Source: ALGENOL BIOTECH LLC submitted to NRP
DEVELOPMENT OF NATURAL AND SUSTAINABLE UV-BLOCKING COMPOUNDS BY AN ALGAL-BASED SYSTEM
Sponsoring Institution
National Institute of Food and Agriculture
Project Status
COMPLETE
Funding Source
Reporting Frequency
Annual
Accession No.
1019705
Grant No.
2019-33610-29807
Cumulative Award Amt.
$100,000.00
Proposal No.
2019-00750
Multistate No.
(N/A)
Project Start Date
Aug 15, 2019
Project End Date
Apr 14, 2020
Grant Year
2019
Program Code
[8.8]- Biofuels and Biobased Products
Recipient Organization
ALGENOL BIOTECH LLC
16121 LEE RD STE 110
FORT MYERS,FL 339122512
Performing Department
(N/A)
Non Technical Summary
This application describes research to further advance an innovative algae-based production system for the manufacture of a suite of novel biobased ingredients for sustainable and environmentally advantaged skin care products. Specifically, we propose the mass cultivation of genetically enhanced photosynthetic algae (cyanobacteria) in specialized photobioreactors (PBRs) to produce mycosporine-like amino acids (MAAs), which provide several benefits when included in skin care products, including boosting UV protection, antioxidant, and anti-inflammation properties. This is a significant opportunity because many of the chemically synthesized UV filters in current skin care products (e.g., sunscreens) have been determined to have adverse impacts on health and the environment (DiNardo and Downs, 2018; Hanigan et al., 2018; Scheider and Lim, 2018; Kim and Choi, 2014). It has been reported that the algae-produced natural compounds that can boost UV protection are more environmentally friendly and sustainable than the current petroleum-based UV filters (Derikvand et al., 2017). In addition to providing superior products, this approach also offers an opportunity for farming of algae in various regions, including dry, hot environments with limited or declining fresh water availability.The primary project goal is to maximize the productivity of MAAs (e.g., shinorine and porphyra-334) from Algenol's existing genetically enhanced algae through growth medium and CO2 supply optimization, along with cultivation mode modifications (semi-continuous versus batch, etc.). Initial cultivations will be in specialized laboratory PBRs, and the most promising cultivation practices will then be confirmed in Algenol's patented outdoor 100-300 L "VIPER" PBRs. We will also develop preliminary downstream methods to recover secreted MAAs from the algal cultures using scalable, filtration-based technologies. Results from these activities will provide data for preliminary techno-economic analysis, and will provide a solid foundation for additional progress toward the agriculture-based production of commercially relevant MAA products in a subsequent Phase II SBIR project. This application directly addresses the USDA NIFA priority areas involving new non-food biobased products from new industrial crops, and new agriculture-based processes for the manufacture of industrial products.
Animal Health Component
50%
Research Effort Categories
Basic
20%
Applied
50%
Developmental
30%
Classification

Knowledge Area (KA)Subject of Investigation (SOI)Field of Science (FOS)Percent
51121501103100%
Goals / Objectives
The goal of the Phase I effort is designed to identify optimal cultivation conditions for the cyanobacteria-based biological production of mycosporine like amino acids (MAAs) that have a range of applications in the personal care industry.The technical objectives outline the process for helping to establish the economic viability of production of this class of compounds from algae using Algenol's patented photobioreactor technology and strains. The cultivation studies outlined in Tasks 1 and 2 will provide the base operational protocols for large-scale commercial production that will be validated in a potential pilot scale follow-on Phase II effort. The downstream operation in Task 3 will establish the expected yields for pilot and commercial operations and will feed design requirements for pilot and commercial downstream processing. The key decision point for a commercial assessment of the process will come through the preliminary techno-economic analysis (TEA) in Task 4. The output of this task will estimate the yield for a commercial operation, the associated capital expense (CAPEX) and operational expense (OPEX), and provide an early assessment of the commercial viability. The data generated in Tasks 1-4 will also serve as a starting point for a Life Cycle Analysis to be performed in a potential follow-on Phase II effort.Several technical questions must be answered in order to establish the technical feasibility of the proposed approach, including:What are the optimal cultivation conditions to maximize MAA productivity in cyanobacterial cultures?Can lab-scale results be replicated in large-scale outdoor photobioreactor-based cultivations?Are there scalable downstream processes that will enable economic extraction and concentration of MAAs?Does the overall production process appear to be economically viable?To help answer these questions, the following technical objectives for Phase I of the proposed work have been established:Complete lab-scale (1.2 L) cultivation of MAA-producing cyanobacteria under different culturing conditions to identify methods for maximizing productivity.Perform batch and semi-continuous outdoor cultivation of selected MAA-producing cyanobacteria in 100 to 300?L photobioreactor systems.Develop and assess MAA recovery protocols using scalable technologies.Complete a preliminary Techno Economic Analysis (TEA) to determine economic feasibility and assess environmental benefits of commercial-scale MAA production.Deliverable: Final technical report documenting the results of cultivation and product recovery experiments, including TEA modeling.
