Source: STONY CREEK COLORS, INC. submitted to
PHASE II: NOVEL EXTRACTION AND PROCESSING METHOD FOR YEAR-ROUND PRODUCTION OF NATURAL INDIGO DYE
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
1027336
Grant No.
2021-33610-35657
Cumulative Award Amt.
$650,000.00
Proposal No.
2021-06460
Multistate No.
(N/A)
Project Start Date
Sep 1, 2021
Project End Date
Aug 31, 2023
Grant Year
2021
Program Code
[8.8]- Biofuels and Biobased Products
Project Director
Genung, S.
Recipient Organization
STONY CREEK COLORS, INC.
3456 KNIGHT DR
WHITES CREEK,TN 371899188
Performing Department
(N/A)
Non Technical Summary
Stony Creek Colors sells clean and safe natural dyes to the textile and fashion industries, allowing its customers to offer environmentally conscious premium products. Through its flagship natural indigo product, the company has developed and proven a complete agricultural supply chain to replace synthetic dyes with plant-based drop-in solutions. This supply chain is currently based on the mechanized harvest and immediate processing of fresh leaf biomass from nearby farms, as the highly perishable biomass degrades to an unusable state within hours of harvest. This limits the company's sourcing geography to local farms as well as the factory's operational window to the four months of harvest season. Stony Creek has recently developed a method for biochemically stabilizing its biomass for storage and transport, which has allowed it to expand its farmer network into new climates which are well-suited for production of the crop. To support this new opportunity for regional expenasion and factory efficiency, a scalable and robust factory process for converting the new feedstock to high-yield high-purity natural indigo was needed.Phase I work focused on understanding the optimal and boundary conditions for each step in the new dry-leaf conversion process and developing and operating a pilot scale processing line to validate to increased yield and purity assumptions. Phase II will expand upon this research to allow feasible transport of concentrated feedstock, new novel process steps for activating the conversion, process modifications to substantially increase yield per batch, and focus on water reuse and improved wastewater profiles through better control of the front-end extraction. In the end, this will dramatically improved the dye yield per acre of crop and expand indigo as a valuable alternative crop to new farmer communities,while decreasing the associated production costs of natural indigo dye and allowing it to compete more directly from its Chinese-sourced synthetic counterpart
Animal Health Component
20%
Research Effort Categories
Basic
10%
Applied
20%
Developmental
70%
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
40222102020100%
Knowledge Area
402 - Engineering Systems and Equipment;

Subject Of Investigation
2210 - Chemurgic crops;

Field Of Science
2020 - Engineering;
Goals / Objectives
Stony Creek Colors is a leading producer of natural indigo, having developed a complete value chain from genetics and seed production to farming, harvesting, and processing indigo crop biomass into high-purity high-quality indigo dye. Natural indigo production has inherent limitations due to the rapid perishability of the crop once harvest - specifically, freshly harvested indigo will degrade to a point of total loss within roughly 3 hours in industrial conditions. This means that crops must be sourced from within a small geography near that dye product factory, expanding sourcing geographies means constructing new factories, and these factories sit idle during the time of year when plants are not being actively harvested. Stony Creek has solved the technical problem of crop perishability through a biochemical stabilization of the plant shortly after harvest and in Phase I of this project built a baselinefactory process for proving out the viability and implications of this fundamental process improvement. Based upon the learnings from Phase I, the current Phase II project will work to refine and build upon the baseline process while taking advantage of opportunities not envisioned before the outcomes of Phase I. Technical Objective 1 will focus on the use of membrane filtration (nano- and ultra-filtration) to enableonsite concentration of the extracted precursor which will enable concentrated feedstocks to be more easily transported and utilized in factory processes while dramatically increasing the indigo yield per batch. Technical Objective 2 will focus on the refining and optimizing the precursor conversion step in which an exogenous enzyme is introduced to "ferment" the extraction solution. Technical Objective 3 optimizes the current water use and wastewater generation issue through membrane-enabled recycling and treatment. Technical Objective 4 works to combine these learning into a continuous extraction or "batch-continuous" process to improve factory operating costs. Technical Objective 5 is a culmination of the Phase II learnings into the demonstration of a new pilot process and assessment of the product, yield, water and energy usage, and wastewater discharge.
Project Methods
This project focuses largely on development and refinement of individualfactory process improvements. In many of these cases traditional design of experiments around testing various configurations of factory equipment (filter sizing, pressure and temperature variation, etc.), with the physical outcomes being measured and charted against one another to develop a theoretical model and constraints. In many cases, laboratory analyses (chemical constituent makeup, product purity, enzyme growth and kinetics, etc.) will be performed in order to illustrate non-obvious outcomes. The compilation of the results and assimilation into functional schematic process flows will be made based on standard engineering methods (unit operations design and component economic impact, etc.), and the final process will be monitored and assessed with regard to energy, water, and consumables; labor efficiency; risk potential; product technical specifications, and economic feasibilty versus current and industry standard methods.

