do you plan to do during the next reporting period to accomplish the goals?Integrating qualtitative survey results into the quantitative analysis. Merging Indiana windshield data with USDA cost-share data.

Impacts
What was accomplished under these goals? We have one manuscript under review. Limitations on access to data and geospatial processing has limited our progress and we continue to workon merging the geo-referenced data, which has recently been revised and updated in ways that are not compatable with the prior versions we had, thus necessitating additional work. Once current and prior versions are made compatibleand the data are merge with externally available climate data (Goal 2),as well as integrating the data on crop rotation history with the geo-referenced data (Goal 1), we can move towards achieving the goals of the project.We have made substantial progress, however, with rich data set tfrom a long-term Indiana windshield data set and we plan to work on meeting the project goals with these data. The qualitative research has been completed and the postdoctoral fellow at Purdue is analyzing and writing up the results,which feeds into all four goals, but particularly Goal 4.

Publications


    Progress 07/01/23 to 06/30/24

    Outputs
    Target Audience:This was the first year of the project and there is no target audience for our efforts during this reporting period Changes/Problems:We were unaware that we had to annually renew our VSA with USDA to ensure continuity of data access and this error led to our inability to access the data during the beginning of the project period (so we cut back postdoc time on the project and moved it to later years, and focused on working with alternative data to guide our development of the registereed pre-analysis plan for the study). In 2024, we regained access andare back on track and do not forsee this delay as compromising our objectives. What opportunities for training and professional development has the project provided?A postdoc on the project is presenting the preliminary qualitative interview results at a confenrence hosted by the National Wildlife Federation summer 2024, and another postdoc is presenting work related to the quantitative analyses at another conference. How have the results been disseminated to communities of interest?Conferences. What do you plan to do during the next reporting period to accomplish the goals?Focus on merging quantitative data for analyses (not an easy step) and focus on recruiting more disadopters for our interviews (it's been a challenge to recruit such farmers).

    Impacts
    What was accomplished under these goals? Our access to the relevant USDA data were temporalily restricted last fall because of some paperwork issues, but has now been restored. We are currently working on merging the geo-referenced data within USDA databases with externally available climate data (Goal 2). as well as integrating the data on crop rotation history with the geo-referenced data (Goal 1). In addition to the ongoing quantitative data work, the qualitative data work also is moving forward. We have interviewed farmers in Indiana and are now in the process of interviewing farmers in Maryland, which feeds into all four goals, but particularly Goal 4.

    Publications