Project Methods
Task 1: Lab-scale cultivation experiments will seek to optimize production of targeted MAAs at lab-scale through improvements in medium composition and cultivation operations. The effort will rely on Algenol's proprietary 1.2 L volume lab-scale vertical photobioreactors designed to have a high degree of predictable performance with regard to outdoor photobioreactors. Medium optimization will focus on increasing productivity and identification of optimal delivery of nutrients and the expression of the MAA genes. In addition to optimizing the medium, this task will evaluate cultivation operations by comparing batch and semi-continuous operations. Algenol has found that optimal culture operation mode can vary based on the end product. For example, biomass productivity is improved under semi-continuous operation relative to batch operation. However, for certain secreted products the achievable titer may require batch operation to generate high enough concentrations for downstream product recovery. This task will consist of a round of medium optimization under batch operation followed by a comparison of batch and semi-continuous operation in the optimal medium. Algenol will monitor both biomass and MAA production throughout the cultivations. MAA concentration in the culture medium is determined spectrophotometrically using the compound's absorption wavelength maxima and corresponding molar extinction coefficient (with confirmation via LC-MS). The final MAA concentration will be used to estimate a harvested MAA productivity and related to reactor footprint area to determine an areal productivity rate. The MAA material harvested from the Task 3 cultivation will be used to support Task 3 downstream process development activities related to product recovery. This data will support development of the techno-economic analysis (TEA) in Task 4.All cultivation and analytical work will be performed at Algenol's Fort Myers, FL campus. Cultivations will occur in advanced climate-controlled cultivation labs using Algenol's proprietary lab-scale photobioreactors and control and data acquisition software. The photobioreactors are supplied light that simulates annual average irradiance at the Fort Myers facility, thus providing annual average productivity estimates for MAAs. Temperature is also controlled in the cultivation labs to simulate a typical average daily profile. The photobioreactors are supplied with air and CO2 via mass flow controllers to facilitate mass balance calculations and estimates of carbon use efficiency. The photobioreactors have pH and temperature monitoring and are sampled periodically for a range of analytes related to nutrient consumption and demand, total carbon production, inorganic carbon supply, and MAA production. The productivity achieved in these lab-scale systems have been translated to outdoor productivities for a range of products, with a scale increase from 1.2 L to 300 L to 26,000 L. The modular nature of Algenol's PBR technology results in predictable scale projections from lab to commercial. The results of Task 1 cultivation will be validated in Task 2 to establish the scalability for MAA production.Task 2: Outdoor, small scale experiment with 20 ft photobioreactors. Algenol proposes to use the results of medium optimization and cultivation operation obtained in Task 1 to parameterize outdoor cultivation trials. This task will serve to validate the lab-based productivity projections and to assess variability in production with outdoor cultivation conditions. The cultivation in this task will occur in Algenol's patented VIPER flexible film photobioreactors (see facilities and equipment attachments for picture of equipment). Each photobioreactors is ~100 L in volume and can be interconnected with multiple additional photobioreactors to create a larger integrated array. For the proposed work, Algenol will use the standard R&D scale configuration with 3 photobioreactors connected in one system resulting in ~300 L total volume. Each system is considered a replicate and the cultivation in Task 2 will be run in duplicate at a minimum. The cultivation will use the optimized medium identified in Task 1 and the operation mode identified as optimal in Task 1 (i.e. batch operation vs semi-continuous). Algenol will monitor both biomass and MAA production throughout the cultivation. The final MAA concentration will be used to determine the areal productivity rate. The MAA material harvested from the Task 3 cultivation will be used to support Task 3 downstream process development activities related to product recovery. These data will support development of the TEA in Task 4.Outdoor cultivation will occur at the Process Development Unit (PDU) on Algenol's Fort Myers campus. The VIPERs have similar capabilities with regard to control and system monitoring relative to the lab-scale photobioreactors used in Task 1. The VIPER PBRs are supplied with air and CO2 via mass flow controllers to facilitate mass balance calculations and estimates of carbon use efficiency. The VIPERs have pH and temperature monitoring and are sampled periodically for a range of analytes related to nutrient consumption and demand, total organic carbon production, inorganic carbon supply, and MAA production.Task 3: Downstream process operations. The secreted MAAs are