Progress 09/01/21 to 08/31/23

Outputs
Target Audience:Research activities for this Phase II project were conducted largely in-house with outcomes being observed and utilized by the researchers themselves. Four primary outcomes of the research were transferred to factory operations throughout the projectwith technical learning opportunities for factory leadership and operations personnel. Additionally work led by Ph.D. researchers provided opportunity for learning and career development accross the team of research technicians and associate laboratory personnel. Changes/Problems:Stony Creek experienced no significant problems during the Phase II project. One of the research areas related to the isolation and immobiliaztion of enzymes for a process improvement embodiment yielded no positive results, but this was not a gating item, and the alternate proposed research area yielded very positive results. The other notable deviation from plan was the accelerated adoption of the membrane filtration technology at the factory level including construction and integration of a factory-sized skid based on the interim Phase II work.. Ultimately this resulted in demonstrable improvements to Stony Creek's production process. What opportunities for training and professional development has the project provided?The work performed provided opportunities to train factory and production personnel on new processes and rationale, and provided opportunities for researchers todevelop and transfer technology products to the factory floor. How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? As a result of research and development performed under the Phase II project, Stony Creek Colors evaluated a wide range of membrane filtration media and configurations, ultimately settling on a two-part system consisting of an ultrafiltration stage followed by a nanofiltration stage which together allowed for the concentration of dye precursor extract to roughly 6 times its original state. This arrangement allowed for roughly 90% recylce of water, and an 80% reduction in water processed in the dye conversion step. This technology was piloted and ultimately transferred to the factory floor through the design and construction of a factory-scale nanofiltration skid which was utilized during the 2022/23 season. A conversion process for this concentrate was also developed under this project which utilized an acid hydrolysis reaction with chemical oxidation to yield what would be the highest prutiy, highest conversion yield natural indigo product generated at Stony Creek Colors' facility. This process will be transferred to a toll processor for final conversion of concentrate, as Stony Creek does not have that equipment or safety infrastructure to perform the reaction at industrial scale, and the extraction and concentration process has already formed the basis for future expansion plans. Ultimately these improvements from Phase II work have enabled the scale and purity of natural indigo dye production to expand into previously unservable markets include pre-reduced natural indigo dye for textiles and high-purity natural indigo dye for food colorant applications.

Publications


    Progress 09/01/21 to 08/31/22

    Outputs
    Target Audience:During this reporting period, research activities were conducted largely in-house with outcomes being observed and utilized by the researchers themselves. Two primary outcomes of the research were transferred to factory operations near the end of the reporting period with technical learning opportunities for factory leadership and operations personnel. Additionally work led by Ph.D. researchers provided opportunity for learning and career development accross the team of research technicians and associate laboratory personnel. Changes/Problems: Nothing Reported What opportunities for training and professional development has the project provided?Introduction of two non-traditional technologies and unit operations(nanofiltration and bacterial fermentation)into an established chemical production line has allowed opportunities to train factory operators and process engineers on the function and benefits of the processes. Additionally work performed by senior scientists within the research and development department has allowed opportunities for laboratory technicians and associate personnel to learn new techniques and build skillsets that will help within the progression of their careers.Introduction of two non-traditional technologies and unit operations(nanofiltration and bacterial fermentation)into an established chemical production line has allowed opportunities to train factory operators and process engineers on the function and benefits of the processes. Additionally work performed by senior scientists within the research and development department has allowed opportunities for laboratory technicians and associate personnel to learn new techniques and build skillsets that will help within the progression of their careers. How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals?During the second half of this Phase II project, researchers will finalize implementation of the membrane filtration technology including downstream processing and a potential continuous flow arrangement. This will include optimization of the microbial fermentation step to minimize impurities in the final crude, as well as potential segregation and capture of target impurities for re-use or sale. The final continuous flow process design will be transferred to a working pilot line with a final outcome of being ready for factory-scale technology transfer.

    Impacts
    What was accomplished under these goals? Within Technical Objective 1, researchers executed a broad design of experiments to understand the boundaries operational conditions for processing indigo plant soak water with various nanofiltration and ultrafiltration membranes. Initial pilot operation data across multiple membrane sizes aided in the selection of an appropriate membrane specification which would allow for concentration of the soluble indican molecule with the least amount of energy and highest segregation of other soak water constituents. Upon selection of the membrane, tests were run across full arrays of flow rate, concentration, and pressure to model the potential working environments at various points along the multi-stage membrane array proposed for the industrial system. The model was utilized in the final design of the filter array, and the technology was transferred to the factory floor with technical and operational success. Within Technical Objective 2, experiments were conducted to establish optimal propagation and conversion conditions for the company's bacteria used in the fermentation step. Multiple nutrient regimens, temperatures, and conditions were evaluated resulting in an augmented nutrient solution that increased growth rates and cell density over standard conditions. Monitoring rates of doubling and hydrolyzing activity, an improved procedure was developed for optimizing the scale-up and addition of the bacteria so that a maximum rate of conversion occurred with less opportunity for side reactions. Within Technical Objective 3, third party assays were conducted to demonstrate the effectiveness of the nanofiltration system to not only concentrate indican but also to pre-treat wastewater for both re-use and discharge to municipal sources. Previous wastewater concerns of BOD and COD were reduced by 150X and 250X, respectively. Phenols were reduced to and undetectable level. Within Technical Objective 5, the primary membrane filtration skid has been designed, built, and implemented and the factory, having resulted in successful concentration of indigo soak water to 4x with a corresponding improvement in dye yield per batch; and the permeate side has been successfully used in soaks of subsequent batches.

    Publications