recovered from the harvested culture medium. The first step entails separating the algal cells from the MAA-containing culture medium by centrifugation. The MAA-containing supernatant is then further processed in a series of crossflow filtration steps, followed by concentration, decolorization, sterilization, and drying in some situations.The task will leverage existing bench-scale equipment to process the MAA material. The existing equipment may be somewhat different than what is eventually implemented for the envisioned commercial process, but should prove sufficient for relevant yield calculations and provide valuable input for specifying equipment for MAA product recovery at larger scales in future efforts.Culture produced and harvested in Task 1 and 2 will serve as the product feeds for Task 3. This task will establish efficiencies for each process step and document the product yield for the integrated unit operations as proposed. The downstream integrated product yield will inform Task 4 TEA calculations for overall product yield and mass balance calculations. The integrated process analysis will identify and prioritize unit operations that require optimization in a potential Phase II SBIR effort.Task 4: Techno-Economic Analysis (TEA). Algenol has developed a sophisticated model to assess the techno-economic potential for selected products generated through Algenol's various processes. The TEA was originally established in support of ethanol production and has since been adapted to address production of biofuel intermediates, natural food colorants, and a range of additional products. The results of Task 2 outdoor cultivation are key inputs into this model to establish the productivity of MAAs on an areal basis (i.e. mass of product per cultivation field footprint). Another key input into the model will be the results of Task 3 downstream operations. While the scale of Task 3 will require additional work in a potential Phase II for more accurate yield and mass balance inputs, the proposed work will capture initial product yields and will be scalable, based on the proposed technology and previous experience.

Progress 08/15/19 to 04/14/20

Outputs
Target Audience: Nothing Reported Changes/Problems: While the technical work and reporting were completed on schedule, the draw down of funds and the uploading of progress and financial reports to REEport were delayed due to changes in staff related to the COVID-19 pandemic. This included our comptroller and this resulted in missed deadlines and delays. What opportunities for training and professional development has the project provided? Nothing Reported How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals? Nothing Reported

Impacts
What was accomplished under these goals? Impact Statement: This application describes research to further advance an innovative algae-based production system for the manufacture of a suite of novel biobased ingredients for sustainable and environmentally advantaged skin care products. Specifically, we propose the mass cultivation of genetically enhanced photosynthetic algae (cyanobacteria) in specialized photobioreactors (PBRs) to produce mycosporine-like amino acids (MAAs), which provide several benefits when included in skin care products, including boosting UV protection, antioxidant, and anti-inflammation properties. This is a significant opportunity because many of the chemically synthesized UV filters in current skin care products (e.g., sunscreens) have been determined to have adverse impacts on health and the environment (DiNardo and Downs, 2018; Hanigan et al., 2018; Scheider and Lim, 2018; Kim and Choi, 2014). It has been reported that the algae-produced natural compounds that can boost UV protection are more environmentally friendly and sustainable than the current petroleum-based UV filters (Derikvand et al., 2017). In addition to providing superior products, this approach also offers an opportunity for farming of algae in various regions, including dry, hot environments with limited or declining fresh water availability. To address Technical Question 1 we performed two lab-scale experiments; Task 1a and Task 1b. Task 1A Executive Summary: This study evaluated, in lab scale photobioreactors, the impact of cultivation medium and induction strategy on the culture growth and productivity. Three different zinc induction strategies in both a defined salt matrix and natural saline water sourced from a well on Algenol's site (NWW) were tested. This natural well water is readily available and economical; however, it contains high levels of calcium, magnesium and sulfate that can cause issues in the downstream MAA purification process. The defined salt matrix was a modified artificial seawater (mASW) with a five-fold reduction in the divalent ions. For MAA gene induction with ZnSO4, this experiment assessed a bolus induction at 7 and 5 OD750, respectively, and a split dose strategy at 3.5 and 7.0 OD750. The NWW reactors had the highest densities across induction treatments; and, the mASW reactors had a slightly reduced growth in the final 10-days of cultivation. There was a significant difference in MAA production by induction treatment, but not between NWW and mASW with the same induction strategy. In this experiment, providing a split dose of ZnSO4 resulted in a 28-34% increase in total MAA production versus the NWW control. The split dose mASW and NWW reactors produced the most MAA at 528 and 505 mg L-1 shinorine, respectively, versus 369 and 395 mg L-1 shinorine in the control dose mASW and NWW reactors. Overall, induction of the MAA pathway earlier in the cultivation produced more MAAs, and a split induction resulted in a prolonged higher productivity rate. While the mASW reactors did exhibit a turn-over in growth, the benefit of comparable MAA production and reduced divalent ion concentrations supports the use of this defined salt matrix for future cultivations. Task 1B Executive Summary: This evaluation focused onsemi-continuous operation to further increase productivity. The overall objective of this study was to test the shinorine-producing strain in an indoor semi-continuous cultivation. Reactors from an initial batch cultivation were either harvested to 1⁄2 volume or harvested to 1⁄4 volume followed by a dilution with fresh media. Both of these harvest strategies were studied in combination with two different induction strategies: immediate induction or no induction. It was determined that the cultures which were harvested to 1⁄4 volume with an immediate induction by a split dose, resulted in the best MAA production rate per day. However, in this semi-continuous evaluation, the MAA productivity was lower than the results of the initial batch cultivation of Strain A, both in terms of total MAA concentration or MAA rate per day. It was determined that semi-continuous operation strategies and associated induction parameters would have to be further evaluated and optimized in the future but are not currently worth pursuing. To address Technical Question 2 we performed an outdoor validation experiment; Task 2. Task 2 Executive Summary: MAA producing Strain A was cultivated outdoors and three induction strategies were examined. mASW has a defined salt composition with lower magnesium, calcium, and sulfate than found in seawater, and with half the salinity. The cultivation proceeded for 33 days post inoculation of all reactors. Total MAA produced reached over 500 mg L-1 by the end of the experiment for both split induction treatments, with the bolus treatment having a concentration just under of 500 mg L-1. Overall, using the split induction method resulted in higher MAA production. Further experimentation is needed to dial in the nutrients required for growth in order to optimize MAA production under outdoor conditions. To address Technical Question 3 we performed a downstream process development experiment, Task 3, using the MAA harvested from Task 2. Task 3 Executive Summary: The primary objective of this process development was to produce a concentrated MAA solution through the extraction and concentration of shinorine/porphyra-334 produced by Algenol's modified cyanobacteria. This evaluation utilized culture prepared in the SBIR Task 2 cultivation as the feed material for downstream extraction and concentration of shinorine. This culture was the first time an outdoor cultivation, grown in 50% mASW medium, was used for the production of MAAs. Thus, this was a major change for both cultivation and the downstream process development for MAA production, which was intended to help improve the process yields and reduce conductivity in the final product. The harvest from Task 2 consisted of 390 L of culture at 18.3 sOD750 and 490 mg L-1 shinorine, which was one of the highest outdoor culture yields to date. The nanofiltration process yielded 9.4 kg of a 1.32% MAA solution with 14.7 mS conductivity, which was the highest volume and MAA concentration obtained to date. The final nanofiltration yielded a 91% step yield from the drained retentate alone and provided a 78% overall MAA yield. Previous experience with MAA nanofiltration process, using a natural seawater medium, had resulted in membrane fouling due to the higher initial conductivity. Thus, use of the modified artificial seawater in cultivation helps to greatly improve the downstream process. Overall, the MAA downstream process changes implemented for this evaluation have shown significant process improvements at each stage. The modified salt medium used in cultivation helped to improve overall product conductivity, while maintaining MAA productivity. This defined salt medium likely improved the nanofiltration process, which helped deliver the 78% overall yield. To address Technical Question 4 we conducted a technoeconomic analysis (TEA), Task 4, using inputs from Tasks 2 and 3. Task 4 Executive Summary: As part of SBIR grant, Algenol attempted a techno-economic analysis (TEA) of Algenol's MAA production technology. Based on Algenol's proprietary cultivation systems, a TEA model was generated to analyze impacts of key performance indicators on the baseline economics of MAA production at a facility of varying scales. A conservative analysis indicated annual productivity of 1,500 to 3,000 kg for a 5,000 to 10,000 L capacity production facility. Work performed in this Phase 1 SBIR grant was insufficient to parameterize the capital and operational expenses (CapEx and OpEx). Additional experience in operating the downstream product recovery process is required to determine equipment size and cost as well as to estimate the labor required to operate a production facility.

Publications


    Progress 08/15/19 to 04/14/20

    Outputs
    Target Audience: Nothing Reported Changes/Problems:While the technical work and reporting were completed on schedule, the draw down of funds and the uploading of progress and financial reports to REEport were delayed due to changes in staff related to the COVID-19 pandemic. This included our comptroller and this resulted in missed deadlines and delays. What opportunities for training and professional development has the project provided? Nothing Reported How have the results been disseminated to communities of interest? Nothing Reported What do you plan to do during the next reporting period to accomplish the goals?The activiities are complete.

    Impacts
    What was accomplished under these goals? Impact Statement: This application describes research to further advance an innovative algae-based production system for the manufacture of a suite of novel biobased ingredients for sustainable and environmentally advantaged skin care products. Specifically, we propose the mass cultivation of genetically enhanced photosynthetic algae (cyanobacteria) in specialized photobioreactors (PBRs) to produce mycosporine-like amino acids (MAAs), which provide several benefits when included in skin care products, including boosting UV protection, antioxidant, and anti-inflammation properties. This is a significant opportunity because many of the chemically synthesized UV filters in current skin care products (e.g., sunscreens) have been determined to have adverse impacts on health and the environment (DiNardo and Downs, 2018; Hanigan et al., 2018; Scheider and Lim, 2018; Kim and Choi, 2014). It has been reported that the algae-produced natural compounds that can boost UV protection are more environmentally friendly and sustainable than the current petroleum-based UV filters (Derikvand et al., 2017). In addition to providing superior products, this approach also offers an opportunity for farming of algae in various regions, including dry, hot environments with limited or declining fresh water availability. To address Technical Question 1 we performed two lab-scale experiments; Task 1a and Task 1b. Task 1A Executive Summary: This study evaluated, in lab scale photobioreactors, the impact of cultivation medium and induction strategy on the culture growth and productivity. Three different zinc induction strategies in both a defined salt matrix and natural saline water sourced from a well on Algenol's site (NWW) were tested. This natural well water is readily available and economical; however, it contains high levels of calcium, magnesium and sulfate that can cause issues in the downstream MAA purification process. The defined salt matrix was a modified artificial seawater (mASW) with a five-fold reduction in the divalent ions. For MAA gene induction with ZnSO4, this experiment assessed a bolus induction at 7 and 5 OD750, respectively, and a split dose strategy at 3.5 and 7.0 OD750. The NWW reactors had the highest densities across induction treatments; and, the mASW reactors had a slightly reduced growth in the final 10-days of cultivation. There was a significant difference in MAA production by induction treatment, but not between NWW and mASW with the same induction strategy. In this experiment, providing a split dose of ZnSO4 resulted in a 28-34% increase in total MAA production versus the NWW control. The split dose mASW and NWW reactors produced the most MAA at 528 and 505 mg L-1 shinorine, respectively, versus 369 and 395 mg L-1 shinorine in the control dose mASW and NWW reactors. Overall, induction of the MAA pathway earlier in the cultivation produced more MAAs, and a split induction resulted in a prolonged higher productivity rate. While the mASW reactors did exhibit a turn-over in growth, the benefit of comparable MAA production and reduced divalent ion concentrations supports the use of this defined salt matrix for future cultivations. Task 1B Executive Summary: This evaluation focused onsemi-continuous operation to further increase productivity. The overall objective of this study was to test the shinorine-producing strain in an indoor semi-continuous cultivation. Reactors from an initial batch cultivation were either harvested to ½ volume or harvested to ¼ volume followed by a dilution with fresh media. Both of these harvest strategies were studied in combination with two different induction strategies: immediate induction or no induction. It was determined that the cultures which were harvested to ¼ volume with an immediate induction by a split dose, resulted in the best MAA production rate per day. However, in this semi-continuous evaluation, the MAA productivity was lower than the results of the initial batch cultivation of Strain A, both in terms of total MAA concentration or MAA rate per day. It was determined that semi-continuous operation strategies and associated induction parameters would have to be further evaluated and optimized in the future but are not currently worth pursuing. To address Technical Question 2 we performed an outdoor validation experiment; Task 2. Task 2 Executive Summary: MAA producing Strain A was cultivated outdoors and three induction strategies were examined. mASW has a defined salt composition with lower magnesium, calcium, and sulfate than found in seawater, and with half the salinity. The cultivation proceeded for 33 days post inoculation of all reactors. Total MAA produced reached over 500 mg L-1 by the end of the experiment for both split induction treatments, with the bolus treatment having a concentration just under of 500 mg L-1. Overall, using the split induction method resulted in higher MAA production. Further experimentation is needed to dial in the nutrients required for growth in order to optimize MAA production under outdoor conditions. To address Technical Question 3 we performed a downstream process development experiment, Task 3, using the MAA harvested from Task 2. Task 3 Executive Summary: The primary objective of this process development was to produce a concentrated MAA solution through the extraction and concentration of shinorine/porphyra-334 produced by Algenol's modified cyanobacteria. This evaluation utilized culture prepared in the SBIR Task 2 cultivation as the feed material for downstream extraction and concentration of shinorine. This culture was the first time an outdoor cultivation, grown in 50% mASW medium, was used for the production of MAAs. Thus, this was a major change for both cultivation and the downstream process development for MAA production, which was intended to help improve the process yields and reduce conductivity in the final product. The harvest from Task 2 consisted of 390 L of culture at 18.3 sOD750 and 490 mg L-1 shinorine, which was one of the highest outdoor culture yields to date. The nanofiltration process yielded 9.4 kg of a 1.32% MAA solution with 14.7 mS conductivity, which was the highest volume and MAA concentration obtained to date. The final nanofiltration yielded a 91% step yield from the drained retentate alone and provided a 78% overall MAA yield. Previous experience with MAA nanofiltration process, using a natural seawater medium, had resulted in membrane fouling due to the higher initial conductivity. Thus, use of the modified artificial seawater in cultivation helps to greatly improve the downstream process. Overall, the MAA downstream process changes implemented for this evaluation have shown significant process improvements at each stage. The modified salt medium used in cultivation helped to improve overall product conductivity, while maintaining MAA productivity. This defined salt medium likely improved the nanofiltration process, which helped deliver the 78% overall yield. To address Technical Question 4 we conducted a technoeconomic analysis (TEA), Task 4, using inputs from Tasks 2 and 3. Task 4 Executive Summary: As part of SBIR grant, Algenol attempted a techno-economic analysis (TEA) of Algenol's MAA production technology. Based on Algenol's proprietary cultivation systems, a TEA model was generated to analyze impacts of key performance indicators on the baseline economics of MAA production at a facility of varying scales. A conservative analysis indicated annual productivity of 1,500 to 3,000 kg for a 5,000 to 10,000 L capacity production facility. Work performed in this Phase 1 SBIR grant was insufficient to parameterize the capital and operational expenses (CapEx and OpEx). Additional experience in operating the downstream product recovery process is required to determine equipment size and cost as well as to estimate the labor required to operate a production facility.

    Publications